0000892251-13-000140.txt : 20130930 0000892251-13-000140.hdr.sgml : 20130930 20130930141616 ACCESSION NUMBER: 0000892251-13-000140 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20130930 DATE AS OF CHANGE: 20130930 GROUP MEMBERS: ANGELA C. PACKER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-18717 FILM NUMBER: 131122702 BUSINESS ADDRESS: STREET 1: 2701 REGENT BLVD. STREET 2: SUITE 200 CITY: DFW AIRPORT STATE: TX ZIP: 75261 BUSINESS PHONE: (817) 329-1600 MAIL ADDRESS: STREET 1: P.O. BOX 169 CITY: COPPELL STATE: TX ZIP: 75019 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Packer Kyle S. CENTRAL INDEX KEY: 0001587655 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: 1482 AQUA VISTA DRIVE CITY: LAWRENCEBURG STATE: IN ZIP: 47025 SC 13D 1 schedule13da093013.htm SCHEDULE 13D SEPTEMBER 30, 2013 schedule13da093013.htm
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 
SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
 
American Locker Group Incorporated
 
(Name of Issuer)
 
Common Stock
 
(Title of Class of Securities)
 
027284108
 
(CUSIP Number)
 
Kyle S. Packer
1482 Aqua Vista Drive
Lawrenceburg, Indiana 47025
(513) 703-9311
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

Copies to:
Bryan A. Jacobs, Esq.
Keating Muething & Klekamp PLL
One East Fourth Street, Suite 1400
Cincinnati, Ohio 45202
(513) 562-1456
 
September 24, 2013
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  o
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 


 
CUSIP No. 027284108
   
1
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Kyle S. Packer
 
 2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
 (a)  o
(b)  x
 
 3
SEC USE ONLY
 
 
 4
SOURCE OF FUNDS*
 
PF
 
 5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)  o
 
 
 6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
 
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
 
 7
SOLE VOTING POWER
 
44,599
 
 8
SHARED VOTING POWER
 
0
 
 9
SOLE DISPOSITIVE POWER
 
44,599
 
10
SHARED DISPOSITIVE POWER
 
0
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
44,599
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*  o
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
2.64%
 
 
14
TYPE OF REPORTING PERSON*
 
IN
 

 
Page 2 of 6 

 


1
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Angela C. Packer
 2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
 (a)  o
(b)  x
 3
SEC USE ONLY
 
 4
SOURCE OF FUNDS*
 
PF
 5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)  o
 
 6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
 
 7
SOLE VOTING POWER
 
42,200
 8
SHARED VOTING POWER
 
0
 9
SOLE DISPOSITIVE POWER
 
42,200
10
SHARED DISPOSITIVE POWER
 
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
42,200
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*  o
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
2.50%
 
14
TYPE OF REPORTING PERSON*
 
IN

 
Page 3 of 6 

 

Item 1.
Security and Issuer
 
This Statement on Schedule 13D relates to the shares of the common stock, par value, $1.00 per share (the “Common Stock”) of American Locker Group Incorporated, a Delaware corporation whose principal executive offices are located at 2701 Regent Blvd., Suite 200, DFW Airport, Texas 75261 (the “Issuer”).  This Statement on Schedule 13D is being filed by Kyle S. Packer and Angela C. Packer (the “Reporting Persons”).
 
Unless otherwise indicated, all capitalized terms used herein shall have the meanings given to them in the Schedule 13D, and unless amended or supplemented hereby, all information previously filed remains in effect.
 
Item 2.
Identity and Background
 
This Statement on Schedule 13D is being filed by Kyle S. Packer and his wife Angela C. Packer, both of whom are citizens of the United States of America, whose home address is 1482 Aqua Vista Drive Lawrenceburg, Indiana 47025 with a telephone number of (513) 703-9311.  Kyle S. Packer is the Chief Financial Officer of West Chester Holdings, Inc., a privately-held business.  Angela C. Packer is a Product Manager with Fidelity Investments.

During the last five years, neither of the Reporting Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor were either of the Reporting Persons a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 
Item 3.
Source and Amount of Funds or Other Consideration
 
The Reporting Persons acquired the combined 86,799 shares of the Issuer’s Common Stock through open-market purchases using personal funds.
 
