SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LUCE J DAVID

(Last) (First) (Middle)
AUTHENTIDATE HOLDING CORP.
300 CONNELL DRIVE

(Street)
BERKELEY HEIGHTS NJ 07922

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTHENTIDATE HOLDING CORP [ ADAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (right to buy) $0.17 01/15/2016 J(1) 1,119,403 09/15/2012 12/13/2019 Common Stock 1,119,403 $0.00 0 I By affiliated entity
Warrant (right to buy) $0.17 01/15/2016 J(1) 1,119,403 01/15/2016 12/13/2022 Common Stock 1,119,403 $0.00 1,119,403 I By affiliated entity
Warrant (right to buy) $0.17 01/15/2016 J(1) 1,550,387 03/28/2013 12/13/2019 Common Stock 1,550,387 $0.00 0 I By affiliated entity
Warrant (right to buy) $0.17 01/15/2016 J(1) 1,550,387 01/15/2016 12/13/2022 Common Stock 1,550,387 $0.00 1,550,387 I By affiliated entity
Warrant (right to buy) $0.17 01/15/2016 J(1) 2,450,000 12/20/2013 12/13/2019 Common Stock 2,450,000 $0.00 0 I By affiliated entity
Warrant (right to buy) $0.17 01/15/2016 J(1) 2,450,000 01/15/2016 12/13/2022 Common Stock 2,450,000 $0.00 2,450,000 I By affiliated entity
Warrant (right to buy) $0.17 01/15/2016 J(1) 155,039 03/28/2013 12/13/2019 Common Stock 155,039 $0.00 0 I By Spouse
Warrant (right to buy) $0.17 01/15/2016 J(1) 155,039 01/15/2016 12/13/2022 Common Stock 155,039 $0.00 155,039 I By Spouse
Warrant (right to buy) $0.17 01/15/2016 J(1) 200,000 12/20/2013 12/13/2019 Common Stock 200,000 $0.00 0 I By Spouse
Warrant (right to buy) $0.17 01/15/2016 J(1) 200,000 01/15/2016 12/13/2022 Common Stock 200,000 $0.00 200,000 I By Spouse
Convertible Note(2) $0.54 01/15/2016 A(2) 320,000 01/15/2016(2) 04/15/2016(2) Common Stock 592,593(3) $0.00 320,000(3) I By affiliated entity
Explanation of Responses:
1. The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer.
2. On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period.
3. Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note.
Remarks:
/s/ J. David Luce 01/20/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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