Director Record:
1 |
a. Full Name | Ronald E. Toupin, Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22437 |
File Number Record:
2 |
File Number Record: | 811-21652 |
File Number Record:
3 |
File Number Record: | 811-21681 |
File Number Record:
4 |
File Number Record: | 811-22715 |
File Number Record:
5 |
File Number Record: | 811-23057 |
File Number Record:
6 |
File Number Record: | 811-02753 |
File Number Record:
7 |
File Number Record: | 811-22946 |
File Number Record:
8 |
File Number Record: | 811-21982 |
File Number Record:
9 |
File Number Record: | 811-22309 |
Director Record:
2 |
a. Full Name | Jerry B. Farley |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22946 |
File Number Record:
2 |
File Number Record: | 811-02753 |
File Number Record:
3 |
File Number Record: | 811-21652 |
File Number Record:
4 |
File Number Record: | 811-21681 |
File Number Record:
5 |
File Number Record: | 811-22437 |
File Number Record:
6 |
File Number Record: | 811-22715 |
File Number Record:
7 |
File Number Record: | 811-23057 |
File Number Record:
8 |
File Number Record: | 811-21982 |
File Number Record:
9 |
File Number Record: | 811-22309 |
Director Record:
3 |
a. Full Name | Randall C. Barnes |
b. CRD number, if any | 004411270 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-02753 |
File Number Record:
2 |
File Number Record: | 811-22437 |
File Number Record:
3 |
File Number Record: | 811-22946 |
File Number Record:
4 |
File Number Record: | 811-21681 |
File Number Record:
5 |
File Number Record: | 811-22715 |
File Number Record:
6 |
File Number Record: | 811-23057 |
File Number Record:
7 |
File Number Record: | 811-21309 |
File Number Record:
8 |
File Number Record: | 811-21652 |
File Number Record:
9 |
File Number Record: | 811-21982 |
File Number Record:
10 |
File Number Record: | 811-22309 |
Director Record:
4 |
a. Full Name | Amy J. Lee |
b. CRD number, if any | 001161869 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21681 |
File Number Record:
2 |
File Number Record: | 811-09525 |
File Number Record:
3 |
File Number Record: | 811-21652 |
File Number Record:
4 |
File Number Record: | 811-23057 |
File Number Record:
5 |
File Number Record: | 811-07584 |
File Number Record:
6 |
File Number Record: | 811-22715 |
File Number Record:
7 |
File Number Record: | 811-22946 |
File Number Record:
8 |
File Number Record: | 811-22437 |
File Number Record:
9 |
File Number Record: | 811-02753 |
File Number Record:
10 |
File Number Record: | 811-08821 |
File Number Record:
11 |
File Number Record: | 811-22309 |
File Number Record:
12 |
File Number Record: | 811-21982 |
Director Record:
5 |
a. Full Name | Maynard F. Oliverius |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21652 |
File Number Record:
2 |
File Number Record: | 811-22437 |
File Number Record:
3 |
File Number Record: | 811-21681 |
File Number Record:
4 |
File Number Record: | 811-23057 |
File Number Record:
5 |
File Number Record: | 811-22715 |
File Number Record:
6 |
File Number Record: | 811-22946 |
File Number Record:
7 |
File Number Record: | 811-02753 |
File Number Record:
8 |
File Number Record: | 811-22309 |
File Number Record:
9 |
File Number Record: | 811-21982 |
Director Record:
6 |
a. Full Name | Roman Friedrich III |
b. CRD number, if any | 001010773 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21681 |
File Number Record:
2 |
File Number Record: | 811-23057 |
File Number Record:
3 |
File Number Record: | 811-02753 |
File Number Record:
4 |
File Number Record: | 811-22946 |
File Number Record:
5 |
File Number Record: | 811-21652 |
File Number Record:
6 |
File Number Record: | 811-22437 |
File Number Record:
7 |
File Number Record: | 811-22715 |
File Number Record:
8 |
File Number Record: | 811-21982 |
File Number Record:
