0001193125-14-358451.txt : 20140930 0001193125-14-358451.hdr.sgml : 20140930 20140930115735 ACCESSION NUMBER: 0001193125-14-358451 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 EFFECTIVENESS DATE: 20140930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS TRUST CENTRAL INDEX KEY: 0000088525 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-19458 FILM NUMBER: 141128886 BUSINESS ADDRESS: STREET 1: GUGGENHEIM INVESTMENTS STREET 2: 805 KING FARM BOULEVARD, SUITE 600 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301.296.5100 MAIL ADDRESS: STREET 1: GUGGENHEIM INVESTMENTS STREET 2: 805 KING FARM BOULEVARD, SUITE 600 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY EQUITY FUND DATE OF NAME CHANGE: 19920703 0000088525 S000008805 Guggenheim StylePlus - Large Core Fund C000023958 A SECEX C000023959 B SEQBX C000023960 C SFECX C000110205 Institutional GILIX 0000088525 S000008806 Guggenheim Alpha Opportunity Fund C000023961 A SAOAX C000023962 B SAOBX C000023963 C SAOCX C000071557 Institutional SAOIX 0000088525 S000008807 Guggenheim World Equity Income Fund C000023964 A SEQAX C000023965 B SGOBX C000023966 C SFGCX C000100456 Institutional SEWIX 0000088525 S000008809 Guggenheim Mid Cap Value Fund C000023970 A SEVAX C000023971 B SVSBX C000023972 C SEVSX 0000088525 S000022641 Guggenheim Small Cap Value Fund C000065507 A SSUAX C000065508 C SSVCX C000065509 Institutional SSUIX 0000088525 S000022644 Guggenheim Mid Cap Value Institutional Fund C000065512 Mid Cap Value Institutional SVUIX 0000088525 S000040957 Guggenheim Enhanced World Equity Fund C000127057 A-Class GEEWX C000127058 C-Class GEEFX C000127059 Institutional Class GEEGX 0000088525 S000043985 Guggenheim Limited Duration Fund C000136507 A-Class GILDX C000136508 C-Class GILFX C000136509 Institutional Class GILHX 0000088525 S000043986 Guggenheim Floating Rate Strategies Fund C000136510 A-Class GIFAX C000136511 C-Class GIFCX C000136512 Institutional Class GIFIX 0000088525 S000043987 Guggenheim High Yield Fund C000136513 Institutional Class SHYIX C000136514 A-Class SIHAX C000136515 B-Class SIHBX C000136516 C-Class SIHSX 0000088525 S000043988 Guggenheim Investment Grade Bond Fund C000136517 A-Class SIUSX C000136518 B-Class SUGBX C000136519 C-Class SDICX C000136520 Institutional Class GIUSX 0000088525 S000043989 Guggenheim Macro Opportunities Fund C000136521 A-Class GIOAX C000136522 C-Class GIOCX C000136523 Institutional Class GIOIX 0000088525 S000043990 Guggenheim Municipal Income Fund C000136524 A-Class GIJAX C000136525 C-Class GIJCX C000136526 Institutional Class GIJIX 0000088525 S000043991 Guggenheim Total Return Bond Fund C000136527 A-Class GIBAX C000136528 C-Class GIBCX C000136529 Institutional Class GIBIX 0000088525 S000043992 Guggenheim Large Cap Value Fund C000136530 A-Class SECIX C000136531 B-Class SECBX C000136532 C-Class SEGIX C000136533 Institutional Class GILCX 0000088525 S000043993 Guggenheim StylePlus - Mid Growth Fund C000136534 A-Class SECUX C000136535 B-Class SEUBX C000136536 C-Class SUFCX C000136537 Institutional Class GIUIX 0000088525 S000044539 Guggenheim Risk Managed Real Estate Fund C000138554 A-Class GURAX C000138555 C-Class GURCX C000138556 Institutional Class GURIX 497 1 d795850d497.htm GUGGENHEIM FUNDS TRUST - PROSPECTUS SUPPLEMENT DATED 9-30-2014 Guggenheim Funds Trust - Prospectus Supplement dated 9-30-2014

Guggenheim Funds Trust

805 King Farm Blvd., Suite 600

Rockville, Maryland 20850

Supplement Dated September 30, 2014

to the currently effective Statutory Prospectuses (the “Statutory Prospectuses”) and

Statements of Additional Information (the “SAIs”), as supplemented from time to time, for

the Series (the “Funds”) of Guggenheim Funds Trust

This supplement provides updated information beyond that contained in the Statutory Prospectuses and SAIs for the Funds and should be read in conjunction with the Statutory Prospectuses and SAIs.

Effective immediately, shareholders who hold Class C shares of a Fund through certain financial intermediaries may be able to convert those shares under certain circumstances into Institutional class shares of the same Fund. Therefore, on or about September 30, 2014, the Statutory Prospectuses and the SAIs will be revised as follows:

Effective immediately, the following paragraph will be added after the fourth paragraph of the section titled “Buying, Selling and Exchanging Fund Shares” in the Statutory Prospectuses:

Shareholders who hold Class C shares through certain financial intermediaries who either charge periodic fees to their customers for financial planning, investment advisory or asset management programs, or provide such services in connection with the establishment of an investment account for a comprehensive wrap fee, and are not subject to the Class C contingent deferred sales charge, may be able to convert their shares for Institutional class shares in the same Fund, if available. These shareholders should inquire with the financial intermediary regarding the availability of these conversions. In certain circumstances, shareholders of Class C shares may be converted automatically by financial intermediaries.

Effective immediately, the following paragraph will be added to the end of the section titled “Institutional Class Shares” and immediately preceding the section titled “Minimum Account Balance” in the SAIs:

Shareholders who hold Class C shares through certain financial intermediaries who either charge periodic fees to their customers for financial planning, investment advisory or asset management programs, or provide such services in connection with the establishment of an investment account for a comprehensive wrap fee, and are not subject to the Class C contingent deferred sales charge, may be able to convert their shares for Institutional class shares in the same Fund, if available. These shareholders should inquire with the financial intermediary regarding the availability of these conversions. In certain circumstances, shareholders of Class C shares may be converted automatically by financial intermediaries.

Please Retain This Supplement for Future Reference

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