Item 4.
Purpose of Transaction
 
The Reporting Persons have made this filing to reflect their individual equity interest in the Issuer.  The Reporting Persons holds this position as a personal investment based on the belief that the shares of Common Stock, when purchased, were undervalued and represent an attractive investment opportunity.  The Reporting Persons may acquire additional securities of the Issuer from time to time and may also make dispositions of such securities depending on various circumstances.

Except as set forth above and otherwise in the capacities therein described, the Reporting Persons do not have any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D.  The Reporting Persons may, at any time, review or reconsider their position with respect to the Issuer and formulate plans or proposals with respect to any of such matters, but have no present intention of doing so.

Item 5.
Interest in Securities of the Issuer
 
(a)           See Item 11 and Item 13 of the cover page (1)
 
(b)           See Items 7 through 10 of the cover page (1)
 

 
Page 4 of 6 

 

(c)
During the sixty days prior to the date of the report, the Reporting Persons effected the following transactions in the Common Stock:
 
     
Purchase Price
Date
Shares
Transaction Type
Per Share
08/14/2013
4,600
Open-Market Purchase
$1.70
08/16/2013
1,000
Open-Market Purchase
$1.71
08/19/2013
4,000
Open-Market Purchase
$1.76
08/28/2013
1,000
Open-Market Purchase
$1.91
08/30/2013
4,000
Open-Market Purchase
$2.00
09/16/2013
2,200
Open-Market Purchase
$2.08
09/17/2013
2,000
Open-Market Purchase
$2.00
09/18/2013
5,000
Open-Market Purchase
$2.00
09/23/2013
1,000
Open-Market Purchase
$2.01
09/24/2013
6,000
Open-Market Purchase
$2.01

(d)           NA
 
(e)           NA
 
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
 
NA
 
Item 7.
Material to Be Filed as Exhibits
 
99.1           Joint Filing Agreement

99.2           Power of Attorney for Kyle S. Packer

99.3           Power of Attorney for Angela C. Packer


 
Page 5 of 6 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
KYLE S. PACKER
 
 
By:  /s/ Kyle S. Packer             
 
Date:  September 30, 2013
   
   
 
ANGELA C. PACKER
 
 
By:  /s/ Angela C. Packer             
 
Date:  September 30, 2013


The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative.  If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference.  The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
 
 

 
Page 6 of 6 

 

EX-99.1 2 jointfilingagreement.htm JOINT FILING AGREEMENT jointfilingagreement.htm
 
 
EXHIBIT 99.1

 

JOINT FILING AGREEMENT

In accordance with Rule 13(d)-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, $1.00 Par Value, of American Locker Group Incorporated and further agree that this Joint Filing Agreement be include as an exhibit to such statement.  This Joint Filing Agreement may be executed in any number of counterparts, all of which, taken together, shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of September 30, 2013.



 
  /s/ Kyle S. Packer             
Name:  Kyle S. Packer
 
 
 
  /s/ Angela C. Packer             
Name:  Angela C. Packer
 


EX-99.2 3 kylepoa.htm KYLE S. PACKER POWER OF ATTORNEY kylepoa.htm
EXHIBIT 99.2
 

 

POWER OF ATTORNEY
 
Know by all these presents, that the undersigned, Kyle S. Packer, hereby makes, constitutes and appoints each of William J. Keating, Jr. and Bryan A. Jacobs as the undersigned’s attorneys-in-fact (the “Attorneys-In-Fact”), with full power and authority, including without limitation the power of substitution and resubstitution, acting together or separately, in the name of and for and on the behalf of the undersigned:
 
(a) For the purpose of complying with the requirements of the Securities Act of 1933, as amended, and the rules of the Securities and Exchange Commission (the “Commission”) promulgated thereunder (collectively, the “Securities Act”), and the Securities Exchange Act of 1934, as amended, and the rules of the Commission promulgated thereunder (collectively, the “Exchange Act”), to prepare or cause to be prepared, execute, sign and file with the Commission and all applicable securities exchanges on behalf of the undersigned all statements, reports and other filings (including without limitation any amendments thereto) required to be filed by the undersigned under the Securities Act or the Exchange Act, including without limitation all Schedules 13D, Schedules 13G, Schedules 13E-3, Schedules 14D-1, and any amendments or exhibits thereto, with respect to the securities of First Franklin Corporation (the “Issuer”); and
 
(b) To make, execute, acknowledge, and deliver such other documents, letters, and other writings, including communications to the Commission, and in general to do all things and to take all actions, which the Attorneys-In-Fact in his or her sole discretion may consider necessary or proper in connection with or to carry out the objective of complying with the Securities Act and the Exchange Act, as fully as could the undersigned if personally present and acting.  The Attorneys-In-Fact are hereby empowered to determine in his/her sole discretion the time or times when, purpose for and manner in which any power therein conferred upon him or her shall be exercised, and the conditions, provisions, or other contents or any report, instrument or other document which may be executed by him or her pursuant hereto.
 
