SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Marshall William A

(Last) (First) (Middle)
AUTHENTIDATE HOLDING CORP.
300 CONNELL DRIVE

(Street)
BERKELEY HEIGHTS NJ 07922

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTHENTIDATE HOLDING CORP [ ADAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (right to buy) $1.34 01/15/2016 J(1) 37,313 09/14/2012 03/14/2017 Common Stock 37,313 $0.00 0 D
Warrant (right to buy) $1.34 01/15/2016 J(1) 37,313 01/15/2016 03/14/2020 Common Stock 37,313 $0.00 37,313 D
Warrant (right to buy) $1.34 01/15/2016 J(1) 38,760 03/28/2013 09/28/2017 Common Stock 38,760 $0.00 0 D
Warrant (right to buy) $1.34 01/15/2016 J(1) 38,760 01/15/2016 09/28/2020 Common Stock 38,760 $0.00 38,760 D
Warrant (right to buy) $1.34 01/15/2016 J(1) 27,131 03/28/2013 09/28/2017 Common Stock 27,131 $0.00 0 D
Warrant (right to buy) $1.34 01/15/2016 J(1) 27,131 01/15/2016 09/28/2020 Common Stock 27,131 $0.00 27,131 D
Warrant (right to buy) $0.95 01/15/2016 J(1) 100,000 12/20/2013 06/20/2018 Common Stock 100,000 $0.00 0 D
Warrant (right to buy) $0.95 01/15/2016 J(1) 100,000 01/15/2016 06/20/2021 Common Stock 100,000 $0.00 100,000 D
Warrant (right to buy) $0.8875 01/15/2016 J(1) 21,963 03/03/2015 09/03/2019 Common Stock 21,963 $0.00 0 D
Warrant (right to buy) $0.8875 01/15/2016 J(1) 21,963 01/15/2016 09/03/2022 Common Stock 21,963 $0.00 21,963 D
Explanation of Responses:
1. The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrant and the simultaneous issuance of the new warrant for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer.
Remarks:
/s/ William A. Marshall 01/20/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.