N-8A/A 1 d662635dn8aa.htm GUGGENHEIM FUNDS TRUST - NOTIFICATION OF REGISTRATION Guggenheim Funds Trust - Notification of Registration

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-8A/A

 

 

NOTIFICATION OF REGISTRATION

FILED PURSUANT TO SECTION 8(a) OF THE

INVESTMENT COMPANY ACT OF 1940

The undersigned investment company hereby notifies the Securities and Exchange Commission that it is amending and adopting as its own the Notification of Registration of Security Equity Fund, a Kansas Corporation, under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information:

 

Name:    Guggenheim Funds Trust
Address of Principal Business Office (No. & Street, City, State, Zip Code):
   805 King Farm Boulevard, Suite 600
   Rockville, MD 20850
Telephone Number:    301-296-5100
Name and Address of Agent for Service of Process:
  

Donald C. Cacciapaglia

330 Madison Avenue, 10th Floor

   New York, NY 10017

Check appropriate box:

Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:    YES  x*    NO  ¨

 

* In connection with a reorganization changing domicile of all of the existing and active series, except Guggenheim Alpha Opportunity Fund, from Kansas to Delaware, the Registrant, Guggenheim Funds Trust, a Delaware statutory trust, filed with the U.S. Securities and Exchange Commission an amendment to the Registration Statement of all of the existing and active series, except Guggenheim Alpha Opportunity Fund, of Security Equity Fund, a Kansas Corporation, under and pursuant to the provisions of Section 8(b) of the Investment Company Act of 1940, as amended, on January 27, 2014, amending and adopting such Registration Statement as the Registrant’s own pursuant to Rule 414 under the Securities Act of 1933, as amended. The amendment is effective January 28, 2014.

 

 

 


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has caused this notification of registration to be duly signed on its behalf in Rockville, Maryland, on the 28th day of January, 2014.

 

Guggenheim Funds Trust
By:   /s/ Donald C. Cacciapaglia
 

Donald C. Cacciapaglia

Trustee

 

Attest:   /s/ Amy J. Lee
 

Amy J. Lee

Secretary