0001752724-21-263051.txt : 20211129 0001752724-21-263051.hdr.sgml : 20211129 20211129134916 ACCESSION NUMBER: 0001752724-21-263051 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211129 PERIOD START: 20210930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS TRUST CENTRAL INDEX KEY: 0000088525 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-01136 FILM NUMBER: 211455084 BUSINESS ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-296-5100 MAIL ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY EQUITY FUND DATE OF NAME CHANGE: 19920703 0000088525 S000022641 Guggenheim Small Cap Value Fund C000065507 A SSUAX C000065508 C SSVCX C000065509 Institutional SSUIX C000155963 P SSUPX NPORT-P 1 primary_doc.xml NPORT-P false 0000088525 XXXXXXXX S000022641 C000065507 C000065509 C000155963 C000065508 Guggenheim Funds Trust 811-01136 0000088525 54930033G24U3UGWK691 702 King Farm Blvd., Suite 200 Rockville 20850 301-296-5100 Guggenheim Small Cap Value Fund S000022641 5493005PERLBH1K5ZP96 2021-09-30 2021-09-30 N 6965942.21 112863.44 6853078.77 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Park Hotels & Resorts Inc 5493005UZ5TQN0H6HS73 700517105 1923.00000000 NS USD 36806.22000000 0.537075688683 Long EC CORP US N 1 N N N Radian Group Inc 54930005OUP720S5U385 750236101 3075.00000000 NS USD 69864.00000000 1.019454209483 Long EC CORP US N 1 N N N CNX Resources Corp 549300JK3KH8PWM3B226 12653C108 5066.00000000 NS USD 63932.92000000 0.932907998662 Long EC CORP US N 1 N N N Gray Television Inc 529900TM5726KDN7UU35 389375106 2253.00000000 NS USD 51413.46000000 0.750224267449 Long EC CORP US N 1 N N N US Foods Holding Corp 549300UGOZSO64CFPR97 912008109 1618.00000000 NS USD 56079.88000000 0.818316582694 Long EC CORP US N 1 N N N Dana Inc KVWHW7YLZPFJM8QYNJ51 235825205 1551.00000000 NS USD 34494.24000000 0.503339318832 Long EC CORP US N 1 N N N Virtu Financial Inc 5493001OPW2K42CH3884 928254101 1322.00000000 NS USD 32296.46000000 0.471269353292 Long EC CORP US N 1 N N N Southwest Gas Holdings Inc N/A 844895102 856.00000000 NS USD 57249.28000000 0.835380446094 Long EC CORP US N 1 N N N Kennedy-Wilson Holdings Inc 549300MOI1T78144X610 489398107 1884.00000000 NS USD 39413.28000000 0.575117860494 Long EC CORP US N 1 N N N Simmons First National Corp 549300IVR5AJKUVOGN05 828730200 2450.00000000 NS USD 72422.00000000 1.056780498672 Long EC CORP US N 1 N N N PGT Innovations Inc 549300LRW9WM59C1S579 69336V101 3162.00000000 NS USD 60394.20000000 0.881271061181 Long EC CORP US N 1 N N N Perdoceo Education Corp 529900X5PCA184O9LY90 71363P106 2215.00000000 NS USD 23390.40000000 0.341312288753 Long EC CORP US N 1 N N N Axis Capital Holdings Ltd N/A N/A 1106.00000000 NS USD 50920.24000000 0.743027210235 Long EC CORP US N 1 N N N Thermoenergy Corp. N/A N/A 6250.00000000 NS USD 1.83000000 0.000026703326 Long EP CORP US N 3 N N N Range Resources Corp H3Y3WLYCX0BTO1TRW162 75281A109 10778.00000000 NS