<SEC-DOCUMENT>0001628280-17-003507-index.html : 20170410 <SEC-HEADER>0001628280-17-003507.hdr.sgml : 20170410 <ACCEPTANCE-DATETIME>20170410133436 ACCESSION NUMBER: 0001628280-17-003507 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 20 FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 EFFECTIVENESS DATE: 20170410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS TRUST CENTRAL INDEX KEY: 0000088525 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-19458 FILM NUMBER: 17752708 BUSINESS ADDRESS: STREET 1: GUGGENHEIM INVESTMENTS STREET 2: 805 KING FARM BOULEVARD, SUITE 600 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301.296.5100 MAIL ADDRESS: STREET 1: GUGGENHEIM INVESTMENTS STREET 2: 805 KING FARM BOULEVARD, SUITE 600 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY EQUITY FUND DATE OF NAME CHANGE: 19920703 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000008805 <SERIES-NAME>Guggenheim StylePlus - Large Core Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152095 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000008806 <SERIES-NAME>Guggenheim Alpha Opportunity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152110 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000008807 <SERIES-NAME>Guggenheim World Equity Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152096 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000022641 <SERIES-NAME>Guggenheim Small Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152097 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000022644 <SERIES-NAME>Guggenheim Mid Cap Value Institutional Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152098 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043985 <SERIES-NAME>Guggenheim Limited Duration Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152100 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043986 <SERIES-NAME>Guggenheim Floating Rate Strategies Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152101 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043987 <SERIES-NAME>Guggenheim High Yield Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152102 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043988 <SERIES-NAME>Guggenheim Investment Grade Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152103 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043989 <SERIES-NAME>Guggenheim Macro Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152104 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043990 <SERIES-NAME>Guggenheim Municipal Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152105 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043991 <SERIES-NAME>Guggenheim Total Return Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152106 <CLASS-CONTRACT-NAME>R6 <CLASS-CONTRACT-TICKER-SYMBOL>GIBRX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043992 <SERIES-NAME>Guggenheim Large Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152107 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000043993 <SERIES-NAME>Guggenheim StylePlus - Mid Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152108 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000044539 <SERIES-NAME>Guggenheim Risk Managed Real Estate Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152109 <CLASS-CONTRACT-NAME>R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000051594 <SERIES-NAME>Guggenheim Diversified Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000162311 <CLASS-CONTRACT-NAME>Class R6 <CLASS-CONTRACT-TICKER-SYMBOL>GUDRX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000052809 <SERIES-NAME>Guggenheim Market Neutral Real Estate Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000165924 <CLASS-CONTRACT-NAME>Class R6 </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>497 <SEQUENCE>1 <FILENAME>gft32017r6497doc.htm <DESCRIPTION>497 <TEXT> Document 1 - file: gft32017r6497doc.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>gft12017eq_chart-05939.jpg <TEXT> Document 2 - file: gft12017eq_chart-05939.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>gft12017eq_chart-05943.jpg <TEXT> Document 3 - file: gft12017eq_chart-05943.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>gft12017eq_chart-05961.jpg <TEXT> Document 4 - file: gft12017eq_chart-05961.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>gft12017eq_chart-05979.jpg <TEXT> Document 5 - file: gft12017eq_chart-05979.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>gft12017eq_chart-06004.jpg <TEXT> Document 6 - file: gft12017eq_chart-06004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>gft12017eq_chart-06115.jpg <TEXT> Document 7 - file: gft12017eq_chart-06115.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>gft12017eq_chart-06170.jpg <TEXT> Document 8 - file: gft12017eq_chart-06170.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>gft12017eq_chart-07106.jpg <TEXT> Document 9 - file: gft12017eq_chart-07106.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>gft32017fi_chart-09653.jpg <TEXT> Document 10 - file: gft32017fi_chart-09653.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>gft32017fi_chart-09694.jpg <TEXT> Document 11 - file: gft32017fi_chart-09694.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>gft32017fi_chart-09746.jpg <TEXT> Document 12 - file: gft32017fi_chart-09746.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>gft32017fi_chart-09757.jpg <TEXT> Document 13 - file: gft32017fi_chart-09757.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>gft32017fi_chart-09853.jpg <TEXT> Document 14 - file: gft32017fi_chart-09853.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>gft32017fi_chart-09860.jpg <TEXT> Document 15 - file: gft32017fi_chart-09860.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>gft32017fi_chart-10202.jpg <TEXT> Document 16 - file: gft32017fi_chart-10202.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>guggenheimlogoa01a03.jpg <TEXT> Document 17 - file: guggenheimlogoa01a03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>image1b22.jpg <TEXT> Document 18 - file: image1b22.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>image1b25.jpg <TEXT> Document 19 - file: image1b25.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>image1b29.jpg <TEXT> Document 20 - file: image1b29.jpg
</DOCUMENT> </SEC-DOCUMENT>