-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHLgWuOA4EldyQJLvCVlxRnIMNiw4hCqK7q8kMNjmsMb6KK0EzXHu5jNZ/SO79ak 52hCd3F5FA8qQ/2KiC3j1A== 0000950153-02-001421.txt : 20020814 0000950153-02-001421.hdr.sgml : 20020814 20020814144442 ACCESSION NUMBER: 0000950153-02-001421 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULA INC CENTRAL INDEX KEY: 0000885080 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 860320129 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12410 FILM NUMBER: 02734972 BUSINESS ADDRESS: STREET 1: 2700 NORTH CENTRAL AVE STREET 2: STE 1000 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 6026314005 MAIL ADDRESS: STREET 1: 2700 NORTH CENTRAL AVE STREET 2: STE 1000 CITY: PHOENIX STATE: AZ ZIP: 85004 8-K 1 p66923e8vk.htm 8-K e8vk
Table of Contents



U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): August 14, 2002 (August 14, 2002)


SIMULA, INC.

(Exact name of Registrant as specified in its charter)
         
Arizona
(State of Incorporation)
  Commission File No. 1-12410   86-0320129
(I.R.S. Employer Identification No.)
     
2625 South Plaza Drive, Suite 100
Tempe, Arizona

(Address of principal executive offices)
  85282
(Zip Code)

Registrant’s telephone number, including area code: (602) 631-4005



 


INFORMATION TO BE INCLUDED IN THE REPORT
Item 5. Other Events.
Item 7. Financial Statements and Exhibits.
SIGNATURE
EX-20.1


Table of Contents

INFORMATION TO BE INCLUDED IN THE REPORT

Item 5. Other Events.

         The Company’s Notification of Late Filing on Form 12b-25 is filed herewith as Exhibit 20.1 and is incorporated herein by reference. As a result of negotiating certain amendments with the Company’s lenders, the Company has not yet completed the requisite report on Form 10-Q for the quarter ended June 30, 2002. Management reasonably expects to complete this process on or before August 19, 2002. The Company is advised by its CEO and CFO of their intent to execute the certifications required under Section 906 of the Sarbanes-Oxley Act without qualification. The Company intends to file both the report on Form 10-Q and the CEO and CFO certifications no later than Monday, August 19, 2002.

Item 7. Financial Statements and Exhibits.

  (c)   Exhibits. The following Exhibit is included pursuant to Item 601 of Regulation S-K.

         
No.   Description
*20.1
  Notification of Late Filing on Form 12b-25

*     Filed herewith.

SIGNATURE

         Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

         
    SIMULA, INC. (Registrant)
         
    By   /s/ Bradley P. Forst
       
        Bradley P. Forst
President and Chief Executive Officer

  EX-20.1 3 p66923exv20w1.htm EX-20.1 exv20w1

 

Exhibit 20.1

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 12B-25

NOTIFICATION OF LATE FILING

Commission File Number__________

         
(Check One)
[ ]   Form 10-K and Form 10-KSB [ ]   Form 11-K
[ ]   Form 20-F x   Form 10-Q and Form 10-QSB [ ]   Form N-SAR
   
For Period ended:    June 30, 2002
 

     
[ ]   Transition Report on Form 10-K and Form 10-KSB [ ]   Transition Report on Form 10-Q and Form 10-QSB
[ ]   Transition Report on Form 20-F [ ]   Transition Report on Form N-SAR
[ ]   Transition Report on Form 11-K
   
For the Transition Period ended  
 

      Read Attached Instruction Sheet Before Preparing Form. Please Print or Type.

      Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

      If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:
 
 

 


PART I.
REGISTRANT INFORMATION
   
Full name of registrant    Simula, Inc.
 
Former name if applicable  
 

   
Address of principal executive office (Street and number)    2625 S. Plaza Dr., Ste. 100
 

   
City, state and zip code    Tempe, AZ 85282
 

PART II.
RULE 12B-25 (B) AND (C)

      If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

x   (a)   The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
 
x   (b)   The subject annual report, semi-annual report, transition report on Form 10-K, 10-KSB, 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, 10-QSB, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
 
x   (c)   The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III.
NARRATIVE

      State below in reasonable detail the reasons why Form 10-K, 10-KSB, 11-K, 20-F, 10-Q, 10-QSB, N-SAR or the transition report portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.)

      As a result of continuing discussions with the Company’s lenders, the Company has not yet completed the requisite report on Form 10-Q for the quarter ended June 30, 2002 and cannot do so without unreasonable effort or expense. The Company is advised by its CEO and CFO of their intent to execute the certifications required under Section 906 of the Sarbanes-Oxley Act without qualification. The Company intends to file both the report on Form 10-Q and the CEO and CFO certifications no later than Monday, August 19, 2002.


 

PART IV.
OTHER INFORMATION

      (1) Name and telephone number of person to contact in regard to this notification.

John S. Hodgson   (602)   631-4005

(Name) (Area Code) (Telephone Number)

      (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

x   Yes [ ]   No

      (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

[ ]   Yes x   No

      If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 
Simula, Inc.

(Name of Registrant as Specified in Charter)

Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

Date      8/14/02 By      John S. Hodgson


           Chief Financial Officer

        Instruction. The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

ATTENTION

      Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).

GENERAL INSTRUCTIONS

      1. This form is required by Rule 12b-25 of the General Rules and Regulations under the Securities Exchange Act of 1934.

      2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, DC 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of the public record in the Commission files.

      3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

      4. Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

      5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T.

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