USD 243906.14000000 3.559073931379 Long EC CORP US N 1 N N N BOK Financial Corp GRI2NT5QHYW751NMR949 05561Q201 817.00000000 NS USD 73162.35000000 1.067583672323 Long EC CORP US N 1 N N N Lexington Realty Trust 549300S4MH2ICXDBFV43 529043101 7280.00000000 NS USD 92820.00000000 1.354427741387 Long EC CORP US N 1 N N N Dreyfus Treasury Securities Ca 549300U78VESCW509025 N/A 409902.16000000 NS USD 409902.16000000 5.981284817480 Long STIV RF US N 1 N N N Evolent Health Inc 549300CZOCFHQ2BBTR11 30050B101 3227.00000000 NS USD 100037.00000000 1.459738073315 Long EC CORP US N 1 N N N Alaska Air Group Inc 529900G48RT4KWLC6C27 011659109 1224.00000000 NS USD 71726.40000000 1.046630316201 Long EC CORP US N 1 N N N Investors Bancorp Inc N/A 46146L101 5025.00000000 NS USD 75927.75000000 1.107936338516 Long EC CORP US N 1 N N N Encompass Health Corp 549300FVRPM9DRQZRG64 29261A100 1366.00000000 NS USD 102504.64000000 1.495745831037 Long EC CORP US N 1 N N N FireEye Inc 549300E9D2UJUFLLY524 31816Q101 2627.00000000 NS USD 46760.60000000 0.682329819477 Long EC CORP US N 1 N N N Altra Industrial Motion Corp NQ0NIXPGW4YKG4MWM571 02208R106 1128.00000000 NS USD 62434.80000000 0.911047459038 Long EC CORP US N 1 N N N Advanced Energy Industries Inc 549300756XI3QLFT2U27 007973100 384.00000000 NS USD 33696.00000000 0.491691415360 Long EC CORP US N 1 N N N Viavi Solutions Inc 5493006K3E3N1QOBF092 925550105 2380.00000000 NS USD 37461.20000000 0.546633144857 Long EC CORP US N 1 N N N Heartland Financial USA Inc 549300QF7B0DFZT32C73 42234Q102 764.00000000 NS USD 36733.12000000 0.536009014821 Long EC CORP US N 1 N N N Zumiez Inc 549300J0PDF58P6HZD25 989817101 513.00000000 NS USD 20396.88000000 0.297630899695 Long EC CORP US N 1 N N N Patterson-UTI Energy Inc 254900XGFBKIXD6G0697 703481101 10182.00000000 NS USD 91638.00000000 1.337180019017 Long EC CORP US N 1 N N N MGIC Investment Corp 254900S8483WM4M98R28 552848103 4422.00000000 NS USD 66153.12000000 0.965305116433 Long EC CORP US N 1 N N N Valmont Industries Inc 5493009ZGZJJ8F77JN08 920253101 281.00000000 NS USD 66068.72000000 0.964073553177 Long EC CORP US N 1 N N N Element Solutions Inc 549300FLGN6P5CU20J91 28618M106 2441.00000000 NS USD 52920.88000000 0.772220512504 Long EC CORP US N 1 N N N Kennametal Inc 549300GZDSG25XUV0Y08 489170100 1077.00000000 NS USD 36865.71000000 0.537943765674 Long EC CORP US N 1 N N N Kirby Corp I7NO6FZO5GUCG585T325 497266106 1448.00000000 NS USD 69446.08000000 1.013355928491 Long EC CORP US N 1 N N N Prosperity Bancshares Inc N/A 743606105 992.00000000 NS USD 70560.96000000 1.029624237049 Long EC CORP US N 1 N N N STAG Industrial Inc 549300QWYX2W6FASVQ07 85254J102 1776.00000000 NS USD 69708.00000000 1.017177860338 Long EC CORP US N 1 N N N Pioneer Natural Resources Co FY8JBF7CCL2VE4F1B628 723787107 1159.00000000 NS USD 192985.09000000 2.816034901638 Long EC CORP US N 1 N N N Ingredion Inc PKSTQ48QDN0XSVS7YK88 457187102 966.00000000 