485BPOS 1 gft102015xbrlfilingdoc.htm 485BPOS 485BPOS


Registration No. 811-01136
Registration No. 002-19458


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
 
Post-Effective Amendment No.
189
 
x
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
 
Amendment No.
189
 
x

(Check appropriate box or boxes)
GUGGENHEIM FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
805 KING FARM BOULEVARD, SUITE 600, ROCKVILLE, MARYLAND 20850
(Address of Principal Executive Offices/Zip Code)
Registrant’s Telephone Number, including area code:
(301) 296-5100

Copies To:
Donald C. Cacciapaglia, President
Guggenheim Funds Trust
805 King Farm Boulevard
Suite 600
Rockville, MD 20850
Amy J. Lee, Chief Legal Officer
Guggenheim Funds Trust
805 King Farm Boulevard
Suite 600
Rockville, MD 20850
Julien Bourgeois
Dechert LLP
1900 K Street, NW
Washington, DC 20006
(Name and address of Agent for Service)

It is proposed that this filing will become effective (check appropriate box):
x
immediately upon filing pursuant to paragraph (b)
o
on _____________ pursuant to paragraph (b)
o
60 days after filing pursuant to paragraph (a)(1)
o
on _____________ pursuant to paragraph (a)(1)
o
75 days after filing pursuant to paragraph (a)(2)
o
on _____________ pursuant to paragraph (a)(2) of rule 485

If appropriate, check the following box:
o
this post-effective amendment designates a new effective date for a previously filed post-effective amendment





SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 (“1933 Act”) and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 189 under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 189 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Rockville, and State of Maryland on the 2nd day of December 2015.


 
GUGGENHEIM FUNDS TRUST
(Registrant)
By:
DONALD C. CACCIAPAGLIA
 
Donald C. Cacciapaglia, Chief Executive Officer and President


Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities indicated and on the 2nd day of December 2015.

Jerry B. Farley
Trustee

Donald A. Chubb, Jr.
Trustee

Maynard F. Oliverius
Trustee

Randall C. Barnes
Trustee

Roman Friedrich III
Trustee

Robert B. Karn III
Trustee

Ronald A. Nyberg
Trustee

Ronald E. Toupin, Jr.
Trustee
 
GUGGENHEIM FUNDS TRUST
By:
AMY J. LEE
 
Amy J. Lee, Chief Legal Officer, Vice President and Attorney-In-Fact for the Trustees Whose Names Appear Opposite
By:
JOHN L. SULLIVAN
 
John L. Sullivan, Chief Financial Officer and Treasurer
By:
DONALD C. CACCIAPAGLIA
 
Donald C. Cacciapaglia, Chief Executive Officer, President and Trustee





EXHIBIT LIST
Exhibit Number
Exhibit:

EX-101.INS
XBRL Instance Document
EX-101.SCH
XBRL Taxonomy Extension Schema Document
EX-101.CAL
XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF
XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB
XBRL Taxonomy Extension Label Linkbase
EX-101.PRE
XBRL Taxonomy Extension Presentation Linkbase