0001181431-13-063906.txt : 20131219 0001181431-13-063906.hdr.sgml : 20131219 20131219193356 ACCESSION NUMBER: 0001181431-13-063906 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131218 FILED AS OF DATE: 20131219 DATE AS OF CHANGE: 20131219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTHENTIDATE HOLDING CORP CENTRAL INDEX KEY: 0000885074 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 141673067 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: 300 CONNELL DRIVE, 5TH FLOOR CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: 9087871700 MAIL ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: 300 CONNELL DRIVE, 5TH FLOOR CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 FORMER COMPANY: FORMER CONFORMED NAME: BITWISE DESIGNS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCE J DAVID CENTRAL INDEX KEY: 0001221573 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20190 FILM NUMBER: 131289507 4/A 1 rrd398065.xml X0306 4/A 2013-12-18 2013-11-14 0 0000885074 AUTHENTIDATE HOLDING CORP ADAT 0001221573 LUCE J DAVID AUTHENTIDATE HOLDING CORP. 300 CONNELL DRIVE, 5TH FLOOR BERKELEY HEIGHTS NJ 07922 1 0 0 0 Series D Convertible Preferred Stock 1.0857 2013-12-18 4 S 0 17500 10 D 2013-12-20 Common Stock 161185 245000 I By affiliated entity Series D Convertible Preferred Stock 1.0857 2013-12-20 Common Stock 184211 20000 I By spouse Warrants (Right to buy) 0.95 2013-12-18 4 S 0 175000 0 D 2013-12-20 2018-06-20 Common Stock 2450000 2450000 I By affiliated entity Warrants (Right to buy) 0.95 2013-12-20 2018-06-20 Common Stock 200000 200000 I By spouse On December 18, 2013, the reporting person transferred to an entity controlled by his sibling a total of 17,500 shares of Series D convertible Preferred Stock and 175,000 Common Stock Purchase Warrants in a private transaction. The Series D Preferred Stock is convertible commencing six month following the original issue date, which was June 20, 2013. The Series D Convertible Preferred Stock has a stated value of $10.00 per share and has no expiration date. The warrants are exercisable commencing six month following the original issue date, which was June 20, 2013. On June 13, 2013, the reporting person filed a Form 4 to report (i) the acquisition, through an affiliated entity, of 245,000 shares of Series D Preferred Stock and 2,450,000 Common Stock Purchase Warrants and (ii) the acquisition, by his spouse, of 20,000 shares of Series D Preferred Stock and 200,000 Common Stock Purchase Warrants. On November 14, 2013, the reporting person filed a subsequent Form 4 to report his direct acquisition of 17,500 shares of Series D Preferred Stock and 175,000 Common Stock Purchase Warrants. In the November Form 4, the reporting person inadvertently reported his beneficial ownership of shares of Series D Preferred Stock and Common Stock Purchase Warrants to include all of the shares of Series D Preferred Stock and Common Stock Purchase Warrants owned by the affiliated entity as being directly beneficially owned, and inadvertently excluded the shares of series D Preferred Stock and Common Stock Purchase Warrants held by his spouse. (continued from footnote 4) After giving effect to the transaction described in Note 1 of this Form 4, the information contained in Table II of this new Form 4 correctly presents the reporting person's beneficial ownership, by an affiliated entity and his spouse, of the shares of Series D Preferred Stock and the Common Stock Purchase Warrants originally issued in conjunction with the acquisition of the shares of Series D Preferred Stock, and shall be deemed to correct the presentation of such information in the November Form 4. /s/ J. David Luce 2013-12-19