0000899148-11-000068.txt : 20110527 0000899148-11-000068.hdr.sgml : 20110527 20110527162244 ACCESSION NUMBER: 0000899148-11-000068 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110527 DATE AS OF CHANGE: 20110527 EFFECTIVENESS DATE: 20110527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY EQUITY FUND CENTRAL INDEX KEY: 0000088525 IRS NUMBER: 486104426 STATE OF INCORPORATION: KS FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01136 FILM NUMBER: 11878522 BUSINESS ADDRESS: STREET 1: SECURITY INVESTORS, LLC STREET 2: ONE SECURITY BENEFIT PLACE CITY: TOPEKA STATE: KS ZIP: 66636-0001 BUSINESS PHONE: 7854383127 MAIL ADDRESS: STREET 1: SECURITY INVESTORS, LLC STREET 2: ONE SECURITY BENEFIT PLACE CITY: TOPEKA STATE: KS ZIP: 66636-0001 0000088525 S000008805 Large Cap Core C000023958 A SECEX C000023959 B SEQBX C000023960 C SFECX 0000088525 S000008806 Alpha Opportunity C000023961 A SAOAX C000023962 B SAOBX C000023963 C SAOCX C000071557 Institutional 0000088525 S000008807 Global C000023964 A SEQAX C000023965 B SGOBX C000023966 C SFGCX C000100456 I 0000088525 S000008809 Mid Cap Value C000023970 A SEVAX C000023971 B SVSBX C000023972 C SEVSX 0000088525 S000008810 Small Cap Growth C000023973 A SSCAX C000023974 B SEPBX C000023975 C SESCX 0000088525 S000008812 Large Cap Concentrated Growth C000023979 A SEFAX C000023980 B SEFBX C000023981 C SSSCX 0000088525 S000022641 Small Cap Value C000065507 A SSUAX C000065508 C SSVCX C000065509 Institutional SSUIX 0000088525 S000022643 Global Institutional C000065511 Global Institutional SGOLX 0000088525 S000022644 Mid Cap Value Institutional C000065512 Mid Cap Value Institutional SVUIX 0000088525 S000024251 All Cap Value C000071554 A C000071555 C C000071556 Institutional NSAR-A 1 answereq.fil ANSWER FILE Report as of the end of semiannual period: 03/31/2011 (a) or fiscal year: / / (b) Is this a transition report? (Y or N): N Is this form being completed by the registrant? (Y or N): Y Is this an amendment to a previous filing? (Y or N): N Is this a change to a previous filing? (Y or N): N 1.A) Registrant Name: SECURITY EQUITY FUND B) File Number: 811-01136 C) Telephone Number: 7854383127 2.A) Street: ONE SECURITY BENEFIT PLACE B) City: TOPEKA C) State: KS D) Zip Code: 66636 Zip Ext.: 0001 E) Foreign Country: Foreign Postal Code: 3. Is this the first filing on this form by the Registrant?(Y or N) ----- N 4. Is this the last filing on this form by the Registrant?(Y or N) ------ N 5. Is Registrant a small business investment company (SBIC)?(Y or N) ---- N 6. Is Registrant a unit investment trust (UIT)?(Y or N) ----------------- N 7.A) Is Registrant a series or multiple portfolio company?(Y or N) ----- Y B) How many separate series or portfolios did Registrant have at the end of the period? ----------------------------------------- 10 SCREEN NUMBER: 1 7.C) List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN- FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? (Y or N) 1 LARGE CAP CORE SERIES N 2 GLOBAL SERIES N 3 4 5 MID CAP VALUE SERIES N 6 SMALL CAP GROWTH SERIES N 7 8 9 LARGE CAP CONCENTRATED GROWTH SERIES N 10 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more series. SCREEN NUMBER: 2 7.C) List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN- FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? (Y or N) 11 12 ALPHA OPPORTUNITY SERIES N 13 GLOBAL INSTITUTIONAL SERIES N 14 MID CAP VALUE INSTITUTIONAL SERIES N 15 SMALL CAP VALUE SERIES N 16 ALL CAP VALUE SERIES N 17 18 19 20 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more series. SCREEN NUMBER: 2 7.C) List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN- FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? (Y or N) 21 22 23 24 25 26 27 28 29 30 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more series. SCREEN NUMBER: 2 7.C) List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN- FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? (Y or N) 31 32 33 34 35 36 37 38 39 40 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more series. SCREEN NUMBER: 2 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 1. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 2. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): SECURITY GLOBAL INVESTORS B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-8253 D) City: SAN FRANCISCO State: CA Zip Code: 94133 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 2. 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 4. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 4. 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 5. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 6. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): DELETE B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 7. 8.A) Adviser Name (if any): SECURITY MANAGEMENT COMPANY, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): NORTHERN TRUST B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-33358 D) City: CHICAGO State: IL Zip Code: 60675 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 8. 8.A) Adviser Name (if any): DELETE B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): DELETE B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 9. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 10. 8.A) Adviser Name (if any): SECURITY MANAGEMENT COMPANY, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 11. 8.A) Adviser Name (if any): DELETE B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): DELETE B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 12. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): MAINSTREAM INVESTMENT ADVISERS LLC B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-54799 D) City: ALBANY State: IN Zip Code: 47150 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): SECURITY GLOBAL INVESTORS B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-67943 D) City: SAN FRANCISCO State: CA Zip Code: 94133 Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 13. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): SECURITY GLOBAL INVESTORS B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-8253 D) City: SAN FRANCISCO State: CA Zip Code: 94133 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 14. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 15. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 16. 8.A) Adviser Name (if any): SECURITY INVESTORS, LLC B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-8008 D) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being ADMINISTRATOR filed for ALL series. 10.A) Administrator Name (if any):SECURITY INVESTORS, LLC B) File Number (if any): 811-8008 C) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 Foreign Country: Foreign Postal Code: 10.A) Administrator Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 10.A) Administrator Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 10.A) Administrator Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 4 This page is being PRINCIPAL UNDERWRITER filed for ALL series. 11.A) Underwriter Name (if any): DELETE B) File Number: 8- C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 11.A) Underwriter Name (if any): RYDEX DISTRIBUTORS, INC. B) File Number: 8-49200 C) City: ROCKVILLE State: MD Zip Code: 20850 Zip Ext.: Foreign Country: Foreign Postal Code: 11.A) Underwriter Name (if any): B) File Number: 8- C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 11.A) Underwriter Name (if any): B) File Number: 8- C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 5 This page is being SHAREHOLDER SERVICING AGENT filed for ALL series. 12.A) Agent Name (if any): SECURITY INVESTORS, LLC B) File Number (if any): 84-01497 C) City: TOPEKA State: KS Zip Code: 66636 Zip Ext.: 0001 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 6 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for ALL series. 13.A) Accountant Name: ERNST & YOUNG, LLP B) City: CHICAGO State: IL Zip Code: 60606 Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being AFFILIATED BROKER/DEALER filed for ALL series. 14.A) Broker/Dealer Name (if any): B) File Number: 8- 14.A) Broker/Dealer Name (if any): B) File Number: 8- 14.A) Broker/Dealer Name (if any): B) File Number: 8- 14.A) Broker/Dealer Name (if any): B) File Number: 8- 14.A) Broker/Dealer Name (if any): B) File Number: 8- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 8 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 1. 15.A) Custodian/Sub-custodian: UMB BANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 2. 15.A) Custodian/Sub-custodian: STATE STREET BANK & TRUST COMPANY B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64105 Zip Ext.: 1307 D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 4. 15.A) Custodian/Sub-custodian: UMB BANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 5. 15.A) Custodian/Sub-custodian: UMB BANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 6. 15.A) Custodian/Sub-custodian: UMB BANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 7. 15.A) Custodian/Sub-custodian: UMB BANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 8. 15.A) Custodian/Sub-custodian: DELETE B) Is this a Custodian or Sub-custodian? (C/S): C) City: State: Zip Code: Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 9. 15.A) Custodian/Sub-custodian: UMB BANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 10. 15.A) Custodian/Sub-custodian: STATE STREET BANK & TRUST COMPANY B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64105 Zip Ext.: 1307 D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 11. 15.A) Custodian/Sub-custodian: DELETE B) Is this a Custodian or Sub-custodian? (C/S): C) City: State: Zip Code: Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 12. 15.A) Custodian/Sub-custodian: STATE STREET BANK & TRUST COMPANY B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64105 Zip Ext.: 1307 D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 12. 15.A) Custodian/Sub-custodian: DELETE B) Is this a Custodian or Sub-custodian? (C/S): C) City: State: Zip Code: Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 13. 15.A) Custodian/Sub-custodian: STATE STREET BANK & TRUST COMPANY B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64105 Zip Ext.: 1307 D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 14. 15.A) Custodian/Sub-custodian: UMB BANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 15. 15.A) Custodian/Sub-custodian: UMB BANK N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for series 16. 15.A) Custodian/Sub-custodian: UMB BANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: KANSAS CITY State: MO Zip Code: 64106 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page being filed for ALL series. 