-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HhBw7b35ljy+RXSVdGQhBegStDAeGPBSu5qPPQnHsQQOq9UcAvsFbuU7k55gtsaz LGoDAymuabYbwBKihT81fg== 0000898431-05-000044.txt : 20050304 0000898431-05-000044.hdr.sgml : 20050304 20050304120006 ACCESSION NUMBER: 0000898431-05-000044 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20050228 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050304 DATE AS OF CHANGE: 20050304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-00439 FILM NUMBER: 05660340 BUSINESS ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 BUSINESS PHONE: 7166649600 MAIL ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 8-K 1 form_8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2005 American Locker Group Incorporated ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 ---------------------------- -------------- ------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 608 Allen Street, Jamestown, New York 14701 - ------------------------------------------------------------------ ------------- (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (716) 664-9600 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Amendment of Material Agreements On February 28, 2005, the Company and the United States Postal Service (the "USPS") have entered into amendments to the existing contracts under which the Company sells cluster box units ("CBUs") to the USPS which extend the term of such contracts through May 31, 2005. The USPS is not required to purchase any minimum number of CBUs under the terms of such extensions. On March 1, 2005, the Company and Edward F. Ruttenberg, Chairman and Chief Executive Officer of the Company, entered into an amendment to the Employment Agreement between the Company and Mr. Ruttenberg and the Company and Roy J. Glosser, President, Chief Operating Officer and Treasurer of the Company, entered into an amendment to the Employment Agreement between the Company and Mr. Glosser. In light of recent developments regarding the financial impact on the Company of the award to a competitor of the Company of a long term contract for CBUs, Mr. Glosser and Mr. Ruttenberg have each agreed to a reduction of 25% in their respective base compensation under their respective employment agreements. Item 9.01. Financial Statements and Exhibits. (c) Exhibits Exhibit 10.1 Second Amendment dated March 1, 2005 to Employment Agreement dated November 18, 1999 between American Locker Group Incorporated and Edward F. Ruttenberg. Exhibit 10.2 Third Amendment dated March 1, 2005 to Employment Agreement dated May 21, 1996 between American Locker Group Incorporated and Roy J. Glosser. Exhibit 10.3 Amendment of Solicitation/Modification of Contract between American Locker Security Systems, Inc. and the United States Postal Service dated February 28, 2005 Exhibit 10.4 Amendment of Solicitation/Modification of Contract between Security Manufacturing Corporation and the United States Postal Service dated February 28, 2005 - 1 - SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AMERICAN LOCKER GROUP INCORPORATED By: /s/ Edward F. Ruttenberg ----------------------------------- Edward F. Ruttenberg Chairman and Chief Executive Officer Dated: March 4, 2005 - 2 - EXHIBIT INDEX Exhibit 10.1 Second Amendment dated March 1, 2005 to Employment Agreement dated November 18, 1999 between American Locker Group Incorporated and Edward F. Ruttenberg. Exhibit 10.2 Third Amendment dated March 1, 2005 to Employment Agreement dated May 21, 1996 between American Locker Group Incorporated and Roy J. Glosser. Exhibit 10.3 Amendment of Solicitation/Modification of Contract between American Locker Security Systems, Inc. and the United States Postal Service dated February 28, 2005 Exhibit 10.4 Amendment of Solicitation/Modification of Contract between Security Manufacturing Corporation and the United States Postal Service dated February 28, 2005 - 3 - EX-10 2 second_amend.txt EXHIBIT 10.1 Exhibit 10.1 SECOND AMENDMENT TO AGREEMENT ----------------------------- This Second Amendment made as of March 1, 2005, to Employment Agreement dated November 18, 1999, is made between AMERICAN LOCKER GROUP INCORPORATED, a Delaware corporation (the "Company") and EDWARD F. RUTTENBERG, an individual residing in Pittsburgh, Pennsylvania, (the "Executive"). WITNESSETH: WHEREAS, the Company and the Executive are parties to an Employment Agreement dated November 18, 1999, as amended (the "Agreement"). WHEREAS, the parties hereto wish to amend the Agreement to make certain changes as set forth herein. NOW THEREFORE, for good and valuable consideration and intending to be