NS USD 85983.66000000 1.254671993212 Long EC CORP US N 1 N N N Integer Holdings Corp 549300SUD2ED5XG6X569 45826H109 637.00000000 NS USD 56909.58000000 0.830423549910 Long EC CORP US N 1 N N N Hawaiian Holdings Inc 529900TQUS2JVPSSPP86 419879101 2804.00000000 NS USD 60734.64000000 0.886238755431 Long EC CORP US N 1 N N N Terex Corp YAWJZJYEQ7M1SYMOS462 880779103 1183.00000000 NS USD 49804.30000000 0.726743434177 Long EC CORP US N 1 N N N Dicks Sporting Goods, Inc. 529900SSBV5I4LWSK313 253393102 273.00000000 NS USD 32697.21000000 0.477117089958 Long EC CORP US N 1 N N N Howmet Aerospace Inc 549300HO5WFZUT5N2T22 443201108 627.00000000 NS USD 19562.40000000 0.285454182806 Long EC CORP US N 1 N N N Lakeland Industries Inc 549300HGP70IM9WKU164 511795106 2166.00000000 NS USD 45486.00000000 0.663730879602 Long EC CORP US N 1 N N N Avient Corp SM8L9RZYIB34LNTWO040 05368V106 1668.00000000 NS USD 77311.80000000 1.128132370788 Long EC CORP US N 1 N N N Conduent Inc 549300SFJ2D2CYY6CQ11 206787103 10165.00000000 NS USD 66987.35000000 0.977478185326 Long EC CORP US N 1 N N N Methode Electronics Inc 529900VM413LGLUS3F07 591520200 975.00000000 NS USD 40998.75000000 0.598253009719 Long EC CORP US N 1 N N N Reliance Steel & Aluminum Co 549300E287ZOFT3C5Z56 759509102 339.00000000 NS USD 48280.38000000 0.704506421425 Long EC CORP US N 1 N N N Hancock Whitney Corp 549300GRNBWY8HIICT41 410120109 1205.00000000 NS USD 56779.60000000 0.828526884129 Long EC CORP US N 1 N N N Berkshire Hills Bancorp Inc 549300AS2OC6UMMBNO37 084680107 2052.00000000 NS USD 55362.96000000 0.807855299173 Long EC CORP US N 1 N N N MDU Resources Group Inc 0T6SBMK3JTBI1JR36794 552690109 3390.00000000 NS USD 100581.30000000 1.467680488954 Long EC CORP US N 1 N N N Littelfuse Inc 549300MY7HLQFYTPCX75 537008104 247.00000000 NS USD 67497.69000000 0.984925057267 Long EC CORP US N 1 N N N Pan American Silver Corp 549300MKTF5851TYIB83 697900132 17705.00000000 NS USD 12747.60000000 0.186012745917 Long CORP US N 1 N N N RMR Group Inc/The 549300JP4L34E48UJM16 74967R106 797.00000000 NS USD 26659.65000000 0.389017124926 Long EC CORP US N 1 N N N GoHealth Inc N/A 38046W105 9092.00000000 NS USD 45732.76000000 0.667331597007 Long EC CORP US N 1 N N N Zions Bancorp NA 8WH0EE09O9V05QJZ3V89 989701107 686.00000000 NS USD 42456.54000000 0.619525054722 Long EC CORP US N 1 N N N Ciena Corp W0CZ7N0GH8UIGXDM1H41 171779309 1008.00000000 NS USD 51760.80000000 0.755292646373 Long EC CORP US N 1 N N N Science Applications Internati 549300LZPNZIXQGZPZ48 808625107 908.00000000 NS USD 77688.48000000 1.133628878455 Long EC CORP US N 1 N N N Central Garden & Pet Co 5493004DVZLD37DJ0H83 153527205 1632.00000000 NS USD 70176.00000000 1.024006907774 Long EC CORP US N 1 N N N Pacira BioSciences Inc N/A 695127100 596.00000000 NS USD 33376.00000000 0.487021981216 Long EC CORP US N 1 N N N Independent Bank Group Inc N/A 45384B106 658.00000000 NS USD 46744.32000000 