18. Does Registrant's/Series' custodian(s) maintain some or all of Registrant's/Series' securities in a central depository or book-entry system pursuant to Rule 17f-4? (Y or N) Y 19. Family of investment companies information: A) Is Registrant part of a family of investment companies? (Y or N) Y B) If 'Y' (Yes), state the number of registered management investment companies in the family: 29 (NOTE: Count as a separate company each series of a series company and each portfolio of a multiple portfolio company; exclude all series of unit investment trusts from this number.) C) Identify the family using 10 letters: SECURITYFU (NOTE: In filing this form, use this identification consistently for all investment companies in the family including any unit investment trusts. This designation is for purposes of this form only.) SCREEN NUMBER: 10 20. Brokerage commissions paid on portfolio transactions of Registrant: List the 10 brokers which received the largest amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or in- direct participation in Registrant's portfolio transactions, set forth in order of size of gross commissions during the current reporting period: (FOR SERIES COMPANIES, ITEMS 20 & 21 MUST BE ANSWERED IN TOTAL FOR ALL SERIES) Commissions Name of Broker IRS Number Received (000's omitted) BNY - REAL TICK 11-1111111 184 BRIDGE TRADING 43-1450530 135 INSTINET 13-3443395 81 JEFFRIES & CO, INC. 11-1111111 41 ROBERT W. BARID & CO 11-1111111 41 BMO CAPITAL MARKETS 11-1111111 40 CAPIS 11-1111111 40 SANFORD C. BERNSTEIN 13-4132953 39 MERRILL LYNCH & COMPANY 36-4674085 39 MORGAN STANLEY 13-2655998 38 21. Aggregate brokerage commissions paid by Registrant during current reporting period (000's omitted): 1556 SCREEN NUMBER: 11 22. Registrant's portfolio transactions with entities acting as principals: List the 10 entities acting as principals with whom Registrant did the largest amount of portfolio transactions (include all short-term obligations, and U.S. Gov't. & tax-free securities) in both the secondary market & in underwritten offerings set forth in order of size based upon total value of principal transactions during the current reporting period: (FOR SERIES COMPANIES, ITEMS 22 AND 23 MUST BE ANSWERED IN TOTAL FOR ALL SERIES) Registrant Sales by Name of Entity IRS Number Purchases Registrant (000's omitted) UMB FINANCIAL CORPORATION 11-1111111 82752 85128 STATE STREET BROKERAGE 11-1111111 37124 35396 SBL FUND V 74-2823277 21389 0 DEL MONTE FOOD 11-1111111 0 16777 BARCLAYS DE ZOETTE WOOD 11-1111111 2663 0 SBL FUND Q 48-1228023 1734 0 BROADPOINT CAPITAL, INC. 11-1111111 1585 0 UBS 11-1111111 1000 0 SECURITY LARGE CAP VALUE 48-6102826 832 0 SBL FUND J 48-1121049 352 0 23. Aggregate principal purchase/sale transactions of Registrant during current reporting period. C. Total Purchases: 149431 D. Total Sales: 137390 (000's omitted) SCREEN NUMBER: 12 This page being filed for series 1. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 2. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 4. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 5. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 6. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 7. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 9. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 10. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 12. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 13. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 14. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 15. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 16. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for ALL series. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 1. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) BANK OF NEW YORK MELLON 11-1111111 E 2070 DELETE 0 DELETE 0 DELETE 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 2. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) STATE STREET BANK & TRUST 11-1111111 E 3088 DELETE 0 DELETE 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 2. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) 0 0 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 4. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) DELETE 0 DELETE 0 DELETE 0 DELETE 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 5. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) UMB FINANCIAL CORPORATION 11-1111111 D 55424 DELETE 0 DELETE 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 6. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) 0 0 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 7. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) DELETE 0 DELETE 0 DELETE 0 DELETE 0 DELETE 0 DELETE 0 DELETE 0 DELETE 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 9. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) DELETE 0 DELETE 0 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 10. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) DELETE 0 0 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 12. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) DELETE 0 STATE STREET BANK & TRUST 11-1111111 D 1367 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 13. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) STATE STREET BANK & TRUST 11-1111111 E 493 DELETE 0 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 14. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) UMB FINANCIAL CORPORATION 11-1111111 D 27592 0 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 16. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) BANK OF NEW YORK MELLON CORPORATION 11-1111111 E 52 DELETE 0 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 26. Considerations which affected the participation of brokers or dealers or other entities in commissions or other compensation paid on portfolio transactions of Registrant: [ FOR SERIES COMPANIES THIS ITEM IS TO BE ANSWERED IN TOTAL FOR ALL SERIES ] Answer each of the following with 'Y' or 'N'. A) Sales of Registrant's/Series' shares -------------------------------- N B) Receipt of investment research and statistical information ---------- Y C) Receipt of quotations for portfolio valuations ---------------------- N D) Ability to execute portfolio transactions to obtain best price and execution --------------------------------- Y E) Receipt of telephone line and wire services ------------------------- N F) Broker or dealer which is an affiliated person ---------------------- N G) Arrangement to return or credit part or all of commissions or profits thereon: (i) To investment adviser, principal underwriter, or an affiliated person of either ---------------------------- N (ii) To Registrant ------------------------------------------------ N H) Other --------------------------------------------------------------- Y SCREEN NUMBER: 15 SALES AND REPURCHASES 27. Is Registrant an open-end investment company? (Y or N): Y NOTE: If answer is 'N' (No), please delete any answers you may have entered for questions 28 through 44. If you have done this already or not yet responded to question 28 through 44, please jump to Screen Number 23. SCREEN NUMBER: 16 This page being 28. Monthly Sales and Repurchases of filed for series 1. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 289 $ 0 $ 0 $ 1638 B) Second month of period $ 249 $ 0 $ 0 $ 1868 C) Third month of period $ 4166 $ 502 $ 0 $ 2722 D) Fourth month of period $ 413 $ 0 $ 0 $ 2081 E) Fifth month of period $ 595 $ 0 $ 0 $ 1824 F) Sixth month of period $ 772 $ 0 $ 0 $ 2851 G) Total $ 6484 $ 502 $ 0 $ 12984 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 5642 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 2. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 727 $ 0 $ 0 $ 2335 B) Second month of period $ 638 $ 0 $ 0 $ 2842 C) Third month of period $ 3724 $ 484 $ 0 $ 1733 D) Fourth month of period $ 654 $ 0 $ 0 $ 1660 E) Fifth month of period $ 673 $ 0 $ 0 $ 2651 F) Sixth month of period $ 1182 $ 0 $ 0 $ 1922 G) Total $ 7598 $ 484 $ 0 $ 13143 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 6992 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 3. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 0 $ 0 $ 0 $ 0 B) Second month of period $ 0 $ 0 $ 0 $ 0 C) Third month of period $ 0 $ 0 $ 0 $ 0 D) Fourth month of period $ 0 $ 0 $ 0 $ 0 E) Fifth month of period $ 0 $ 0 $ 0 $ 0 F) Sixth month of period $ 0 $ 0 $ 0 $ 0 G) Total $ 0 $ 0 $ 0 $ 0 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 4. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 0 $ 0 $ 0 $ 0 B) Second month of period $ 0 $ 0 $ 0 $ 0 C) Third month of period $ 0 $ 0 $ 0 $ 0 D) Fourth month of period $ 0 $ 0 $ 0 $ 0 E) Fifth month of period $ 0 $ 0 $ 0 $ 0 F) Sixth month of period $ 0 $ 0 $ 0 $ 0 G) Total $ 0 $ 0 $ 0 $ 0 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 5. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 30900 $ 0 $ 0 $ 19820 B) Second month of period $ 28921 $ 0 $ 0 $ 24709 C) Third month of period $ 42326 $ 2286 $ 0 $ 29572 D) Fourth month of period $ 33520 $ 0 $ 0 $ 29430 E) Fifth month of period $ 30463 $ 0 $ 0 $ 26034 F) Sixth month of period $ 54540 $ 0 $ 0 $ 29743 G) Total $ 220670 $ 2286 $ 0 $ 159308 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 189613 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 6. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 141 $ 0 $ 0 $ 362 B) Second month of period $ 305 $ 0 $ 0 $ 365 C) Third month of period $ 794 $ 0 $ 0 $ 331 D) Fourth month of period $ 627 $ 0 $ 0 $ 1212 E) Fifth month of period $ 222 $ 0 $ 0 $ 383 F) Sixth month of period $ 2428 $ 0 $ 0 $ 1463 G) Total $ 4517 $ 0 $ 0 $ 4116 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 4337 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 7. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 0 $ 0 $ 0 $ 0 B) Second month of period $ 0 $ 0 $ 0 $ 0 C) Third month of period $ 0 $ 0 $ 0 $ 0 D) Fourth month of period $ 0 $ 0 $ 0 $ 0 E) Fifth month of period $ 0 $ 0 $ 0 $ 0 F) Sixth month of period $ 0 $ 0 $ 0 $ 0 G) Total $ 0 $ 0 $ 0 $ 0 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 8. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 0 $ 0 $ 0 $ 0 B) Second month of period $ 0 $ 0 $ 0 $ 0 C) Third month of period $ 0 $ 0 $ 0 $ 0 D) Fourth month of period $ 0 $ 0 $ 0 $ 0 E) Fifth month of period $ 0 $ 0 $ 0 $ 0 F) Sixth month of period $ 0 $ 0 $ 0 $ 0 G) Total $ 0 $ 0 $ 0 $ 0 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 9. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 326 $ 0 $ 0 $ 758 B) Second month of period $ 220 $ 0 $ 0 $ 811 C) Third month of period $ 2430 $ 135 $ 0 $ 964 D) Fourth month of period $ 889 $ 0 $ 0 $ 565 E) Fifth month of period $ 355 $ 0 $ 0 $ 1090 F) Sixth month of period $ 1306 $ 0 $ 0 $ 950 G) Total $ 5526 $ 135 $ 0 $ 5138 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 4364 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 10. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 0 $ 0 $ 0 $ 0 B) Second month of period $ 0 $ 0 $ 0 $ 0 C) Third month of period $ 0 $ 0 $ 0 $ 0 D) Fourth month of period $ 0 $ 0 $ 0 $ 0 E) Fifth month of period $ 0 $ 0 $ 0 $ 0 F) Sixth month of period $ 0 $ 0 $ 0 $ 0 G) Total $ 0 $ 0 $ 0 $ 0 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 11. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 0 $ 0 $ 0 $ 0 B) Second month of period $ 0 $ 0 $ 0 $ 0 C) Third month of period $ 0 $ 0 $ 0 $ 0 D) Fourth month of period $ 0 $ 0 $ 0 $ 0 E) Fifth month of period $ 0 $ 0 $ 0 $ 0 F) Sixth month of period $ 0 $ 0 $ 0 $ 0 G) Total $ 0 $ 0 $ 0 $ 0 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 12. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 53 $ 0 $ 0 $ 617 B) Second month of period $ 4 $ 0 $ 0 $ 131 C) Third month of period $ 5 $ 0 $ 0 $ 306 D) Fourth month of period $ 6 $ 0 $ 0 $ 192 E) Fifth month of period $ 5 $ 0 $ 0 $ 289 F) Sixth month of period $ 16 $ 0 $ 0 $ 345 G) Total $ 89 $ 0 $ 0 $ 1880 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 89 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 13. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 25 $ 0 $ 0 $ 80 B) Second month of period $ 24 $ 0 $ 0 $ 121 C) Third month of period $ 26 $ 54 $ 0 $ 10 D) Fourth month of period $ 93 $ 0 $ 0 $ 5 E) Fifth month of period $ 25 $ 0 $ 0 $ 61 F) Sixth month of period $ 311 $ 0 $ 0 $ 131 G) Total $ 504 $ 54 $ 0 $ 408 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 14. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 12848 $ 0 $ 0 $ 8391 B) Second month of period $ 14062 $ 0 $ 0 $ 13874 C) Third month of period $ 30386 $ 10707 $ 0 $ 5818 D) Fourth month of period $ 15536 $ 0 $ 0 $ 13698 E) Fifth month of period $ 21920 $ 0 $ 0 $ 10588 F) Sixth month of period $ 32409 $ 0 $ 0 $ 13939 G) Total $ 127161 $ 10707 $ 0 $ 66308 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 15. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 172 $ 0 $ 0 $ 290 B) Second month of period $ 613 $ 0 $ 0 $ 107 C) Third month of period $ 586 $ 1146 $ 0 $ 206 D) Fourth month of period $ 666 $ 0 $ 0 $ 268 E) Fifth month of period $ 333 $ 0 $ 0 $ 102 F) Sixth month of period $ 771 $ 0 $ 0 $ 164 G) Total $ 3141 $ 1146 $ 0 $ 1137 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 1946 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 16. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 153 $ 0 $ 0 $ 16 B) Second month of period $ 5 $ 0 $ 0 $ 29 C) Third month of period $ 133 $ 164 $ 0 $ 25 D) Fourth month of period $ 73 $ 0 $ 0 $ 37 E) Fifth month of period $ 110 $ 0 $ 0 $ 47 F) Sixth month of period $ 119 $ 0 $ 0 $ 72 G) Total $ 593 $ 164 $ 0 $ 226 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 284 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 22. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 0 $ 0 $ 0 $ 0 B) Second month of period $ 0 $ 0 $ 0 $ 0 C) Third month of period $ 0 $ 0 $ 0 $ 0 D) Fourth month of period $ 0 $ 0 $ 0 $ 0 E) Fifth month of period $ 0 $ 0 $ 0 $ 0 F) Sixth month of period $ 0 $ 0 $ 0 $ 0 G) Total $ 0 $ 0 $ 0 $ 0 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 0 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being filed for series 1. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 22 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 2. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 21 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 3. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 4. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 5.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 5. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 285 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 6. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 6 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 7. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 5.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 8. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 5.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 9. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 9 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 10. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 5.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 11. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 5.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 12. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 13. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- N NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 14. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- N NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 15. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 2 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 16. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 2 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 17. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 0 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 1. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 9 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 13 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 2. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 8 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 13 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 4. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 0 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 0 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 5. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 71 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 214 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 6. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 2 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 4 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 7. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 1 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 4 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 8. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 0 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 0 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 9. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 4 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 5 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 10. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 0 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 0 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 11. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 0 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 0 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 12. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 0 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 0 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 13. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 0 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 0 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 14. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 0 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 0 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 15. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 2 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 0 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 16. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 1 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 1 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 0 SCREEN NUMBER: 19 This page being filed for series 1. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 2. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 3 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 4. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 5. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 39 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 6. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 7. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 8. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 9. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 3 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 10. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 11. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 12. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 1 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 13. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ N NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 14. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ N NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 15. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 16. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 35. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 0 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 1. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 2. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 4. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 5. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 6. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 7. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 8. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 9. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 10. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 11. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 12. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 13. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ N NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 14. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ N NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 15. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 16. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being 42. For the current period, indicate the filed for series 1. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 286 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 2. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 127 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 4. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 0 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 5. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 2785 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 6. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 32 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 7. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 0 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 8. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 0 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 9. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 84 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 10. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 0 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 11. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 0 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 12. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 25 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 13. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 0% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 0 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 14. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 0% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 0 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 15. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 19 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 16. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 7 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 Contracts This page being filed for series 1. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.750% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 2. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 1.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 4. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 1.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 5. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 200000 1.000% B) of next - $ 0 0.750% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 6. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.850% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 7. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.750% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 8. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 1.100% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 9. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.750% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 10. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 1.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 11. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 1.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 12. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 1.250% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 13. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 1.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 14. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.750% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 15. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 1.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 Contracts This page being filed for series 16. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ N 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.700% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 0 0.000% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 0 0.000% SCREEN NUMBER: 23 This page being ADVISORY FEE filed for series 1. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? C) Income? (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 2. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? C) Income? (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 4. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 5. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? C) Income? (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 6. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? C) Income? (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 7. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 8. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 9. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 10. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 11. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 12. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 13. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 14. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 15. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 16. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being filed for series 1. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 2. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 4. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 5. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 6. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 7. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 8. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 9. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 10. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 11. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 12. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 13. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 14. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 15. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 16. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- Y D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ Y H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- N L) Determination of offering and redemption prices ---------------------- Y M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- N O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 1. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 2. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 4. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 5. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 6. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 7. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 8. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 9. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 10. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 11. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 12. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 13. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 14. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 15. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 16. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- N B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being CLASSIFICATION filed for series 1. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 2. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 4. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 5. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 6. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 7. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 8. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 9. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ N B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- N 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 10. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ N B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- N 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 11. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ N B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- N 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 12. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 13. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 1000000 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 14. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 1000000 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 15. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 16. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 100 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 27. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 0 SCREEN NUMBER: 27 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 1. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 2. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 4. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 5. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 6. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 7. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 8. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 9. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 10. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 11. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 12. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 13. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 14. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 15. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 16. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 This page being filed for series 1. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 2. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 4. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 5. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 6. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 7. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 8. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 9. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 10. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 11. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 12. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 13. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 14. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 15. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 16. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 28. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 1. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 2. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- Y 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 4. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- Y D) Growth ---------------------------------------------------- N E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 5. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 6. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 7. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 8. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- Y D) Growth ---------------------------------------------------- N E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- Y 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 9. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 10. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 11. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- Y D) Growth ---------------------------------------------------- N E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 12. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 13. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- Y 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 14. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 15. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 16. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- Y E) Growth and income ----------------------------------------- N F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 This page being INVESTMENT PRACTICES filed for series 1. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities Y Y C) Writing or investing in options on debt securities Y N D) Writing or investing in options on stock indices Y N E) Writing or investing in interest rate futures Y N F) Writing or investing in stock index futures Y N G) Writing or investing in options on futures Y N H) Writing or investing in options on stock index futures Y N I) Writing or investing in other commodity futures Y N J) Investments in restricted securities Y N K) Investments in shares of other investment companies Y Y L) Investments in securities of foreign issuers Y N M) Currency exchange transactions Y N N) Loaning portfolio securities Y N O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling N N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 2. 70. 