0000088525-18-000007.txt : 20181231
0000088525-18-000007.hdr.sgml : 20181231
20181231121419
ACCESSION NUMBER: 0000088525-18-000007
CONFORMED SUBMISSION TYPE: 24F-2NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181231
DATE AS OF CHANGE: 20181231
EFFECTIVENESS DATE: 20181231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUGGENHEIM FUNDS TRUST
CENTRAL INDEX KEY: 0000088525
IRS NUMBER: 000000000
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 24F-2NT
SEC ACT: 1933 Act
SEC FILE NUMBER: 002-19458
FILM NUMBER: 181259127
BUSINESS ADDRESS:
STREET 1: 702 KING FARM BOULEVARD
STREET 2: SUITE 200
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-296-5100
MAIL ADDRESS:
STREET 1: 702 KING FARM BOULEVARD
STREET 2: SUITE 200
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: SECURITY EQUITY FUND
DATE OF NAME CHANGE: 19920703
0000088525
S000008805
Guggenheim StylePlus - Large Core Fund
C000023958
A
SECEX
C000023960
C
SFECX
C000110205
Institutional
GILIX
C000155959
P
SFEPX
0000088525
S000008806
Guggenheim Alpha Opportunity Fund
C000023961
A
SAOAX
C000023963
C
SAOCX
C000071557
Institutional
SAOIX
C000155960
P
SAOSX
0000088525
S000008807
Guggenheim World Equity Income Fund
C000023964
A
SEQAX
C000023966
C
SFGCX
C000100456
Institutional
SEWIX
C000155961
P
SEQPX
0000088525
S000008809
Guggenheim Mid Cap Value Fund
C000023970
A
SEVAX
C000023972
C
SEVSX
C000155962
P
SEVPX
0000088525
S000022641
Guggenheim Small Cap Value Fund
C000065507
A
SSUAX
C000065508
C
SSVCX
C000065509
Institutional
SSUIX
C000155963
P
SSUPX
0000088525
S000022644
Guggenheim Mid Cap Value Institutional Fund
C000065512
Mid Cap Value Institutional
SVUIX
0000088525
S000043985
Guggenheim Limited Duration Fund
C000136507
A-Class
GILDX
C000136508
C-Class
GILFX
C000136509
Institutional Class
GILHX
C000155965
P
GILPX
0000088525
S000043986
Guggenheim Floating Rate Strategies Fund
C000136510
A-Class
GIFAX
C000136511
C-Class
GIFCX
C000136512
Institutional Class
GIFIX
C000155966
P
GIFPX
0000088525
S000043987
Guggenheim High Yield Fund
C000136513
Institutional Class
SHYIX
C000136514
A-Class
SIHAX
C000136516
C-Class
SIHSX
C000152102
R6
C000155967
P
SIHPX
0000088525
S000043988
Guggenheim Investment Grade Bond Fund
C000136517
A-Class
SIUSX
C000136519
C-Class
SDICX
C000136520
Institutional Class
GIUSX
C000155968
P
SIUPX
0000088525
S000043989
Guggenheim Macro Opportunities Fund
C000136521
A-Class
GIOAX
C000136522
C-Class
GIOCX
C000136523
Institutional Class
GIOIX
C000155969
P
GIOPX
0000088525
S000043990
Guggenheim Municipal Income Fund
C000136524
A-Class
GIJAX
C000136525
C-Class
GIJCX
C000136526
Institutional Class
GIJIX
C000155970
P
GIJPX
0000088525
S000043991
Guggenheim Total Return Bond Fund
C000136527
A-Class
GIBAX
C000136528
C-Class
GIBCX
C000136529
Institutional Class
GIBIX
C000152106
R6
GIBRX
C000155971
P
GIBLX
0000088525
S000043992
Guggenheim Large Cap Value Fund
C000136530
A-Class
SECIX
C000136532
C-Class
SEGIX
C000136533
Institutional Class
GILCX
C000155972
P
SEGPX
0000088525
S000043993
Guggenheim StylePlus - Mid Growth Fund
C000136534
A-Class
SECUX
C000136536
C-Class
SUFCX
C000136537
Institutional Class
GIUIX
C000155973
P
SEUPX
0000088525
S000044539
Guggenheim Risk Managed Real Estate Fund
C000138554
A-Class
GURAX
C000138555
C-Class
GURCX
C000138556
Institutional Class
GURIX
C000155974
P
GURPX
0000088525
S000047517
Guggenheim Capital Stewardship Fund
C000149218
Institutional
GFCIX
0000088525
S000051594
Guggenheim Diversified Income Fund
C000162308
Class A
GUDAX
C000162309
Class C
GUDCX
C000162310
Institutional
GUDIX
C000162312
Class P
GUDPX
0000088525
S000052809
Guggenheim Market Neutral Real Estate Fund
C000165920
Class A
GUMAX
C000165921
Class C
GUMCX
C000165922
Institutional
GUMNX
C000165923
Class P
GUMPX
24F-2NT
1
GFT-24f2_20180930.txt
GFT 24F-2
OMB APPROVAL
OMB Number:3235-0456
Expires:May 31, 2021
Estimated average burden hours per response 2
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 24F-2
Annual Notice of Securities Sold
Pursuant to Rule 24f-2
Read instructions at end of Form before preparing Form.