0.682092262015 Long EC CORP US N 1 N N N Spire Inc 549300NXSY15DRY2R511 84857L101 714.00000000 NS USD 43682.52000000 0.637414532446 Long EC CORP US N 1 N N N EnerSys 7ZS3DE5PN30BYUJFWP05 29275Y102 1054.00000000 NS USD 78459.76000000 1.144883382100 Long EC CORP US N 1 N N N Knight-Swift Transportation Ho N/A 499049104 1594.00000000 NS USD 81533.10000000 1.189729503138 Long EC CORP US N 1 N N N Sanmina Corp X5K24XLM8QYRXF00EB42 801056102 1906.00000000 NS USD 73457.24000000 1.071886701807 Long EC CORP US N 1 N N N Piedmont Office Realty Trust I N/A 720190206 2297.00000000 NS USD 40036.71000000 0.584214939645 Long EC CORP US N 1 N N N MSC Industrial Direct Co Inc 0XVKH0LN6YGOWO2EGO17 553530106 834.00000000 NS USD 66878.46000000 0.975889264439 Long EC CORP US N 1 N N N Curtiss-Wright Corp TEL51ETZWP7D0ZM4X325 231561101 394.00000000 NS USD 49714.92000000 0.725439202853 Long EC CORP US N 1 N N N Penske Automotive Group Inc 549300W7UTQ0M4C7LB15 70959W103 320.00000000 NS USD 32192.00000000 0.469745074884 Long EC CORP US N 1 N N N Colfax Corp 635400OP2DYYYMOIYL17 194014106 1552.00000000 NS USD 71236.80000000 1.039486081961 Long EC CORP US N 1 N N N Heritage Insurance Holdings In 9845008CCYDD87F66B45 42727J102 5840.00000000 NS USD 39770.40000000 0.580328948998 Long EC CORP US N 1 N N N II-VI Inc 549300O5C25A0MMHHU33 902104108 512.00000000 NS USD 30392.32000000 0.443484177258 Long EC CORP US N 1 N N N Hanmi Financial Corp 549300MSZ7RCG7EA6587 410495204 3541.00000000 NS USD 71032.46000000 1.036504356420 Long EC CORP US N 1 N N N Emergent BioSolutions Inc 549300YW6TUOX8BE5103 29089Q105 699.00000000 NS USD 34998.93000000 0.510703746077 Long EC CORP US N 1 N N N Apple Hospitality REIT Inc 549300EVZAR0FBZO4F16 03784Y200 2954.00000000 NS USD 46466.42000000 0.678037150301 Long EC CORP US N 1 N N N Cathay General Bancorp 549300K1SLJ8C97H5L68 149150104 1864.00000000 NS USD 77150.96000000 1.125785396451 Long EC CORP US N 1 N N N Entercom Communications Corp N/A 05070N103 5002.00000000 NS USD 18407.36000000 0.268599860263 Long EC CORP US N 1 N N N ALLETE Inc 549300NNLSIMY6Z8OT86 018522300 710.00000000 NS USD 42259.20000000 0.616645473053 Long EC CORP US N 1 N N N Ashland Global Holdings Inc 529900E4L9R04SB8HB11 044186104 645.00000000 NS USD 57482.40000000 0.838782128867 Long EC CORP US N 1 N N N GATX Corp 549300IHYHCQP2PIR591 361448103 917.00000000 NS USD 82126.52000000 1.198388676918 Long EC CORP US N 1 N N N Infinera Corp 549300ZOF66WPV3H0H17 45667G103 9868.00000000 NS USD 82101.76000000 1.198027379451 Long EC CORP US N 1 N N N Huntsman Corp 5299000V56320A7RIQ67 447011107 3164.00000000 NS USD 93622.76000000 1.366141600616 Long EC CORP US N 1 N N N Newell Brands Inc 549300LWGYFM1TVO1Z12 651229106 631.00000000 NS USD 13970.34000000 0.203854945621 Long EC CORP US N 1 N N N Kraton Corp N/A 50077C106 1088.00000000 NS USD 49656.32000000 0.724584112725 Long EC CORP US N 1 N N N Sunstone Hotel Investors Inc 