9 |
File Number Record: | 811-22309 |
Director Record:
7 |
a. Full Name | Ronald A. Nyberg |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21681 |
File Number Record:
2 |
File Number Record: | 811-23057 |
File Number Record:
3 |
File Number Record: | 811-22946 |
File Number Record:
4 |
File Number Record: | 811-22437 |
File Number Record:
5 |
File Number Record: | 811-02753 |
File Number Record:
6 |
File Number Record: | 811-22715 |
File Number Record:
7 |
File Number Record: | 811-21309 |
File Number Record:
8 |
File Number Record: | 811-21652 |
File Number Record:
9 |
File Number Record: | 811-22309 |
File Number Record:
10 |
File Number Record: | 811-21982 |
Director Record:
8 |
a. Full Name | Donald A. Chubb |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23057 |
File Number Record:
2 |
File Number Record: | 811-22715 |
File Number Record:
3 |
File Number Record: | 811-02753 |
File Number Record:
4 |
File Number Record: | 811-21652 |
File Number Record:
5 |
File Number Record: | 811-22946 |
File Number Record:
6 |
File Number Record: | 811-22437 |
File Number Record:
7 |
File Number Record: | 811-21681 |
File Number Record:
8 |
File Number Record: | 811-22309 |
File Number Record:
9 |
File Number Record: | 811-21982 |
Legal proceeding series info Record:
1 |
1. Series name | Guggenheim Large Cap Value Fund |
2. Series identification number | |
Legal proceeding series info Record:
2 |
1. Series name | Guggenheim Municipal Income Fund |
2. Series identification number | |
Legal proceeding series info Record:
3 |
1. Series name | Guggenheim Mid Cap Value Institutional Fund |
2. Series identification number | |
Legal proceeding series info Record:
4 |
1. Series name | Guggenheim Total Return Bond Fund |
2. Series identification number | |
Legal proceeding series info Record:
5 |
1. Series name | Guggenheim World Equity Income Fund |
2. Series identification number | |
Legal proceeding series info Record:
6 |
1. Series name | Guggenheim Mid Cap Value Fund |
2. Series identification number | |
Legal proceeding series info Record:
7 |
1. Series name | Guggenheim Floating Rate Strategies Fund |
2. Series identification number | |
Legal proceeding series info Record:
8 |
1. Series name | Guggenheim Small Cap Value Fund |
2. Series identification number | |
Legal proceeding series info Record:
9 |
1. Series name | Guggenheim Risk Managed Real Estate Fund |
2. Series identification number | |
Legal proceeding series info Record:
10 |
1. Series name | Guggenheim Diversified Income Fund |
2. Series identification number | |
Legal proceeding series info Record:
11 |
1. Series name | Guggenheim Capital Stewardship Fund |
2. Series identification number | |
Legal proceeding series info Record:
12 |
1. Series name | Guggenheim Market Neutral Real Estate Fund |
2. Series identification number | |
Legal proceeding series info Record:
13 |
1. Series name | Guggenheim High Yield Fund |
2. Series identification number | |
Legal proceeding series info Record:
14 |
1. Series name | Guggenheim Investment Grade Bond Fund |
2. Series identification number | |
Legal proceeding series info Record:
15 |
1. Series name | Guggenheim Macro Opportunities Fund |
2. Series identification number | |
Legal proceeding series info Record:
16 |
1. Series name | Guggenheim Alpha Opportunity Fund |
2. Series identification number | |
Legal proceeding series info Record:
17 |
1. Series name | Guggenheim StylePlus-Mid Growth Fund |
2. Series identification number | |
Legal proceeding series info Record:
18 |
1. Series name | Guggenheim Limited Duration Fund |
2. Series identification number | |
Legal proceeding series info Record:
19 |
1. Series name | Guggenheim StylePlus-Large Core Fund |
2. Series identification number | |