<SEC-DOCUMENT>0001193125-13-442195-index.html : 20180606 <SEC-HEADER>0001193125-13-442195.hdr.sgml : 20180606 <ACCEPTANCE-DATETIME>20131114162806 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001193125-13-442195 CONFORMED SUBMISSION TYPE: 485APOS PUBLIC DOCUMENT COUNT: 27 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20140312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY EQUITY FUND CENTRAL INDEX KEY: 0000088525 IRS NUMBER: 486104426 STATE OF INCORPORATION: KS FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 485APOS SEC ACT: 1933 Act SEC FILE NUMBER: 002-19458 FILM NUMBER: 131220574 BUSINESS ADDRESS: STREET 1: GUGGENHEIM INVESTMENTS STREET 2: 805 KING FARM BOULEVARD, SUITE 600 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301.296.5100 MAIL ADDRESS: STREET 1: GUGGENHEIM INVESTMENTS STREET 2: 805 KING FARM BOULEVARD, SUITE 600 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY EQUITY FUND DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY EQUITY FUND CENTRAL INDEX KEY: 0000088525 IRS NUMBER: 486104426 STATE OF INCORPORATION: KS FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 485APOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-01136 FILM NUMBER: 131220575 BUSINESS ADDRESS: STREET 1: GUGGENHEIM INVESTMENTS STREET 2: 805 KING FARM BOULEVARD, SUITE 600 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301.296.5100 MAIL ADDRESS: STREET 1: GUGGENHEIM INVESTMENTS STREET 2: 805 KING FARM BOULEVARD, SUITE 600 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY EQUITY FUND DATE OF NAME CHANGE: 19920703 <SERIES-AND-CLASSES-CONTRACTS-DATA> <NEW-SERIES-AND-CLASSES-CONTRACTS> <OWNER-CIK>0000088525 <NEW-SERIES> <SERIES-ID>S000043985 <SERIES-NAME>Guggenheim Limited Duration Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136507 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136508 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136509 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </NEW-SERIES> <NEW-SERIES> <SERIES-ID>S000043986 <SERIES-NAME>Guggenheim Floating Rate Strategies Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136510 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136511 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136512 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </NEW-SERIES> <NEW-SERIES> <SERIES-ID>S000043987 <SERIES-NAME>Guggenheim High Yield Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136513 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136514 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136515 <CLASS-CONTRACT-NAME>B-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136516 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> </NEW-SERIES> <NEW-SERIES> <SERIES-ID>S000043988 <SERIES-NAME>Guggenheim Investment Grade Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136517 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136518 <CLASS-CONTRACT-NAME>B-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136519 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136520 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </NEW-SERIES> <NEW-SERIES> <SERIES-ID>S000043989 <SERIES-NAME>Guggenheim Macro Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136521 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136522 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136523 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </NEW-SERIES> <NEW-SERIES> <SERIES-ID>S000043990 <SERIES-NAME>Guggenheim Municipal Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136524 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136525 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136526 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </NEW-SERIES> <NEW-SERIES> <SERIES-ID>S000043991 <SERIES-NAME>Guggenheim Total Return Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136527 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136528 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136529 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </NEW-SERIES> <NEW-SERIES> <SERIES-ID>S000043992 <SERIES-NAME>Guggenheim Large Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136530 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136531 <CLASS-CONTRACT-NAME>B-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136532 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136533 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </NEW-SERIES> <NEW-SERIES> <SERIES-ID>S000043993 <SERIES-NAME>Guggenheim StylePlus - Mid Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136534 <CLASS-CONTRACT-NAME>A-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136535 <CLASS-CONTRACT-NAME>B-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136536 <CLASS-CONTRACT-NAME>C-Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000136537 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </NEW-SERIES> </NEW-SERIES-AND-CLASSES-CONTRACTS> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000008805 <SERIES-NAME>Guggenheim StylePlus - Large Core Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023958 <CLASS-CONTRACT-NAME>A <CLASS-CONTRACT-TICKER-SYMBOL>SECEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023959 <CLASS-CONTRACT-NAME>B <CLASS-CONTRACT-TICKER-SYMBOL>SEQBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023960 <CLASS-CONTRACT-NAME>C <CLASS-CONTRACT-TICKER-SYMBOL>SFECX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110205 <CLASS-CONTRACT-NAME>Institutional <CLASS-CONTRACT-TICKER-SYMBOL>GILIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000008806 <SERIES-NAME>Guggenheim Alpha Opportunity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023961 <CLASS-CONTRACT-NAME>A <CLASS-CONTRACT-TICKER-SYMBOL>SAOAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023962 <CLASS-CONTRACT-NAME>B <CLASS-CONTRACT-TICKER-SYMBOL>SAOBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023963 <CLASS-CONTRACT-NAME>C <CLASS-CONTRACT-TICKER-SYMBOL>SAOCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000071557 <CLASS-CONTRACT-NAME>Institutional <CLASS-CONTRACT-TICKER-SYMBOL>SAOIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000008807 <SERIES-NAME>Guggenheim World Equity Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023964 <CLASS-CONTRACT-NAME>A <CLASS-CONTRACT-TICKER-SYMBOL>SEQAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023965 <CLASS-CONTRACT-NAME>B <CLASS-CONTRACT-TICKER-SYMBOL>SGOBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023966 <CLASS-CONTRACT-NAME>C <CLASS-CONTRACT-TICKER-SYMBOL>SFGCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000100456 <CLASS-CONTRACT-NAME>I <CLASS-CONTRACT-TICKER-SYMBOL>SEWIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000008809 <SERIES-NAME>Guggenheim Mid Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023970 <CLASS-CONTRACT-NAME>A <CLASS-CONTRACT-TICKER-SYMBOL>SEVAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023971 <CLASS-CONTRACT-NAME>B <CLASS-CONTRACT-TICKER-SYMBOL>SVSBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000023972 <CLASS-CONTRACT-NAME>C <CLASS-CONTRACT-TICKER-SYMBOL>SEVSX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000022641 <SERIES-NAME>Guggenheim Small Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000065507 <CLASS-CONTRACT-NAME>A <CLASS-CONTRACT-TICKER-SYMBOL>SSUAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000065508 <CLASS-CONTRACT-NAME>C <CLASS-CONTRACT-TICKER-SYMBOL>SSVCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000065509 <CLASS-CONTRACT-NAME>Institutional <CLASS-CONTRACT-TICKER-SYMBOL>SSUIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000022644 <SERIES-NAME>Guggenheim Mid Cap Value Institutional Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000065512 <CLASS-CONTRACT-NAME>Mid Cap Value Institutional <CLASS-CONTRACT-TICKER-SYMBOL>SVUIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000088525 <SERIES-ID>S000040957 <SERIES-NAME>Guggenheim Enhanced World Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127057 <CLASS-CONTRACT-NAME>A-Class <CLASS-CONTRACT-TICKER-SYMBOL>GIJKX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127058 <CLASS-CONTRACT-NAME>C-Class <CLASS-CONTRACT-TICKER-SYMBOL>GIJLX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127059 <CLASS-CONTRACT-NAME>Institutional Class <CLASS-CONTRACT-TICKER-SYMBOL>GIJMX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485APOS <SEQUENCE>1 <FILENAME>d625076d485apos.htm <DESCRIPTION>SECURITY EQUITY - PROSPECTUS DATED JANUARY 28, 2013 <TEXT> Document 1 - file: d625076d485apos.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g624925g03o77.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: g624925g03o77.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g624925g21x10.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: g624925g21x10.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g624925g26v51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g624925g26v51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g624925g31p08.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g624925g31p08.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g624925g42p84.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g624925g42p84.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g624925g44f26.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g624925g44f26.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g624925g64q06.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g624925g64q06.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g624925g91e82.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g624925g91e82.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g624925sai103.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g624925sai103.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g624941g38m71.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g624941g38m71.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g624941g38y53.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g624941g38y53.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g624941snap2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g624941snap2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g624997g45b16.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g624997g45b16.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g624997g48v51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g624997g48v51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g62507613.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: g62507613.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g62507640.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g62507640.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g625076g22t48.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g625076g22t48.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>g625076g26z34.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: g625076g26z34.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g625076g35n76.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: g625076g35n76.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g625076g50l54.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: g625076g50l54.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>g625076g77a98.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: g625076g77a98.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>g625076g87e06.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: g625076g87e06.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>g625076snap3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: g625076snap3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>g625076snap5.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: g625076snap5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>g625076snap7.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: g625076snap7.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>28 <FILENAME>filename28.htm <TEXT> Document 28 - file: filename28.htm
</DOCUMENT> </SEC-DOCUMENT>