bound hereby, the parties hereto agree as follows: 1. Section 3(a) is amended effective March 1, 2005 to delete "$16,401 per month" and to insert in lieu thereof "$12,301 per month"; 2. Except as expressly set forth herein, the Agreement shall remain unamended and in full force and effect. WITNESS the due execution hereof. COMPANY: AMERICAN LOCKER GROUP INCORPORATED By /s/ Roy J. Glosser ---------------------------- Title: President, Chief Operating Officer and Treasurer EXECUTIVE: /s/ Edward F. Ruttenberg ---------------------------- Edward F. Ruttenberg EX-10 3 third_amend.txt EXHIBIT 10.2 Exhibit 10.2 THIRD AMENDMENT TO AGREEMENT This Third Amendment made as of March 1, 2005, to Employment Agreement dated May 21, 1996, is made between AMERICAN LOCKER GROUP INCORPORATED, a Delaware corporation (the "Company") and ROY J. GLOSSER, an individual residing in Jamestown, New York (the "Executive"). WITNESSETH: WHEREAS, the Company and the Executive are parties to an Employment Agreement dated May 21, 1996, as amended (the "Agreement"). WHEREAS, the parties hereto wish to amend the Agreement to make certain changes as set forth herein. NOW THEREFORE, for good and valuable consideration and intending to be bound hereby, the parties hereto agree as follows: 1. Section 3(a) is amended effective March 1, 2005 to delete "$14,763 per month" and to insert in lieu thereof "$11,072 per month"; 2. Except as expressly set forth herein, the Agreement shall remain unamended and in full force and effect. WITNESS the due execution hereof. COMPANY: AMERICAN LOCKER GROUP INCORPORATED By /s/ Edward F. Ruttenberg ---------------------------------------- Title: Chairman and Chief Executive Officer EXECUTIVE: /s/ Roy J. Glosser ---------------------------------------- Roy J. Glosser EX-10 4 exhibit10_3.txt EXHIBIT 10.3 Exhibit 10.3
- ------------------------------------------------------------------------------------------------------------------------------------ 1. CONTRACT ID CODE PAGE OF AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 1 1 - ------------------------------------------------------------------------------------------------------------------------------------ 2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE 4. REQUISITION/PURCHASE REQ.NO. 5. PROJECT NO. (If applicable) 014 02/28/2005 - ------------------------------------------------------------------------------------------------------------------------------------ 6. ISSUED BY CODE 1CDSEQ 7. ADMINISTERED BY (IF OTHER THAN ITEM 6) CODE 1CDSEQ -------------------------- ------------- DELIVERY, INDUSTRIAL EQUIP & TELECO Peter J. Nieradka, C.P.M. Delivery Services Equipment Team Lead-Delivery Equipment PO Box 27496 Phone: (336) 665-2846 Greensboro NC 27498-0001 Fax: (336) 665-2866 email: peter.j.nieradka@usps.gov - ------------------------------------------------------------------------------------------------------------------------------------ 8. NAME AND ADDRESS OF CONTRACTOR |(x)| 9A. AMENDMENT OF SOLICITATION NO. (No., STREET, COUNTY, STATE AND ZIP CODE) AMERICAN LOCKER -------------------------------------------------------------- Attn: ROY GLOSSER 9B. DATED (SEE ITEM 11) 608 ALLEN STREET JAMESTOWN NY 14701-3966 -------------------------------------------------------------- |(x)| 10A. MODIFICATION OF CONTRACT/ORDER NO. 072368-01-P-0378 -------------------------------------------------------------- |(x)| 10B. DATED (SEE ITEM 13) 04/06/2001 - ------------------------------------------------------------- CODE 161068506 FACILITY CODE - ------------------------------------------------------------------------------------------------------------------------------------ 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS - ------------------------------------------------------------------------------------------------------------------------------------ The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers ________________ is extended, _______ is not extended. Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods: (a) By completing Items 8 and 15, and returning _____ copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment number. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter MAKES REFERENCE TO THE SOLICITATION AND THIS AMENDMENT, AND IS RECEIVED PRIOR TO THE OPENING HOUR AND DATE SPECIFIED. - ------------------------------------------------------------------------------------------------------------------------------------ 12. ACCOUNTING AND APPROPRIATION DATA (IF REQUIRED.) $0.00 See Schedule - ------------------------------------------------------------------------------------------------------------------------------------ 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS. IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14. - ------------------------------------------------------------------------------------------------------------------------------------ (x) | A. THIS CHANGE BY CLAUSE IS ISSUED PURSUANT TO: (SPECIFY CLAUSE) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE - ------| CONTRACT ORDER NO. IN ITEM 10A. | | | - ------------------------------------------------------------------------------------------------------------------------------------ | B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (SUCH AS CHANGES IN PAYING | | | OFFICE, APPROPRIATION DATE, ETC.) SET FORTH IN ITEM 14. - ------------------------------------------------------------------------------------------------------------------------------------ | C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO THE AUTHORITY OF: THE CHANGES SET FORTH IN ITEM 14 ARE MADE | IN THE CONTRACT ORDER NO. IN ITEM 10A. |x| | mutual agreement - ------------------------------------------------------------------------------------------------------------------------------------ | D. OTHER (SUCH AS NO COST CHANGE/CANCELLATION, TERMINATION, ETC.) (SPECIFY TYPE OF MODIFICATION AND AUTHORITY): THE | | | CHANGES SET FORTH IN ITEM 14 ARE MADE IN FJ THE CONTRACT ORDER NO. IN ITEM 10A | - ------------------------------------------------------------------------------------------------------------------------------------ E. IMPORTANT: Contractor | |is not, |x|is required to sign this document and return 1 copies to the issuing office. - ------------------------------------------------------------------------------------------------------------------------------------ 14. DESCRIPTION OF AMENDMENT/MODIFICATION (ORGANIZED BY UCF SECTION HEADINGS, INCLUDING SOLICITATION/CONTRACT SUBJECT MATTER WHERE FEASIBLE.) SUB REPT REQ'D: N PAYMENT TERMS: NET30 This modification is issued to extend the period of performance of this national contract for Central Delivery Equipment via eBuy. New period of performance is 03/01/2005 through May 31, 2005. No change in unit prices. Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect - ------------------------------------------------------------------------------------------------------------------------------------ 15A. NAME AND TITLE OF SIGNER (TYPE OR PRINT) 16A. NAME AND TITLE OF CONTRACTING OFFICER (TYPE OR PRINT) Roy J. Glosser, President Feb. 28, 2003 Peter J. Nieradka, C.P.M. Feb. 28, 2005 - ------------------------------------------------------------------------------------------------------------------------------------ 15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED 16B. CONTRACT AUTHORITY 16C. DATE SIGNED /s/ Roy J. Glosser /s/ Peter J. Nieradka C.P.M. - -------------------------------------------- -------------------------------------------- (SIGNATURE OF PERSON AUTHORIZED TO SIGN) (SIGNATURE OF CONTRACTING OFFICER) - ------------------------------------------------------------------------------------------------------------------------------------ Supplier
EX-10 5 exhibit10_4.txt EXHIBIT 10.4 Exhibit 10.4
- ------------------------------------------------------------------------------------------------------------------------------------ 1. CONTRACT ID CODE PAGE OF AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 1 1 - ------------------------------------------------------------------------------------------------------------------------------------ 2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE 4. REQUISITION/PURCHASE REQ.NO. 5. PROJECT NO. (If applicable) 010 02/25/2005 - ------------------------------------------------------------------------------------------------------------------------------------ 6. ISSUED BY CODE 1CDSEQ 7. ADMINISTERED BY (IF OTHER THAN ITEM 6) CODE 1CDSEQ -------------------------- ------------- DELIVERY, INDUSTRIAL EQUIP & TELECO Peter J. Nieradka, C.P.M. Delivery Services Equipment Team Lead-Delivery Equipment PO Box 27496 Phone: (336) 665-2846 Greensboro NC 27498-0001 Fax: (336) 665-2866 email: peter.j.nieradka@usps.gov - ------------------------------------------------------------------------------------------------------------------------------------ 8. NAME AND ADDRESS OF CONTRACTOR |(x)| 9A. AMENDMENT OF SOLICITATION NO. (No., STREET, COUNTY, STATE AND ZIP CODE) SECURITY MANUFACTURING CORP. -------------------------------------------------------------- Attn: ROY GLOSSER 9B. DATED (SEE ITEM 11) 815 S MAIN STREET GRAPEVINE TX 76051-5535 -------------------------------------------------------------- |(x)| 10A. MODIFICATION OF CONTRACT/ORDER NO. 072368-01-P-0380 -------------------------------------------------------------- |(x)| 10B. DATED (SEE ITEM 13) 04/06/2001 - ------------------------------------------------------------- CODE 251894655 FACILITY CODE - ------------------------------------------------------------------------------------------------------------------------------------ 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS - ------------------------------------------------------------------------------------------------------------------------------------ The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers ________________ is extended, _______ is not extended. Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods: (a) By completing Items 8 and 15, and returning _____ copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment number. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter MAKES REFERENCE TO THE SOLICITATION AND THIS AMENDMENT, AND IS RECEIVED PRIOR TO THE OPENING HOUR AND DATE SPECIFIED. - ------------------------------------------------------------------------------------------------------------------------------------ 12. ACCOUNTING AND APPROPRIATION DATA (IF REQUIRED.) $0.00 See Schedule - ------------------------------------------------------------------------------------------------------------------------------------ 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS. IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14. - ------------------------------------------------------------------------------------------------------------------------------------ (x) | A. THIS CHANGE BY CLAUSE IS ISSUED PURSUANT TO: (SPECIFY CLAUSE) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE - ------| CONTRACT ORDER NO. IN ITEM 10A. | | | - ------------------------------------------------------------------------------------------------------------------------------------ | B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (SUCH AS CHANGES IN PAYING | | | OFFICE, APPROPRIATION DATE, ETC.) SET FORTH IN ITEM 14. - ------------------------------------------------------------------------------------------------------------------------------------ | C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO THE AUTHORITY OF: THE CHANGES SET FORTH IN ITEM 14 ARE MADE | IN THE CONTRACT ORDER NO. IN ITEM 10A. |x| | mutual agreement - ------------------------------------------------------------------------------------------------------------------------------------ | D. OTHER (SUCH AS NO COST CHANGE/CANCELLATION, TERMINATION, ETC.) (SPECIFY TYPE OF MODIFICATION AND AUTHORITY): THE | | | CHANGES SET FORTH IN ITEM 14 ARE MADE IN FJ THE CONTRACT ORDER NO. IN ITEM 10A | - ------------------------------------------------------------------------------------------------------------------------------------ E. IMPORTANT: Contractor | |is not, |x|is required to sign this document and return 1 copies to the issuing office. - ------------------------------------------------------------------------------------------------------------------------------------ 14. DESCRIPTION OF AMENDMENT/MODIFICATION (ORGANIZED BY UCF SECTION HEADINGS, INCLUDING SOLICITATION/CONTRACT SUBJECT MATTER WHERE FEASIBLE.) SUB REPT REQ'D: N PAYMENT TERMS: NET30 LIST OF CHAGNES: This modification is issued to extend the period of performance of this national contract for Central Delivery Equipment via eBuy. New period of performance is 03/01/2005 through 05/31/2005. No change in unit prices. Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect - ------------------------------------------------------------------------------------------------------------------------------------ 15A. NAME AND TITLE OF SIGNER (TYPE OR PRINT) 16A. NAME AND TITLE OF CONTRACTING OFFICER (TYPE OR PRINT) Roy J. Glosser, President Feb. 28, 2005 Peter J. Nieradka, C.P.M. Feb. 28, 2005 - ------------------------------------------------------------------------------------------------------------------------------------ 15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED 16B. CONTRACT AUTHORITY 16C. DATE SIGNED /s/ Roy J. Glosser /s/ Peter J. Nieradka C.P.M. - -------------------------------------------- -------------------------------------------- (SIGNATURE OF PERSON AUTHORIZED TO SIGN) (SIGNATURE OF CONTRACTING OFFICER) - ------------------------------------------------------------------------------------------------------------------------------------ Supplier
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