-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GAytB/PiO++fqM3sIxxzR4IOZOFBdVxe7vZBzetM/leBr0Tb7AFpC/sPPvREuaeL 6+dra6bDZi5cC+Kl+1nHBA== 0000910680-02-000908.txt : 20021114 0000910680-02-000908.hdr.sgml : 20021114 20021114144439 ACCESSION NUMBER: 0000910680-02-000908 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021114 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPHTHALMIC IMAGING SYSTEMS INC CENTRAL INDEX KEY: 0000885317 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943035367 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11140 FILM NUMBER: 02824449 BUSINESS ADDRESS: STREET 1: 221 LATHROP WAY STE 1 CITY: SACRAMENTO STATE: CA ZIP: 95815 BUSINESS PHONE: 9166462020 MAIL ADDRESS: STREET 1: 221 LATHROP WAY STREET 2: SUITE 1 CITY: SACRAMENTO STATE: CA ZIP: 95815 8-K 1 form8k111402.txt FORM 8-K - 11/14/02 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2002 OPHTHALMIC IMAGING SYSTEMS (Exact Name of Registrant as Specified in Charter) California (State of Incorporation) 1-11140 94-3035367 ------- ---------- (Commission File No.) (IRS Employer Identification No.) 221 Lathrop Way, Suite I, Sacramento, California 95815 --------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) 916-646-2020 ------------ (Registrant's telephone number, including area code) Not Applicable -------------- (Former Name or Former Address, if Changed Since Last Report) Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. - ------- ------------------------------------------------------------------- (a) Financial statements of business acquired: Not applicable. (b) Pro forma financial information: Not applicable. (c) Exhibits: 99.1: Certification furnished November 14, 2002. Item 9. Regulation FD Disclosure - ------- ------------------------ On November 14, 2002, the Company furnished the attached Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (the "Certification") to the Securities and Exchange Commission, in connection with the filing of its report on Form 10-QSB for the quarter ended September 30, 2002. A copy of such Certification is attached to this Form 8-K as Exhibit 99.1. SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. OPHTHALMIC IMAGING SYSTEMS Dated: November 14, 2002 By: /s/ Gil Allon ------------------------- Gil Allon, Chief Executive Officer -2- EXHIBIT INDEX Exhibit Number Description - ------ ----------- 99.1 Certification furnished November 14, 2002. -3- EX-99 3 ex99_1.txt EXHIBIT 99.1 Exhibit 99.1 Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the filing of the financial statements of Ophthalmic Imaging Systems ("Registrant") for the quarter ended September 30, 2002 (the "Report"), each of the undersigned hereby certifies, to such officer's knowledge, that: 1. The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, and 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Registrant. /s/ Gil Allon ------------------------- Gil Allon Chief Executive Officer /s/ Ariel Shenhar ------------------------ Ariel Shenhar Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----