0001181431-13-063906.txt : 20131219
0001181431-13-063906.hdr.sgml : 20131219
20131219193356
ACCESSION NUMBER: 0001181431-13-063906
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131218
FILED AS OF DATE: 20131219
DATE AS OF CHANGE: 20131219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTHENTIDATE HOLDING CORP
CENTRAL INDEX KEY: 0000885074
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 141673067
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: 300 CONNELL DRIVE, 5TH FLOOR
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
BUSINESS PHONE: 9087871700
MAIL ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: 300 CONNELL DRIVE, 5TH FLOOR
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER COMPANY:
FORMER CONFORMED NAME: BITWISE DESIGNS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCE J DAVID
CENTRAL INDEX KEY: 0001221573
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20190
FILM NUMBER: 131289507
4/A
1
rrd398065.xml
X0306
4/A
2013-12-18
2013-11-14
0
0000885074
AUTHENTIDATE HOLDING CORP
ADAT
0001221573
LUCE J DAVID
AUTHENTIDATE HOLDING CORP.
300 CONNELL DRIVE, 5TH FLOOR
BERKELEY HEIGHTS
NJ
07922
1
0
0
0
Series D Convertible Preferred Stock
1.0857
2013-12-18
4
S
0
17500
10
D
2013-12-20
Common Stock
161185
245000
I
By affiliated entity
Series D Convertible Preferred Stock
1.0857
2013-12-20
Common Stock
184211
20000
I
By spouse
Warrants (Right to buy)
0.95
2013-12-18
4
S
0
175000
0
D
2013-12-20
2018-06-20
Common Stock
2450000
2450000
I
By affiliated entity
Warrants (Right to buy)
0.95
2013-12-20
2018-06-20
Common Stock
200000
200000
I
By spouse
On December 18, 2013, the reporting person transferred to an entity controlled by his sibling a total of 17,500 shares of Series D convertible Preferred Stock and 175,000 Common Stock Purchase Warrants in a private transaction.
The Series D Preferred Stock is convertible commencing six month following the original issue date, which was June 20, 2013. The Series D Convertible Preferred Stock has a stated value of $10.00 per share and has no expiration date.
The warrants are exercisable commencing six month following the original issue date, which was June 20, 2013.
On June 13, 2013, the reporting person filed a Form 4 to report (i) the acquisition, through an affiliated entity, of 245,000 shares of Series D Preferred Stock and 2,450,000 Common Stock Purchase Warrants and (ii) the acquisition, by his spouse, of 20,000 shares of Series D Preferred Stock and 200,000 Common Stock Purchase Warrants. On November 14, 2013, the reporting person filed a subsequent Form 4 to report his direct acquisition of 17,500 shares of Series D Preferred Stock and 175,000 Common Stock Purchase Warrants. In the November Form 4, the reporting person inadvertently reported his beneficial ownership of shares of Series D Preferred Stock and Common Stock Purchase Warrants to include all of the shares of Series D Preferred Stock and Common Stock Purchase Warrants owned by the affiliated entity as being directly beneficially owned, and inadvertently excluded the shares of series D Preferred Stock and Common Stock Purchase Warrants held by his spouse.
(continued from footnote 4) After giving effect to the transaction described in Note 1 of this Form 4, the information contained in Table II of this new Form 4 correctly presents the reporting person's beneficial ownership, by an affiliated entity and his spouse, of the shares of Series D Preferred Stock and the Common Stock Purchase Warrants originally issued in conjunction with the acquisition of the shares of Series D Preferred Stock, and shall be deemed to correct the presentation of such information in the November Form 4.
/s/ J. David Luce
2013-12-19