0000899243-16-011973.txt : 20160120
0000899243-16-011973.hdr.sgml : 20160120
20160120190106
ACCESSION NUMBER: 0000899243-16-011973
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160120
DATE AS OF CHANGE: 20160120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTHENTIDATE HOLDING CORP
CENTRAL INDEX KEY: 0000885074
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 141673067
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: 300 CONNELL DRIVE, 5TH FLOOR
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
BUSINESS PHONE: 9087871700
MAIL ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: 300 CONNELL DRIVE, 5TH FLOOR
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER COMPANY:
FORMER CONFORMED NAME: BITWISE DESIGNS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCE J DAVID
CENTRAL INDEX KEY: 0001221573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20190
FILM NUMBER: 161352137
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-15
0
0000885074
AUTHENTIDATE HOLDING CORP
ADAT
0001221573
LUCE J DAVID
AUTHENTIDATE HOLDING CORP.
300 CONNELL DRIVE
BERKELEY HEIGHTS
NJ
07922
1
0
0
0
Warrant (right to buy)
0.17
2016-01-15
4
J
0
1119403
0.00
D
2012-09-15
2019-12-13
Common Stock
1119403
0
I
By affiliated entity
Warrant (right to buy)
0.17
2016-01-15
4
J
0
1119403
0.00
A
2016-01-15
2022-12-13
Common Stock
1119403
1119403
I
By affiliated entity
Warrant (right to buy)
0.17
2016-01-15
4
J
0
1550387
0.00
D
2013-03-28
2019-12-13
Common Stock
1550387
0
I
By affiliated entity
Warrant (right to buy)
0.17
2016-01-15
4
J
0
1550387
0.00
A
2016-01-15
2022-12-13
Common Stock
1550387
1550387
I
By affiliated entity
Warrant (right to buy)
0.17
2016-01-15
4
J
0
2450000
0.00
D
2013-12-20
2019-12-13
Common Stock
2450000
0
I
By affiliated entity
Warrant (right to buy)
0.17
2016-01-15
4
J
0
2450000
0.00
A
2016-01-15
2022-12-13
Common Stock
2450000
2450000
I
By affiliated entity
Warrant (right to buy)
0.17
2016-01-15
4
J
0
155039
0.00
D
2013-03-28
2019-12-13
Common Stock
155039
0
I
By Spouse
Warrant (right to buy)
0.17
2016-01-15
4
J
0
155039
0.00
A
2016-01-15
2022-12-13
Common Stock
155039
155039
I
By Spouse
Warrant (right to buy)
0.17
2016-01-15
4
J
0
200000
0.00
D
2013-12-20
2019-12-13
Common Stock
200000
0
I
By Spouse
Warrant (right to buy)
0.17
2016-01-15
4
J
0
200000
0.00
A
2016-01-15
2022-12-13
Common Stock
200000
200000
I
By Spouse
Convertible Note
0.54
2016-01-15
4
A
0
320000
0.00
A
2016-01-15
2016-04-15
Common Stock
592593
320000
I
By affiliated entity
The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer.
On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period.
Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note.
/s/ J. David Luce
2016-01-20