-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PLO5H1JFHzrFvBpRY3Bpl8VhmPZ0qu4rqgykWGMY940Aj4sBqwYVXzPDmOKY7AlN 5lbOvHXBTirFMoON+v/Jug== 0000898431-05-000125.txt : 20051005 0000898431-05-000125.hdr.sgml : 20051005 20051005153007 ACCESSION NUMBER: 0000898431-05-000125 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050930 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051005 DATE AS OF CHANGE: 20051005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-00439 FILM NUMBER: 051124771 BUSINESS ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 BUSINESS PHONE: 7166649600 MAIL ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 8-K 1 form_8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2005 American Locker Group Incorporated ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 ---------------------------- -------------- ------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 608 Allen Street, Jamestown, New York 14701 - ---------------------------------------------------- ------------- (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (716) 664-9600 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Material Definitive Agreement. On September 20, 2005, American Locker Group Incorporated (the "Company") and Edward F. Ruttenberg, the Company's Chairman, Chief Executive Officer, Chief Operating Officer and Treasurer, entered into an amendment of Mr. Ruttenberg's existing employment agreement, which previously was due to expire by its terms on November 18, 2005. Under the terms of the amendment, Mr. Ruttenberg's employment agreement instead will expire by its terms on December 31, 2005. The Company and Mr. Ruttenberg currently are in negotiations to further extend Mr. Ruttenberg's employment. A copy of the amendment is filed as Exhibit 10.1 to this Current Report. Item 9.01. Financial Statements and Exhibits. (c) Exhibits 10.1 Third Amendment to Agreement, dated as of September 20, 2005, by and between American Locker Group Incorporated and Edward F. Ruttenberg. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AMERICAN LOCKER GROUP INCORPORATED By: /s/ Edward F. Ruttenberg --------------------------------- Edward F. Ruttenberg Chairman, Chief Executive Officer, Chief Operating Officer and Treasurer Dated: October 5, 2005 EXHIBIT INDEX 10.1 Third Amendment to Agreement, dated as of September 20, 2005, by and between American Locker Group Incorporated and Edward F. Ruttenberg. EX-10 2 ex10_1.txt EXHIBIT 10.1 Exhibit 10.1 THIRD AMENDMENT TO AGREEMENT THIS AMENDMENT TO AGREEMENT (hereinafter sometimes called this "Amendment") is made as of the 20th day of September, 2005, by and between AMERICAN LOCKER GROUP INCORPORATED, a Delaware corporation (hereinafter sometimes called the "Company") and EDWARD F. RUTTENBERG, an individual formerly residing in Pittsburgh, Pennsylvania , and now residing in Grapevine, Texas (hereinafter sometimes called the "Executive"). WITNESSETH: WHEREAS, the Company and the Executive have executed and delivered, and entered into, the Employment Agreement dated November 18, 1999 between American Locker Group Incorporated and Edward F. Ruttenberg, as amended by the Amendment to Employment Agreement dated as of May 20, 2002 and the Second Amendment to Agreement dated as of March 1, 2005 (hereinafter sometimes collectively called the "Agreement") providing for, inter alia, the employment of the Executive by the Company for a term expiring initially on November 18, 2002, as extended to November 18, 2005; and WHEREAS, the Company and the Executive, the parties to the Agreement, wish to amend the Agreement in a certain respect in order to extend further the term of employment thereunder from November 18, 2005 to December 31, 2005; NOW, THEREFORE, for good and valuable consideration, the Company and the Executive, the parties to the Agreement, each intending to be legally bound, do hereby agree to amend the Agreement by the deletion from Section 2 of the Agreement of the reference to "November 18, 2005" and the insertion, in lieu thereof, of the reference to "December 31, 2005." In all other respects, the Agreement shall remain in full force and effect. IN WITNESS WHEREOF, the Company and the Executive, the parties hereto, have duly executed this Amendment under seal as of the day and year first above written. THE COMPANY: AMERICAN LOCKER GROUP INCORPORATED By: /s/ Alan H. Finegold ------------------------------- Name: Alan H. Finegold Title: Secretary THE EXECUTIVE: /s/ Edward F. Ruttenberg [Seal] ----------------------------------- Edward F. Ruttenberg -----END PRIVACY-ENHANCED MESSAGE-----