The undersigned hereby ratifies all that the Attorneys-In-Fact or his or her substitute or substitutes shall do under the authority of this Power of Attorney.
 
The Attorneys-In-Fact shall have full power to make and substitute any other Attorneys-In-Fact in his or her place and stead.  The term “Attorneys-In-Fact” shall include the respective substitutes of any Attorneys-In-Fact.
 
The undersigned acknowledges that the foregoing Attorneys-In-Fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Issuer assuming, any of the undersigned’s responsibilities to comply with the Securities Act or the Exchange Act.
 
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to make filings with the Securities and Exchange Commission with respect to the undersigned’s holdings of and transactions in securities issued by the Issuer, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing Attorneys-In-Fact.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 30th day of September, 2013.
 

 
  /s/ Kyle S. Packer             
Name:  Kyle S. Packer
 
 
 
EX-99.3 4 angelapackerpoa.htm ANGELA C. PACKER POWER OF ATTORNEY angelapackerpoa.htm
EXHIBIT 99.3
 

 
POWER OF ATTORNEY

Know by all these presents, that the undersigned, Angela C. Packer, hereby makes, constitutes and appoints each of William J. Keating, Jr. and Bryan A. Jacobs as the undersigned’s attorneys-in-fact (the “Attorneys-In-Fact”), with full power and authority, including without limitation the power of substitution and resubstitution, acting together or separately, in the name of and for and on the behalf of the undersigned:
 
(a) For the purpose of complying with the requirements of the Securities Act of 1933, as amended, and the rules of the Securities and Exchange Commission (the “Commission”) promulgated thereunder (collectively, the “Securities Act”), and the Securities Exchange Act of 1934, as amended, and the rules of the Commission promulgated thereunder (collectively, the “Exchange Act”), to prepare or cause to be prepared, execute, sign and file with the Commission and all applicable securities exchanges on behalf of the undersigned all statements, reports and other filings (including without limitation any amendments thereto) required to be filed by the undersigned under the Securities Act or the Exchange Act, including without limitation all Schedules 13D, Schedules 13G, Schedules 13E-3, Schedules 14D-1, and any amendments or exhibits thereto, with respect to the securities of First Franklin Corporation (the “Issuer”); and
 
(b) To make, execute, acknowledge, and deliver such other documents, letters, and other writings, including communications to the Commission, and in general to do all things and to take all actions, which the Attorneys-In-Fact in his or her sole discretion may consider necessary or proper in connection with or to carry out the objective of complying with the Securities Act and the Exchange Act, as fully as could the undersigned if personally present and acting.  The Attorneys-In-Fact are hereby empowered to determine in his/her sole discretion the time or times when, purpose for and manner in which any power therein conferred upon him or her shall be exercised, and the conditions, provisions, or other contents or any report, instrument or other document which may be executed by him or her pursuant hereto.
 
The undersigned hereby ratifies all that the Attorneys-In-Fact or his or her substitute or substitutes shall do under the authority of this Power of Attorney.
 
The Attorneys-In-Fact shall have full power to make and substitute any other Attorneys-In-Fact in his or her place and stead.  The term “Attorneys-In-Fact” shall include the respective substitutes of any Attorneys-In-Fact.
 
The undersigned acknowledges that the foregoing Attorneys-In-Fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Issuer assuming, any of the undersigned’s responsibilities to comply with the Securities Act or the Exchange Act.
 
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to make filings with the Securities and Exchange Commission with respect to the undersigned’s holdings of and transactions in securities issued by the Issuer, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing Attorneys-In-Fact.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 30th day of September, 2013.
 

 
  /s/ Angela C. Packer             
Name:  Angela C. Packer