-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CeJbc0LlQ10NdFwxPvHpsG4gXdEu06bfVlk+BnjgoN7HsdVEUsjbB80LOKyPAZei Z7TfY63gVDmW0WY0GcyejQ== 0000891554-02-000040.txt : 20020413 0000891554-02-000040.hdr.sgml : 20020413 ACCESSION NUMBER: 0000891554-02-000040 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020107 GROUP MEMBERS: AVENTIS PHARMACEUTICALS INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSKARYOTIC THERAPIES INC CENTRAL INDEX KEY: 0000885259 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043027191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47221 FILM NUMBER: 2503262 BUSINESS ADDRESS: STREET 1: 195 ALBANY ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 6173490200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HMR PHARMA INC CENTRAL INDEX KEY: 0001030157 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 431769328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 10236 MARION PARK DRIVE STREET 2: P O BOX 9627 CITY: KANSAS CITY STATE: MO ZIP: 64134-0627 BUSINESS PHONE: 8169665000 MAIL ADDRESS: STREET 1: 10236 MARION PARK DRIVE STREET 2: P O BOX 9627 CITY: KANSAS CITY STATE: MO ZIP: 64134-0627 SC 13D/A 1 d27626_13d-a.txt AMENDMENT TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) Under the Securities Exchange Act of 1934 TRANSKARYOTIC THERAPIES, INC. (Name of Issuer) Common Stock par value $.01 per share (Title of Class of Securities) 893735 10 0 (CUSIP Number) Edward H. Stratemeier, Esq. General Counsel Aventis Pharmaceuticals 300 Somerset Corporate Boulevard Bridgewater, New Jersey 08807 (908) 243-6000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 28, 2001 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f), or 13d-1(g), check the following box. [ ] Page 1 of 6 - --------------------------------------------------------------------------- 1) Name of Reporting Person and its Aventis Pharmaceuticals Inc. I.R.S. Identification Number 44-0565557 - --------------------------------------------------------------------------- 2) Check the Appropriate Box if (a) [ ] a Member of a Group (b) [X] - --------------------------------------------------------------------------- 3) SEC Use Only - --------------------------------------------------------------------------- 4) Source of Funds Not Applicable - --------------------------------------------------------------------------- 5) Check Box if Disclosure of Legal [ ] Proceedings is Required Pursuant to Items 2(d) or 2(e) - --------------------------------------------------------------------------- 6) Citizenship or Place of Organization Delaware - --------------------------------------------------------------------------- 7) Sole Voting Power 0 Number of ____________________________________________________________ Shares Beneficially 8) Shared Voting Power 0 Owned by ____________________________________________________________ Each Reporting 9) Sole Dispositive Power 0 Person With ____________________________________________________________ 10) Shared Dispositive Power 0 - --------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned 0 by Each Reporting Person - --------------------------------------------------------------------------- 12) Check Box If the Aggregate Amount [ ] in Row (11) Excludes Certain Shares - --------------------------------------------------------------------------- 13) Percent of Class Represented less than 5% by Amount in Row (11) - --------------------------------------------------------------------------- 14) Type of Reporting Person CO - --------------------------------------------------------------------------- Page 2 of 6 - --------------------------------------------------------------------------- 1) Name of Reporting Person and its HMR Pharma, Inc. I.R.S. Identification Number 43-1769328 - --------------------------------------------------------------------------- 2) Check the Appropriate Box if (a) [ ] a Member of a Group (b) [X] - --------------------------------------------------------------------------- 3) SEC Use Only - --------------------------------------------------------------------------- 4) Source of Funds Not applicable - --------------------------------------------------------------------------- 5) Check Box if Disclosure of Legal [ ] Proceedings is Required Pursuant to Items 2(d) or 2(e) - --------------------------------------------------------------------------- 6) Citizenship or Place of Organization Delaware - --------------------------------------------------------------------------- 7) Sole Voting Power 0 Number of ____________________________________________________________ Shares Beneficially 8) Shared Voting Power 0 Owned by ____________________________________________________________ Each Reporting 9) Sole Dispositive Power 0 Person With ____________________________________________________________ 10) Shared Dispositive Power 0 - --------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned 0 by Each Reporting Person - --------------------------------------------------------------------------- 12) Check Box If the Aggregate Amount [ ] in Row (11) Excludes Certain Shares - --------------------------------------------------------------------------- 13) Percent of Class Represented less than 5% by Amount in Row (11) - --------------------------------------------------------------------------- 14) Type of Reporting Person CO - --------------------------------------------------------------------------- Page 3 of 6 This Schedule 13D is filed solely to amend Item 5(e), to set forth that, effective December 28, 2001, Aventis Pharmaceuticals Inc., a Delaware corporation ("API"), and, effective December 31. 2001, HMR Pharma, Inc., a Delaware corporation ("Pharma"), each ceased to be the beneficial owner of more than 5% of any class of equity securities of the Issuer. Page 4 of 6 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (e) Effective December 28, 2001, API and, effective December 31, 2001, Pharma, each ceased to be the beneficial owners of more than five percent of any class of equity securities of the Issuer. On December 28, 2001 Aventis Pharmaceuticals Inc. and HMR Pharma, Inc., together with other affiliated entities, began steps to effect a corporate restructuring, which resulted in, among other things, the transfer of all the Shares to an affiliated Delaware corporate entity also named Aventis Pharmaceuticals Inc., which is owned by Aventis Holdings Inc., a Delaware corporation, which is owned by Rhone-Poulenc Rorer Inc., a Pennsylvania corporation. A Schedule 13D is being filed as of even-date herewith on behalf of the corporate entities that succeeded to the ownership of the Shares. Page 5 of 6 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. AVENTIS PHARMACEUTICALS INC. Date: January 7, 2002 By: /s/Edward H. Stratemeier Edward H. Stratemeier Vice President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. HMR PHARMA, INC. Date: January 7, 2002 By: /s/Phillip R. Ridolphi Phillip R. Ridolphi President Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----