529900ZQ2V52V96ATF67 867892101 3446.00000000 NS USD 41145.24000000 0.600390589119 Long EC CORP US N 1 N N N First Horizon Corp TF3RXI1ZB1TQ30H9JV10 320517105 8381.00000000 NS USD 136526.49000000 1.992192043635 Long EC CORP US N 1 N N N DXC Technology Co 549300DOVZ3EDJB7O259 23355L106 2413.00000000 NS USD 81100.93000000 1.183423286407 Long EC CORP US N 1 N N N Graphic Packaging Holding Co N/A 388689101 3651.00000000 NS USD 69515.04000000 1.014362191549 Long EC CORP US N 1 N N N Tenneco Inc 549300U0EXXFAQFAD785 880349105 1556.00000000 NS USD 22204.12000000 0.324002112702 Long EC CORP US N 1 N N N CNO Financial Group Inc 11XPYHB76MPM4Y4P2897 12621E103 3653.00000000 NS USD 85991.62000000 1.254788145387 Long EC CORP US N 1 N N N Old Republic International Cor 549300IV6O2YY2A1KH37 680223104 1688.00000000 NS USD 39043.44000000 0.569721161982 Long EC CORP US N 1 N N N Park Aerospace Corp 5299004AG0G7IB636095 70014A104 2051.00000000 NS USD 28057.68000000 0.409417153102 Long EC CORP US N 1 N N N Plexus Corp 549300W7HCBI5YT25I79 729132100 756.00000000 NS USD 67593.96000000 0.986329827345 Long EC CORP US N 1 N N N TEGNA Inc 549300YC5EDBGX85AO10 87901J105 3891.00000000 NS USD 76730.52000000 1.119650343665 Long EC CORP US N 1 N N N Parsons Corp 549300ZXH0VRBSEPX752 70202L102 1033.00000000 NS USD 34874.08000000 0.508881937161 Long EC CORP US N 1 N N N Physicians Realty Trust 549300ITOVH0OY7PZC34 71943U104 5665.00000000 NS USD 99817.30000000 1.456532214936 Long EC CORP US N 1 N N N Rexnord Corp 549300AM3633XDFU1Q85 76169B102 1594.00000000 NS USD 102478.26000000 1.495360894560 Long EC CORP US N 1 N N N Abercrombie & Fitch Co 5493000J7LL72TOGT983 002896207 1867.00000000 NS USD 70255.21000000 1.025162738644 Long EC CORP US N 1 N N N Energizer Holdings Inc 5493000D6NN0V57UME20 29272W109 1581.00000000 NS USD 61738.05000000 0.900880495789 Long EC CORP US N 1 N N N Flagstar Bancorp Inc 549300Q22V2Y3J4R2715 337930705 1097.00000000 NS USD 55705.66000000 0.812855971302 Long EC CORP US N 1 N N N Black Hills Corp 3MGELCRSTNSAMJ962671 092113109 1213.00000000 NS USD 76127.88000000 1.110856631814 Long EC CORP US N 1 N N N Encore Wire Corp N/A 292562105 431.00000000 NS USD 40871.73000000 0.596399536204 Long EC CORP US N 1 N N N Stifel Financial Corp 549300E5F07FE5GHJX84 860630102 984.00000000 NS USD 66872.64000000 0.975804339105 Long EC CORP US N 1 N N N Meritage Homes Corp. 52990044W9UMFJO2FB97 59001A102 592.00000000 NS USD 57424.00000000 0.837929957136 Long EC CORP US N 1 N N N KAR Auction Services Inc 5493004HKD20LBSG7D03 48238T109 4188.00000000 NS USD 68641.32000000 1.001612885298 Long EC CORP US N 1 N N N Commercial Metals Co 549300OQS2LO07ZJ7N73 201723103 992.00000000 NS USD 30216.32000000 0.440915988479 Long EC CORP US N 1 N N N Owens Corning JO5M6676RDJIZ2U8X907 690742101 888.00000000 NS USD 75924.00000000 1.107881618585 Long EC CORP US N 1 N N N 2021-11-01 Guggenheim Funds Trust John Sullivan John Sullivan CFO