1. Name and address of issuer:
Guggenheim Funds Trust
702 King Farm Boulevard, Suite 200
Rockville, MD 20850
2. The name of each series or class of securities for which this Form is filed
(If the Form is being filed for all series and classes of securities of the
issuer, check the box but do not list series or classes):
This form is being filed for Guggenheim StylePlus Large Core Fund A-Class,
C-Class, P-Class and Institutional Class, Guggenheim Alpha Opportunity Fund
A-Class, C-Class, P-Class and Institutional Class, Guggenheim World Equity
Income Fund A-Class, C-Class, P-Class and Institutional Class, Guggenheim
Mid Cap Value Fund A-Class, C-Class and P-Class, Guggenheim Small Cap Value
Fund A-Class, C-Class, P-Class and Institutional Class, Guggenheim Mid Cap
Value Institutional Fund Institutional Class; Guggenheim Limited Duration
Fund A-Class, C-Class, P-Class and Institutional Class, Guggenheim Floating
Rate Strategies Fund A-Class, C-Class, P-Class and Institutional Class,
Guggenheim Diversified Income Fund A-Class, C-Class, P-Class, Institutional
Class and R6-Class, Guggenheim High Yield Fund A-Class, C-Class, P-Class and
Institutional Class, Guggenheim Investment Grade Bond Fund A-Class, C-Class,
P-Class and Institutional Class, Guggenheim Macro Opportunities Fund A-Class,
C-Class, P-Class and Institutional Class, Guggenheim Municipal Income Fund
A-Class, C-Class, P-Class, Institutional Class and R6-Class, Guggenheim Total
Return Bond Fund A-Class, C-Class, P-Class and Institutional Class,
Guggenheim Market Neutral Real Estate Fund A-Class, C-Class, P-Class
and Institutional Class, Guggenheim Large Cap Value Fund A-Class, C-Class,
P-Class and Institutional Class,Guggenheim StylePlus Mid Growth Fund A-Class,
C-Class, P-Class and Institutional Class, Guggenheim Risk Managed Real Estate
Fund A-Class,C-Class, P-Class and Institutional Class, Guggenheim Capital
Stewardship Fund Institutional Class.
3. Investment Company Act File Number: 811-01136
Securities Act File Number:002-19458
4(a). Last day of fiscal year for which this Form is filed:
September 30, 2018
4(b). Check box if this Form is being filed late (i.e., more than 90
calendar days after the end of the issuers fiscal year).
(See Instruction A.2)
Note: If the Form is being filed late, interest must be paid on the
registration fee due.
4(c). Check box if this is the last time the issuer will be filing this Form.
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the
fiscal year pursuant to section 24(f): $15,340,031,164
(ii) Aggregate price of securities redeemed or
repurchased during the fiscal year: $10,454,620,298
(iii) Aggregate price of securities redeemed or
repurchased during any prior fiscal year ending no
earlier than October 11, 1995 that were not
previously used to reduce registration fees payable
to the Commission: $0
(iv) Total available redemption credits [add Items 5(ii) and 5(iii)]:
$10,454,620,298
(v) Net sales -- if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]: $4,885,410,866
(vi) Redemption credits available for use in future years
if Item 5(i) is less than Item 5(iv) [subtract Item
5(iv) from Item 5(i)]: $0
(vii) Multiplier for determining registration fee (SeeInstruction C.9):
x .0001212
(viii) Registration fee due [multiply Item 5(v) by Item
5(vii)] (enter 0 if no fee is due): $592,111.80
6.Prepaid Shares
If the response to Item 5(i) was determined by deducting an amount of
securities that were registered under the Securities Act of 1933 pursuant
to rule 24e-2 as in effect before October 11, 1997, then report the amount
of securities (number of shares or other units) deducted here: ________.
If there is a number of shares or other units that were registered pursuant
to rule 24e-2 remaining unsold at the end of the fiscal year for which this
form is filed that are available for use by the issuer in future fiscal
years, then state that number here: ________.
7.Interest due - if this Form is being filed more than 90 days after the
end of the issuers fiscal year (see Instruction D): $0
8.Total of the amount of the registration fee due plus any interest due [line
5(viii) plus line 7]: $592,111.80
9.Date the registration fee and any interest payment was sent to the
Commissions lockbox depository:
Method of Delivery:
X Wire Transfer
0 Mail or other means
SIGNATURES
This report has been signed below by the following persons on behalf of
the issuer and in the capacities and on the dates indicated.
/s/Kimberly J. Scott
Kimberly J. Scott, Assistant Treasurer
By (Signature and Title)*
Date December 31, 2018
Please print the name and title of the signing officer below the signature.