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(Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities Y Y C) Writing or investing in options on debt securities Y N D) Writing or investing in options on stock indices Y N E) Writing or investing in interest rate futures Y N F) Writing or investing in stock index futures Y N G) Writing or investing in options on futures Y N H) Writing or investing in options on stock index futures Y N I) Writing or investing in other commodity futures Y N J) Investments in restricted securities Y Y K) Investments in shares of other investment companies Y Y L) Investments in securities of foreign issuers Y Y M) Currency exchange transactions Y N N) Loaning portfolio securities Y N O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling N N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 15. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities Y Y C) Writing or investing in options on debt securities Y N D) Writing or investing in options on stock indices Y N E) Writing or investing in interest rate futures Y N F) Writing or investing in stock index futures Y N G) Writing or investing in options on futures Y N H) Writing or investing in options on stock index futures Y N I) Writing or investing in other commodity futures Y N J) Investments in restricted securities Y N K) Investments in shares of other investment companies Y Y L) Investments in securities of foreign issuers Y Y M) Currency exchange transactions Y N N) Loaning portfolio securities Y N O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling N N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 16. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities Y Y C) Writing or investing in options on debt securities Y N D) Writing or investing in options on stock indices Y N E) Writing or investing in interest rate futures Y N F) Writing or investing in stock index futures Y N G) Writing or investing in options on futures Y N H) Writing or investing in options on stock index futures Y N I) Writing or investing in other commodity futures Y N J) Investments in restricted securities Y N K) Investments in shares of other investment companies Y Y L) Investments in securities of foreign issuers Y Y M) Currency exchange transactions Y N N) Loaning portfolio securities Y N O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling N N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 31. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements B) Writing or investing in options on equities C) Writing or investing in options on debt securities D) Writing or investing in options on stock indices E) Writing or investing in interest rate futures F) Writing or investing in stock index futures G) Writing or investing in options on futures H) Writing or investing in options on stock index futures I) Writing or investing in other commodity futures J) Investments in restricted securities K) Investments in shares of other investment companies L) Investments in securities of foreign issuers M) Currency exchange transactions N) Loaning portfolio securities O) Borrowing of money P) Purchases/sales by certain exempted affiliated persons Q) Margin purchases R) Short selling SCREEN NUMBER: 31 This page being 71. Portfolio turnover rate for the current filed for series 0. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 0 B) Sales [including all maturities] ($000's omitted) ----------- $ 0 C) Monthly average value of portfolio ($000's omitted) --------- $ 0 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 0% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 0 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 0 G) Administrator(s) fees --------------------------------------- $ 0 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 1. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 83614 B) Sales [including all maturities] ($000's omitted) ----------- $ 94513 C) Monthly average value of portfolio ($000's omitted) --------- $ 193588 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 43% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 1 C) Net dividend income ----------------------------------------- $ 1389 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 752 G) Administrator(s) fees --------------------------------------- $ 95 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 2. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 112913 B) Sales [including all maturities] ($000's omitted) ----------- $ 119576 C) Monthly average value of portfolio ($000's omitted) --------- $ 93954 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 120% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 331 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 474 G) Administrator(s) fees --------------------------------------- $ 71 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 3. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 0 B) Sales [including all maturities] ($000's omitted) ----------- $ 0 C) Monthly average value of portfolio ($000's omitted) --------- $ 0 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 0% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 0 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 0 G) Administrator(s) fees --------------------------------------- $ 0 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 4. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 0 B) Sales [including all maturities] ($000's omitted) ----------- $ 0 C) Monthly average value of portfolio ($000's omitted) --------- $ 0 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 0% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 0 G) Administrator(s) fees --------------------------------------- $ 0 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 5. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 230063 B) Sales [including all maturities] ($000's omitted) ----------- $ 172043 C) Monthly average value of portfolio ($000's omitted) --------- $ 1381764 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 12% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 358 C) Net dividend income ----------------------------------------- $ 8621 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 5645 G) Administrator(s) fees --------------------------------------- $ 683 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 6. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 8042 B) Sales [including all maturities] ($000's omitted) ----------- $ 8029 C) Monthly average value of portfolio ($000's omitted) --------- $ 16091 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 50% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 36 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 70 G) Administrator(s) fees --------------------------------------- $ 13 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 7. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 0 B) Sales [including all maturities] ($000's omitted) ----------- $ 0 C) Monthly average value of portfolio ($000's omitted) --------- $ 0 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 0% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 0 G) Administrator(s) fees --------------------------------------- $ 0 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 8. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 0 B) Sales [including all maturities] ($000's omitted) ----------- $ 0 C) Monthly average value of portfolio ($000's omitted) --------- $ 0 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 0% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 0 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 1 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 1 G) Administrator(s) fees --------------------------------------- $ 0 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 9. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 30606 B) Sales [including all maturities] ($000's omitted) ----------- $ 30733 C) Monthly average value of portfolio ($000's omitted) --------- $ 280077 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 76% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 249 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 154 G) Administrator(s) fees --------------------------------------- $ 20 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 10. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 0 B) Sales [including all maturities] ($000's omitted) ----------- $ 0 C) Monthly average value of portfolio ($000's omitted) --------- $ 0 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 0% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 0 G) Administrator(s) fees --------------------------------------- $ 0 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 11. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 0 B) Sales [including all maturities] ($000's omitted) ----------- $ 0 C) Monthly average value of portfolio ($000's omitted) --------- $ 10263 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 0% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 1 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 1 G) Administrator(s) fees --------------------------------------- $ 0 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 12. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 26769 B) Sales [including all maturities] ($000's omitted) ----------- $ 28251 C) Monthly average value of portfolio ($000's omitted) --------- $ 5315 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 504% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 1 C) Net dividend income ----------------------------------------- $ 114 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 81 G) Administrator(s) fees --------------------------------------- $ 13 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 13. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 5199 B) Sales [including all maturities] ($000's omitted) ----------- $ 5012 C) Monthly average value of portfolio ($000's omitted) --------- $ 4171 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 120% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 14 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 21 G) Administrator(s) fees --------------------------------------- $ 14 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 14. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 122361 B) Sales [including all maturities] ($000's omitted) ----------- $ 72673 C) Monthly average value of portfolio ($000's omitted) --------- $ 555730 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 13% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 220 C) Net dividend income ----------------------------------------- $ 3544 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 2171 G) Administrator(s) fees --------------------------------------- $ 275 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 15. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 3577 B) Sales [including all maturities] ($000's omitted) ----------- $ 1942 C) Monthly average value of portfolio ($000's omitted) --------- $ 9686 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 20% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 37 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 50 G) Administrator(s) fees --------------------------------------- $ 14 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 16. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 722 B) Sales [including all maturities] ($000's omitted) ----------- $ 428 C) Monthly average value of portfolio ($000's omitted) --------- $ 3044 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 14% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 24 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 11 G) Administrator(s) fees --------------------------------------- $ 2 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 1. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 268 J) Custodian fees ------------------------------------- $ 4 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 22 M) Directors' fees ------------------------------------ $ 9 N) Registration fees ---------------------------------- $ 21 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 16 S) Legal fees ----------------------------------------- $ 3 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 286 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 6 X) Total expenses ------------------------------------- $ 1482 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 2. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 136 J) Custodian fees ------------------------------------- $ 30 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 8 M) Directors' fees ------------------------------------ $ 7 N) Registration fees ---------------------------------- $ 21 O) Taxes ---------------------------------------------- $ 14 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 19 S) Legal fees ----------------------------------------- $ 2 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 127 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 40 X) Total expenses ------------------------------------- $ 949 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 4. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 0 J) Custodian fees ------------------------------------- $ 0 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 0 M) Directors' fees ------------------------------------ $ 0 N) Registration fees ---------------------------------- $ 0 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 0 S) Legal fees ----------------------------------------- $ 0 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 0 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 0 X) Total expenses ------------------------------------- $ 0 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 5. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 942 J) Custodian fees ------------------------------------- $ 19 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 71 M) Directors' fees ------------------------------------ $ 52 N) Registration fees ---------------------------------- $ 53 O) Taxes ---------------------------------------------- $ 22 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 42 S) Legal fees ----------------------------------------- $ 50 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 2785 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 67 X) Total expenses ------------------------------------- $ 10431 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 6. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 50 J) Custodian fees ------------------------------------- $ 2 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 1 M) Directors' fees ------------------------------------ $ 1 N) Registration fees ---------------------------------- $ 17 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 5 S) Legal fees ----------------------------------------- $ 0 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 32 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 5 X) Total expenses ------------------------------------- $ 196 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 7. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 0 J) Custodian fees ------------------------------------- $ 0 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 0 M) Directors' fees ------------------------------------ $ 0 N) Registration fees ---------------------------------- $ 0 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 0 S) Legal fees ----------------------------------------- $ 0 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 0 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 0 X) Total expenses ------------------------------------- $ 0 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 8. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 0 J) Custodian fees ------------------------------------- $ 0 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 1 M) Directors' fees ------------------------------------ $ 0 N) Registration fees ---------------------------------- $ 0 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 1 S) Legal fees ----------------------------------------- $ 1 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 0 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 0 X) Total expenses ------------------------------------- $ 4 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 9. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 111 J) Custodian fees ------------------------------------- $ 2 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 1 M) Directors' fees ------------------------------------ $ 1 N) Registration fees ---------------------------------- $ 18 O) Taxes ---------------------------------------------- $ 1 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 3 S) Legal fees ----------------------------------------- $ 1 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 84 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 4 X) Total expenses ------------------------------------- $ 400 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 10. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 0 J) Custodian fees ------------------------------------- $ 0 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 0 M) Directors' fees ------------------------------------ $ 0 N) Registration fees ---------------------------------- $ 0 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 0 S) Legal fees ----------------------------------------- $ 0 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 0 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 0 X) Total expenses ------------------------------------- $ 0 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 11. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 0 J) Custodian fees ------------------------------------- $ 0 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 1 M) Directors' fees ------------------------------------ $ 0 N) Registration fees ---------------------------------- $ 0 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 0 S) Legal fees ----------------------------------------- $ 1 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 1 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 0 X) Total expenses ------------------------------------- $ 4 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 12. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 27 J) Custodian fees ------------------------------------- $ 11 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 2 M) Directors' fees ------------------------------------ $ 1 N) Registration fees ---------------------------------- $ 22 O) Taxes ---------------------------------------------- $ 1 P) Interest ------------------------------------------- $ 3 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 9 S) Legal fees ----------------------------------------- $ 45 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 25 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 16 X) Total expenses ------------------------------------- $ 256 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 13. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 11 J) Custodian fees ------------------------------------- $ 10 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 1 M) Directors' fees ------------------------------------ $ 0 N) Registration fees ---------------------------------- $ 7 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 5 S) Legal fees ----------------------------------------- $ 1 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 0 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 9 X) Total expenses ------------------------------------- $ 79 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 14. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 252 J) Custodian fees ------------------------------------- $ 14 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 94 M) Directors' fees ------------------------------------ $ 20 N) Registration fees ---------------------------------- $ 14 O) Taxes ---------------------------------------------- $ 9 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 7 S) Legal fees ----------------------------------------- $ 14 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 0 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 16 X) Total expenses ------------------------------------- $ 2886 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 15. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 14 J) Custodian fees ------------------------------------- $ 4 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 1 M) Directors' fees ------------------------------------ $ 1 N) Registration fees ---------------------------------- $ 16 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 4 S) Legal fees ----------------------------------------- $ 1 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 19 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 4 X) Total expenses ------------------------------------- $ 128 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 16. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 0 J) Custodian fees ------------------------------------- $ 3 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 1 M) Directors' fees ------------------------------------ $ 0 N) Registration fees ---------------------------------- $ 12 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 4 S) Legal fees ----------------------------------------- $ 3 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 7 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 5 X) Total expenses ------------------------------------- $ 48 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 1. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ -92 AA) Realized capital gains ----------------------------- $ 12947 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 22625 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 2. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ -618 AA) Realized capital gains ----------------------------- $ 10030 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 2797 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 4. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 5. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ -1452 AA) Realized capital gains ----------------------------- $ 41797 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 219491 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 6. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ -160 AA) Realized capital gains ----------------------------- $ 1798 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 1998 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 7. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 8. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 9. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 90 Z) Net investment income ------------------------------ $ -61 AA) Realized capital gains ----------------------------- $ 3984 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 3389 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 10. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 11. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 12. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 108 Z) Net investment income ------------------------------ $ -33 AA) Realized capital gains ----------------------------- $ 1932 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 1318 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 13. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 58 Z) Net investment income ------------------------------ $ -7 AA) Realized capital gains ----------------------------- $ 420 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 136 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 14. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 281 Z) Net investment income ------------------------------ $ 1159 AA) Realized capital gains ----------------------------- $ 18735 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 86021 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 15. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 57 Z) Net investment income ------------------------------ $ -34 AA) Realized capital gains ----------------------------- $ 451 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 1743 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 16. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 24 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ----------------------------- $ 108 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 467 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 34. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being filed for series 1. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 7354 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 200767 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 3128 J) Receivables from portfolio instruments sold -------- $ 1553 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 237 M) All other assets ----------------------------------- $ 46 N) Total assets --------------------------------------- $ 213085 SCREEN NUMBER: 35 This page being filed for series 2. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 22 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 91391 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 3088 J) Receivables from portfolio instruments sold -------- $ 8920 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 180 M) All other assets ----------------------------------- $ 26 N) Total assets --------------------------------------- $ 103627 SCREEN NUMBER: 35 This page being filed for series 4. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 0 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 0 SCREEN NUMBER: 35 This page being filed for series 5. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 55424 D) Long-term debt securities including convertible debt------------------------------------ $ 10744 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 552 F) Common stock --------------------------------------- $ 1519752 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 27284 J) Receivables from portfolio instruments sold -------- $ 1447 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 4350 M) All other assets ----------------------------------- $ 113 N) Total assets --------------------------------------- $ 1619666 SCREEN NUMBER: 35 This page being filed for series 6. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 1478 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 17318 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 939 J) Receivables from portfolio instruments sold -------- $ 257 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 30 M) All other assets ----------------------------------- $ 24 N) Total assets --------------------------------------- $ 20046 SCREEN NUMBER: 35 This page being filed for series 7. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 0 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 0 SCREEN NUMBER: 35 This page being filed for series 8. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 0 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 0 SCREEN NUMBER: 35 This page being filed for series 9. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 968 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 43090 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 629 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 46 M) All other assets ----------------------------------- $ 38 N) Total assets --------------------------------------- $ 44771 SCREEN NUMBER: 35 This page being filed for series 10. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 0 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 0 SCREEN NUMBER: 35 This page being filed for series 11. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 0 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 0 SCREEN NUMBER: 35 This page being filed for series 12. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 5461 B) Repurchase agreements ------------------------------ $ 1367 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 1000 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 12652 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 292 J) Receivables from portfolio instruments sold -------- $ 1176 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 29 M) All other assets ----------------------------------- $ 25 N) Total assets --------------------------------------- $ 22002 SCREEN NUMBER: 35 This page being filed for series 13. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 1 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 4046 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 493 J) Receivables from portfolio instruments sold -------- $ 365 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 5 M) All other assets ----------------------------------- $ 10 N) Total assets --------------------------------------- $ 4920 SCREEN NUMBER: 35 This page being filed for series 14. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 1 B) Repurchase agreements ------------------------------ $ 27592 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 4345 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 510 F) Common stock --------------------------------------- $ 602862 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 35995 J) Receivables from portfolio instruments sold -------- $ 548 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 1424 M) All other assets ----------------------------------- $ 98 N) Total assets --------------------------------------- $ 673375 SCREEN NUMBER: 35 This page being filed for series 15. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 671 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 4 F) Common stock --------------------------------------- $ 11302 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 399 J) Receivables from portfolio instruments sold -------- $ 86 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 30 M) All other assets ----------------------------------- $ 27 N) Total assets --------------------------------------- $ 12519 SCREEN NUMBER: 35 This page being filed for series 16. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 183 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 3214 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 274 J) Receivables from portfolio instruments sold -------- $ 1 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 10 M) All other assets ----------------------------------- $ 24 N) Total assets --------------------------------------- $ 3706 SCREEN NUMBER: 35 This page being filed for series 35. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 0 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 0 SCREEN NUMBER: 35 This page being (Continued from Screen 35) filed for series 1. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 803 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 212282 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 16880 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 2. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 7418 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 284 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 95925 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 6506 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 4. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 0 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 0 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 0 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 5. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 1221 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 1001 4. All other liabilities ----------------- $ 3701 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 1613743 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 67712 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 6. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 1197 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 47 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 18802 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 2476 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 7. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 0 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 0 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 0 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 8. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 0 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 0 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 0 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 9. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 127 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 44644 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 5650 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 10. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 0 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 0 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 0 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 11. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 0 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 0 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 0 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 12. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 870 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 7355 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 119 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 13658 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 902 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 13. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 357 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 44 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 4519 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 1 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 14. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 553 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 397 4. All other liabilities ----------------- $ 5717 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 666708 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 529 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 15. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 67 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 5 4. All other liabilities ----------------- $ 44 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 12403 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 553 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 16. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 2 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 2 4. All other liabilities ----------------- $ 31 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 3671 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 228 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 36. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 0 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 0 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 0 U) 1. Number of shares outstanding ------------------------------ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 0.00 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 0 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being filed for series 1. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 202370 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 2. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 95045 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 4. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 0 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 5. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 1464120 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 6. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 16813 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 7. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 0 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 8. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 0 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 9. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 41685 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 10. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 0 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 11. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 0 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 12. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 12970 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 13. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 4222 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 14. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 591841 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 15. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 10343 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 16. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 3296 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 37. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 0 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 77.A) Is the Registrant filing any of the following attachments with the current filing of Form N-SAR? (ANSWER FOR ALL SERIES AS A GROUP) (Y or N) ------------------------------- Y NOTE: If answer is 'Y' (Yes), mark those items below being filed as an attachment to this Filed as form or incorporated by reference. Attachment B) Accountant's report on internal control ------------------- C) Matters submitted to a vote of security holders ----------- D) Policies with respect to security investment -------------- E) Legal proceedings ----------------------------------------- F) Changes in security for debt ------------------------------ G) Defaults and arrears on senior securities ----------------- H) Changes in control of Registrant -------------------------- I) Terms of new or amended securities ------------------------ J) Revaluation of assets or restatement of capital share account ------------------------------------- K) Changes in Registrant's certifying account ---------------- L) Changes in accounting principles and practices ------------ M) Mergers --------------------------------------------------- N) Actions required to be reported pursuant to Rule 2a-7 ----- O) Transactions effected pursuant to Rule 10f-3 -------------- P) Information required to be filed pursuant to exemptive orders --------------------------------------- (Item 77 continued on next screen) SCREEN NUMBER: 38 77. (Continued) Mark those items below being filed as an attachment to this form or incorporated form Filed as or incorporated by reference. Attachment Q1) Exhibits -------------------------------------------------- Q2) Any information called for by instructions to sub-item 77Q2 --------------------------------------------- Q3) Any information called for by instructions to sub-item 77Q3 --------------------------------------------- Y 78. Does the Registrant have any wholly-owned investment company subsidiaries whose operating & financial data are consolidated with that of Registrant in this report? (Y or N) N NOTE: If answer is 'N' (No), jump to Screen 41. SCREEN NUMBER: 39 79. List the '811' numbers and names of Registrant's wholly owned investment company subsidiaries consolidated in this report. 811 Number Subsidiary Name 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 40 ANNUAL SUPPLEMENT This page being filed for ALL series. Screens 41 & 42 are to be filed only once each year, at the end of Registrant's/Series' fiscal year. 80. Fidelity bond(s) in effect at the end of the period: A) Insurer name: B) Second insurer: C) Aggregate face amount of coverage for Registrant/Series on all bonds on which it is named as an insured (000's omitted): $ 0 81. A) Is the bond part of a joint fidelity bond(s) shared with other investment companies, or other entities? (Y or N) - B) If answer to 81A is 'Y' (Yes), how many other investment companies, or other entities are covered by the bond? (Count each series as a separate investment company.) -------- 0 82. A) Does the mandatory coverage of the fidelity bond have a deductible? (Y or N) ---------------------------------- N B) If the answer to 82A is 'Y' (Yes), what is the amount of the deductible? ($000's omitted) ------------------ $ 0 SCREEN NUMBER: 41 ANNUAL SUPPLEMENT (Continued) This page being filed for ALL series. 83.A) Were any claims with respect to this Registrant/ Series filed under the bond during the period? (Y or N) -------- N B) If the answer to 83 A) is 'Y' (Yes), what was the total amount of such claims? ($000's omitted) ----------------- $ 0 84.A) Were any losses incurred with respect to this Registrant/Series that could have been filed as a claim under the fidelity bond but were not? (Y or N) ----------- N B) If the answer to 84 A) is 'Y' (Yes), what was the total amount of such losses? ($000's omitted) ----------------- $ 0 85.A) Are Registrant's/Series' officers and directors covered as officers and directors of Registrant/Series under any errors and omissions insurance policy owned by the Registrant/Series or anyone else (Y or N) --------- Y B) Were any claims filed under such policy during the period with respect to the Registrant/Series? (Y or N) --------- N SCREEN NUMBER: 42 Closed-End Investment Companies Only 86. Sales, repurchases, and redemptions of Registrant's securities: Number of Shares Net or Principal Consideration Amount of Debt Received or Paid ($000's omitted) ($000's omitted) Common Stock: A) Sales 0 $ 0 B) Repurchases 0 $ 0 Preferred Stock: C) Sales 0 $ 0 D) Repurchases and Redemptions 0 $ 0 Debt Securities E) Sales $ 0 $ 0 F) Repurchases and Redemptions $ 0 $ 0 SCREEN NUMBER: 43 Closed-End Investment Companies Only 87. Securities of Registrant registered on a national securities exchange or listed on NASDAQ: CUSIP or Ticker Title of each class of securities NASDAQ No. Symbol A) B) C) 88. Did Registrant have any of the following outstanding which exceeded 1% of aggregate net assets at any time during the period? (Y or N) A) Notes or bonds ------------------------------ B) Uncovered options --------------------------- C) Margin loans -------------------------------- D) Preferred stock ----------------------------- SCREEN NUMBER: 44  EX-99 2 addinfo.txt 99.77Q3 Because the electronic format for filing Form N-SAR does not provide adequate space for responding to Items 72DD, 72EE, 73, 74U and 74V correctly,the correct answers are as follows... Security Equity Fund File No. 811-01136 CIK No. 0000088525 EX-99.77Q3 A B C I 72DD) 1 547 n/a n/a n/a 2 428 60 n/a n/a 3 n/a n/a n/a n/a 4 n/a n/a n/a n/a 5 2704 n/a n/a n/a 6 n/a n/a n/a n/a 7 n/a n/a n/a n/a 8 n/a n/a n/a n/a 9 136 n/a n/a n/a 10 n/a n/a n/a n/a 11 n/a n/a n/a n/a 12 n/a n/a n/a n/a 13 n/a n/a n/a 54 14 n/a n/a n/a 3065 15 n/a n/a n/a n/a 16 3 n/a n/a 1 72EE) 1 n/a n/a n/a n/a 2 n/a n/a n/a n/a 3 n/a n/a n/a n/a 4 n/a n/a n/a n/a 5 n/a n/a n/a n/a 6 n/a n/a n/a n/a 7 n/a n/a n/a n/a 8 n/a n/a n/a n/a 9 n/a n/a n/a n/a 10 n/a n/a n/a n/a 11 n/a n/a n/a n/a 12 n/a n/a n/a n/a 13 n/a n/a n/a n/a 14 n/a n/a n/a 22149 15 892 n/a 220 91 16 89 n/a 52 19 73A) 1 0.0400 n/a n/a n/a 2 0.0600 0.0890 n/a n/a 3 n/a n/a n/a n/a 4 n/a n/a n/a n/a 5 0.0750 n/a n/a n/a 6 n/a n/a n/a n/a 7 n/a n/a n/a n/a 8 n/a n/a n/a n/a 9 0.0370 n/a n/a n/a 10 n/a n/a n/a n/a 11 n/a n/a n/a n/a 12 n/a n/a n/a n/a 13 n/a n/a n/a 0.1300 14 n/a n/a n/a 0.0660 15 n/a n/a n/a n/a 16 0.0200 n/a n/a 0.0340 73B) 1 n/a n/a n/a n/a 2 n/a n/a n/a n/a 3 n/a n/a n/a n/a 4 n/a n/a n/a n/a 5 n/a n/a n/a n/a 6 n/a n/a n/a n/a 7 n/a n/a n/a n/a 8 n/a n/a n/a n/a 9 n/a n/a n/a n/a 10 n/a n/a n/a n/a 11 n/a n/a n/a n/a 12 n/a n/a n/a n/a 13 n/a n/a n/a n/a 14 n/a n/a n/a 0.4770 15 1.9890 n/a 1.9890 1.9890 16 0.6110 n/a 0.6110 0.6110 74U) 1 9684 429 110 n/a 2 7116 618 447 n/a 3 n/a n/a n/a n/a 4 n/a n/a n/a n/a 5 37433 1452 8004 n/a 6 1011 111 133 n/a 7 n/a n/a n/a n/a 8 n/a n/a n/a n/a 9 3861 599 534 n/a 10 n/a n/a n/a n/a 11 n/a n/a n/a n/a 12 720 96 153 106 13 n/a n/a n/a 449 14 n/a n/a n/a 51236 15 564 n/a 175 59 16 161 n/a 98 32 74V) 1 20.95 17.14 18.54 n/a 2 11.93 10.39 10.29 n/a 3 n/a n/a n/a n/a 4 n/a n/a n/a n/a 5 35.33 30.04 30.95 n/a 6 15.3 13.51 13.77 n/a 7 n/a n/a n/a n/a 8 n/a n/a n/a n/a 9 9.12 8.32 8.35 n/a 10 n/a n/a n/a n/a 11 n/a n/a n/a n/a 12 12.46 11.55 11.54 17.13 13 n/a n/a n/a 10.07 14 n/a n/a n/a 13.01 15 15.62 n/a 15.28 15.73 16 12.64 n/a 12.44 12.66