0000899243-16-011973.txt : 20160120 0000899243-16-011973.hdr.sgml : 20160120 20160120190106 ACCESSION NUMBER: 0000899243-16-011973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTHENTIDATE HOLDING CORP CENTRAL INDEX KEY: 0000885074 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 141673067 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: 300 CONNELL DRIVE, 5TH FLOOR CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: 9087871700 MAIL ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: 300 CONNELL DRIVE, 5TH FLOOR CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 FORMER COMPANY: FORMER CONFORMED NAME: BITWISE DESIGNS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCE J DAVID CENTRAL INDEX KEY: 0001221573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20190 FILM NUMBER: 161352137 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-15 0 0000885074 AUTHENTIDATE HOLDING CORP ADAT 0001221573 LUCE J DAVID AUTHENTIDATE HOLDING CORP. 300 CONNELL DRIVE BERKELEY HEIGHTS NJ 07922 1 0 0 0 Warrant (right to buy) 0.17 2016-01-15 4 J 0 1119403 0.00 D 2012-09-15 2019-12-13 Common Stock 1119403 0 I By affiliated entity Warrant (right to buy) 0.17 2016-01-15 4 J 0 1119403 0.00 A 2016-01-15 2022-12-13 Common Stock 1119403 1119403 I By affiliated entity Warrant (right to buy) 0.17 2016-01-15 4 J 0 1550387 0.00 D 2013-03-28 2019-12-13 Common Stock 1550387 0 I By affiliated entity Warrant (right to buy) 0.17 2016-01-15 4 J 0 1550387 0.00 A 2016-01-15 2022-12-13 Common Stock 1550387 1550387 I By affiliated entity Warrant (right to buy) 0.17 2016-01-15 4 J 0 2450000 0.00 D 2013-12-20 2019-12-13 Common Stock 2450000 0 I By affiliated entity Warrant (right to buy) 0.17 2016-01-15 4 J 0 2450000 0.00 A 2016-01-15 2022-12-13 Common Stock 2450000 2450000 I By affiliated entity Warrant (right to buy) 0.17 2016-01-15 4 J 0 155039 0.00 D 2013-03-28 2019-12-13 Common Stock 155039 0 I By Spouse Warrant (right to buy) 0.17 2016-01-15 4 J 0 155039 0.00 A 2016-01-15 2022-12-13 Common Stock 155039 155039 I By Spouse Warrant (right to buy) 0.17 2016-01-15 4 J 0 200000 0.00 D 2013-12-20 2019-12-13 Common Stock 200000 0 I By Spouse Warrant (right to buy) 0.17 2016-01-15 4 J 0 200000 0.00 A 2016-01-15 2022-12-13 Common Stock 200000 200000 I By Spouse Convertible Note 0.54 2016-01-15 4 A 0 320000 0.00 A 2016-01-15 2016-04-15 Common Stock 592593 320000 I By affiliated entity The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer. On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period. Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note. /s/ J. David Luce 2016-01-20