-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NP5pxJjLciQswlOv8rbELhEXuDirN3KWmQw4AmLQliWV8gNL7mrQs/dHISSsNLdH zH/v9+HsL2Se4hG3GDqT7A== 0000885273-96-000017.txt : 19961205 0000885273-96-000017.hdr.sgml : 19961205 ACCESSION NUMBER: 0000885273-96-000017 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961017 ITEM INFORMATION: Changes in control of registrant FILED AS OF DATE: 19961204 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHC FINANCIAL INC CENTRAL INDEX KEY: 0000885273 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 232264646 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-20185 FILM NUMBER: 96675916 BUSINESS ADDRESS: STREET 1: TWELVE HUNDRED ONE COMMERCE SQ STREET 2: 2005 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2156363000 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 20, 1996 BHC Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-20185 23-2264646 (State or other (Commission (I.R.S. Employer jurisdiction of File Number) ( Identification No.) incorporation) One Commerce Square 2005 Market Street Philadelphia, Pennsylvania 19103-3212 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: 215-636-3000 Not Applicable (Former name or former address, if changed since last report) This document contains three (3) pages. Item 5. Other Events The Company has entered into a written agreement with Citicorp Investment Services, Inc. ("CIS"), the Company's largest Client, to continue its clearing relationship with BHC Securities, Inc. through June 30, 1998. This agreement serves to rescind the unofficial oral notice given to the Company by CIS of its intent to internalize its securities processing function through an affiliate and consequently the Company no longer anticipates that the Clearing Agreement with CIS will terminate in the fourth quarter of 1996. This item had been previously reported on Form 8-K dated March 13, 1996. The Clearing Agreement may be terminated, however, at any time prior to June 30, 1998 upon six months prior written notice. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. BHC Financial, Inc. Date: December 3, 1996 By:______________________________ Lawrence E. Donato Senior Vice President and CFO -----END PRIVACY-ENHANCED MESSAGE-----