-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V3KEDO7SB7B9i8HmCUJKUdX6boMlAmo01Z5wcJi9Wf083i4U5pudxJe0JwHMaPMu ZWGQFkWZCxZOvNWtw+YjTA== 0000898431-00-000131.txt : 20000503 0000898431-00-000131.hdr.sgml : 20000503 ACCESSION NUMBER: 0000898431-00-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000430 FILED AS OF DATE: 20000502 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-00439 FILM NUMBER: 616912 BUSINESS ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 BUSINESS PHONE: 7166649600 MAIL ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 COMPANY DATA: COMPANY CONFORMED NAME: ESTATE OF HAROLD J RUTTENBERG CENTRAL INDEX KEY: 0001060912 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: AL FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O EXECUTRIX STREET 2: NO ADDRESS GIVEN MAIL ADDRESS: STREET 1: C/O EXECUTRIX STREET 2: NO ADDRESS GIVEN 4 1 FORM 4 --------------------------- FORM 4 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL ------------ OMB Number: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response................................ 0.5 (Print or Type Response) 1. Name and Address of Reporting Person* Ruttenberg, Estate of Harold J. ---------------------------------------------- (Last) (First) (Middle) c/o Ellen Rabin 806 Riverview Road ---------------------------------------------- (Street) Lemoyne, PA 17043 ---------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol American Locker Group Incorporated ------------------------------------------------ 3. IRS or Social Security Number of Reporting Person (Voluntary) 25-6580820 ------------------------ 4. Statement for Month/Year April 2000 ------------------------ 5. If Amendment, Date of Original (Month/Year) ------------------------ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) / / Director / X / 10% Owner / / Officer (Give Title Below) --------------- / / Other (Specify Below) --------------- 7. Individual or Joint/Group Filing (Check Applicable Line) / X / Form filed by One Reporting Person / / Form filed by More than One Reporting Person
==================================================================================================================================== TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ==================================================================================================================================== 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) Securities Form: Indirect Date Code (Instr. 3, 4 and 5) Benefici- Direct (D) Beneficial (Instr. 8) ally Owned or In- Ownership --------- ----------- -------------------------- at End of direct (I) (Instr. 4) (Month/ Code V Amount (A) or (D) Price Month (Instr. 4) Day/ (Instr. 3 Year) and 4) Common Stock 4/5/2000 S 30,000 D $8.25 468,996 D ------------------------ -------- ----- ----- -------- -------- -------- ----------- ------------ ---------- ==================================================================================================================================== ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
==================================================================================================================================== TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================================================== 1. Title of 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and Derivative sion or action action Derivative Exercisable Amount of Security Exercise Date Code Securities and Under- (Instr. 3) Price of (Month/ (Instr. 8) Acquired (A) Expiration lying Deriva- Day/ or Disposed Date Securities tive Year) of (D)(Instr. (Month/Day/ (Instr. 3 Security 3, 4 and 5) Year) and 4) Date Expir- Amount or Exer- ation Number of Code V (A) (D) cisable Date Title Shares None --------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ---------- ==================================================================================================================================== Table II (continued) ==================================================================================================================================== 8. Price of 9. Number of 10. Ownership 11. Nature of Derivative Derivative Form of Indirect Security Securities Derivative Beneficial (Instr. 5) Benefic- Security: Ownership ially Direct (D) (Instr. 4) Owned at or Indirect End of Month (I)(Instr. 4) (Instr. 4) ------------ ------------- ------------- ------------ ==================================================================================================================================== ====================================================================================================================================
Explanation of Responses: ESTATE OF HAROLD J. RUTTENBERG BY: /s/ Ellen Rabin April 7, 2000 ------------------------------- ----------------- **Signature of Reporting Person Date Ellen Rabin TITLE: Executrix ---------------------------- BY: /s/ Katherine M. Ruttenberg April 7, 2000 ------------------------------- ----------------- **Signature of Reporting Person Date Katherine M. Ruttenberg TITLE: Executrix ---------------------------- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----