GFT 7.16.15 485BXT Multi Asset
Registration No. 811-01136
Registration No. 002-19458
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | |
Post-Effective Amendment No. | 178 | | x |
and/or |
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | |
Amendment No. | 178 | | x |
(Check appropriate box or boxes)
GUGGENHEIM FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
805 KING FARM BOULEVARD, SUITE 600, ROCKVILLE, MARYLAND 20850
(Address of Principal Executive Offices/Zip Code)
Registrant’s Telephone Number, including area code:
(301) 296-5100
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Copies To: |
Donald C. Cacciapaglia, Chief Executive Officer and President 805 King Farm Boulevard Suite 600 Rockville, MD 20850 | Amy J. Lee, Chief Legal Officer 805 King Farm Boulevard Suite 600 Rockville, MD 20850 | Julien Bourgeois Dechert LLP 1900 K Street, NW Washington, DC 20006 |
(Name and address of Agent for Service) |
Approximate date of public offering: August 14, 2015
It is proposed that this filing will become effective (check appropriate box):
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o | immediately upon filing pursuant to paragraph (b) |
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x | on August 14, 2015 pursuant to paragraph (b) |
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o | 60 days after filing pursuant to paragraph (a)(1) |
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o | on _____________ pursuant to paragraph (a)(1) |
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o | 75 days after filing pursuant to paragraph (a)(2) |
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o | on _____________ pursuant to paragraph (a)(2) of rule 485 |
If appropriate, check the following box:
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x | this post-effective amendment designates a new effective date for a previously filed post-effective amendment |
EXPLANATORY NOTE
Post-Effective Amendment No. 144 (the “Amendment”) to the Registration Statement of Guggenheim Funds Trust (the “Registrant”) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933 on June 13, 2014 for the purpose of registering a new series of the Registrant, Guggenheim Multi-Asset Fund. This Post-Effective Amendment No. 178 is being filed pursuant to Rule 485(b)(1)(iii) for the purpose of designating August 14, 2015 as the new date upon which the Amendment shall become effective. The effectiveness of the Amendment was previously delayed pursuant to Post-Effective Amendment No. 146, as filed August 26, 2014; pursuant to Post-Effective Amendment No. 147, as filed September 3, 2014; pursuant to Post-Effective Amendment No. 149, as filed September 10, 2014; pursuant to Post-Effective Amendment No. 151, as filed September 24, 2014; pursuant to Post-Effective Amendment No. 154, as filed October 8, 2014; pursuant to Post-Effective Amendment No. 155, as filed October 22, 2014; pursuant to Post-Effective Amendment No. 156, as filed November 5, 2014; pursuant to Post-Effective Amendment No. 159, as filed December 3, 2014; pursuant to Post-Effective Amendment No. 162, as filed December 31, 2014; pursuant to Post-Effective Amendment No. 167, as filed January 29, 2015; pursuant to Post-Effective Amendment No. 169, as filed February 26, 2015; pursuant to Post-Effective Amendment No. 171, as filed March 26, 2015; pursuant to Post-Effective Amendment No. 172, as filed April 23, 2015; pursuant to Post-Effective Amendment No. 175, as filed May 21, 2015; and pursuant to Post-Effective Amendment No. 177, as filed June 18, 2015. This Post-Effective Amendment No. 178 incorporates by reference the information contained in Parts A, B and C of the Amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 (“1933 Act”) and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 178 under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 178 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Rockville, and State of Maryland on the 16th day of July 2015.
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| GUGGENHEIM FUNDS TRUST (Registrant) |
By: | DONALD C. CACCIAPAGLIA |
| Donald C. Cacciapaglia, Chief Executive Officer and President |
Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities indicated and on the 16th day of July 2015.
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Jerry B. Farley Trustee
Donald A. Chubb, Jr. Trustee
Maynard F. Oliverius Trustee
Randall C. Barnes Trustee
Roman Friedrich III Trustee
Robert B. Karn III Trustee
Ronald A. Nyberg Trustee
Ronald E. Toupin, Jr. Trustee | | GUGGENHEIM FUNDS TRUST |
By: | AMY J. LEE |
| Amy J. Lee, Chief Legal Officer, Vice President and Attorney-In-Fact for the Trustees Whose Names Appear Opposite |
By: | JOHN L. SULLIVAN |
| John L. Sullivan, Chief Financial Officer, Chief Accounting Officer and Treasurer |
By: | DONALD C. CACCIAPAGLIA |
| Donald C. Cacciapaglia, Chief Executive Officer, President and Trustee |