4 1 p66707e4.htm 4 e4
 

         
FORM 4
 
( )  Check this box if no longer subject
      to Section 16. Form 4 or Form 5
      obligations may continue. See
      Instructions 1(b).
 
 
  U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
 

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
   

1.   Name and Address of Reporting Person1
         
Desjardins   Stanley   P.

(Last)   (First)   (Middle)

2625 South Plaza Drive, Suite 100


(Street)
         
Tempe   Arizona   85282

(City)   (State)   (Zip Code)


2.   Issuer Name and Ticker or Trading Symbol
 
    Simula, Inc./AMEX - "SMU"


3.   IRS Identification Number of Reporting Person, if any Entity (Voluntary)
 
     


4.   Statement for Month/Year
 
    May 2002


5.   If Amendment, Date of Original (Month/Year)
 
     

6.   Relationship of Reporting Person to Issuer (Check all applicable)
             
(X)   Director   (X)   10% Owner
             
( )   Officer (Give title below)   ( )   Other (Specify below)


7.   Individual or Joint/Group Filing
(Check Applicable Line)
    (X) Form Filed By One Reporting Person
( ) Form Filed by More Than One Reporting Person


Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

                                     

1. Title of Security   2. Trans-   3. Trans-   4. Securities Acquired (A)   5. Amount of   6. Ownership   7. Nature of
     (Instr. 3)   action   action   or Disposed of (D)   Securities   Form:   Indirect
    Date   Code   (Instr. 3, 4 and 5)   Beneficially   Direct   Bene-
        (Instr. 8)       Owned at   (D) or   ficial
    (Month/  
 
  End of   Indirect   Owner-
    Day/               (A) or       Month   (I)   ship
    Year)   Code   V   Amount   (D)   Price   (Instr. 3 and 4)   (Instr. 4)   (Instr. 4)

Common Stock   5/17/02   S(2)       4,500   D   $5.31       I   By spouse, as Trustee for spousal Charitable Remainder Unitrust
Common Stock   5/20/02   S(2)       95,000   D   $5.37       I  
Common Stock   5/20/02   S(3)       13,982   D   $5.60   3,102,974
shares
  D  

 

 

     
1   If the form is filed by more than one Reporting Person, see Instruction 4(b)(v)
    Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
2   Pursuant to Form 144 mailed concurrently with sales, sales were made pursuant to a plan intended to comply with rule 10b5-1(c) that was previously adopted by the June M. Rudyk Charitable Remainder Unitrust.
3   Pursuant to Form 144 mailed concurrently with sale, sale was made pursuant to a plan intended to comply with rule 10b5-1(c) that was previously adopted by the Stanley P. Desjardins Charitable Remainder Annuity Trust.

(Print or Type Responses)

 


 

         
FORM 4 (continued)   Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., Puts, Calls, Warrants, Options, Convertible Securities)
   
                                                         

1. Title of Derivative Security   2.Conver-   3.Trans-   4. Trans-   5. Number of Deriv-   6. Date Exerc-   7. Title and   8.Price   9. Number   10. Owner-   11. Nature
     (Instr. 3)   sion or   action   action   ative Securities Ac-   isable and   Amount of   of   of Deriv-   ship   of
    Exercise   Date   Code   quired (A) or Dis-   Expiration   Underlying   Deriv-   ative   Form of   Indirect
    Price of       (Instr. 8)   posed of (D)   Date   Securities   ative   Secur-   Deriv-   Benefi-
    Deriv-   (Mo/       (Instr. 3, 4 and 5)   (Mo/Day/   (Instr. 3 and 4)   Secur-   ities   ative   cial
    ative   Day/           Yr)       ity   Bene-   Security:   Owner-
    Security   Yr)  
 
 
 
  (Instr. 5)   ficially   Direct   ship
            Code   V   (A)   (D)   Date   Expira-   Title   Amount       Owned   (D) or   (Instr. 4)
                      Exer-   tion       or       at End   Indirect    
                    cisable   Date       Number       of   (I)    
                            of Shares       Month   (Instr. 4)    
                                (Instr. 4)        

                                                         

                                                         

                                                         

                                                         

                                                         

                                                         

                                                         

Explanation of Responses:

             
        /s/ Benjamin G. Clark   6/10/02
       
 
        ** Signature of Reporting Person1   Date

     
1   Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
 
    See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
    If space provided is insufficient, see Instruction 6 for procedure.

(Print or Type Responses)