-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QQuayvqlTQtkkkgkJ4xs2R8otSLhU6SS+PCLTVXi2lj8sxUmIHbF/VQhZ6Dsrbg3 8VukNcfSk0y/uh0YnEBCUA== 0000891836-96-000113.txt : 19960517 0000891836-96-000113.hdr.sgml : 19960517 ACCESSION NUMBER: 0000891836-96-000113 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19960515 SROS: NASD GROUP MEMBERS: DONALD E. NEWHOUSE GROUP MEMBERS: EMI COMMUNICATIONS CORP. GROUP MEMBERS: NEWHOUSE BROADCASTING CORP GROUP MEMBERS: S.I. NEWHOUSE, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERMEDIA COMMUNICATIONS OF FLORIDA INC CENTRAL INDEX KEY: 0000885067 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 592913586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43202 FILM NUMBER: 96567466 BUSINESS ADDRESS: STREET 1: 3625 QUEEN PALM DR STREET 2: STE 720 CITY: TAMPA STATE: FL ZIP: 33619 BUSINESS PHONE: 8136210011 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEWHOUSE BROADCASTING CORP CENTRAL INDEX KEY: 0000914545 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5015 CAMPUSWOOD DRIVE CITY: SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 212-692-4400 MAIL ADDRESS: STREET 1: C/O SABIN BERMANT & GOULD STREET 2: 350 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 SC 13D/A AMENDMENT NO. 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) INTERMEDIA COMMUNICATIONS OF FLORIDA, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 45880 11 0 (CUSIP Number) Arthur J. Steinhauer Sabin, Bermant & Gould 350 Madison Avenue New York, New York 10017 (212) 692-4400 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 14, 1996 (Date of Event which Requires Filing of this Statement) If a filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. 2 - -------------------- CUSIP NO. 45880 11 0 - -------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Newhouse Broadcasting Corporation - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. SOURCE OF FUNDS OO - ------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------ 7. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 0 EACH ---------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X] - ------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - ------------------------------------------------------------ 14. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------ 3 - -------------------- CUSIP NO. 45880 11 0 - -------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON EMI Communications Corp. - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. SOURCE OF FUNDS OO - ------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------ 7. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 0 EACH ---------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X] - ------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - ------------------------------------------------------------ 14. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------ 4 - -------------------- CUSIP NO. 45880 11 0 - -------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON S.I. Newhouse, Jr. - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. SOURCE OF FUNDS OO - ------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------ 7. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 0 EACH ---------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X] - ------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - ------------------------------------------------------------ 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------ 5 - -------------------- CUSIP NO. 45880 11 0 - -------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Donald E. Newhouse - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. SOURCE OF FUNDS OO - ------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------ 7. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 0 EACH ---------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X] - ------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - ------------------------------------------------------------ 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------ 6 Item 1. Security and Issuer This Amendment, dated May 15, 1996 (the "Amendment"), to the Statement on Schedule 13D, dated February 29, 1996 (the "Statement"), filed by Newhouse Broadcasting Corporation, a New York corporation ("Newhouse Broadcasting"), EMI Communications Corp., a New York corporation ("EMI"), S.I. Newhouse, Jr., and Donald E. Newhouse, relates to the common stock, par value $.01 per share (the "Common Stock"), of Intermedia Communications of Florida, Inc., a Delaware corporation (the "Company"), and is filed pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Act"). Newhouse Broadcasting, EMI, S.I. Newhouse, Jr., and Donald E. Newhouse are collectively referred to herein as the "Reporting Persons." The address of the principal executive offices of the Company is Intermedia Communications of Florida, Inc., 9280 Bay Plaza Boulevard, Suite 720, Tampa, Florida 33619. This Amendment is being jointly filed by the Reporting Persons pursuant to a joint filing agreement filed as Exhibit 1 hereto. Capitalized terms not defined herein shall have the meanings ascribed to such terms in the Statement. Item 2. Identity and Background This Amendment is being jointly filed by the Reporting Persons, who acknowledge that they are a group within the meaning of Section 13(d)(3) of the Act. EMI is a wholly-owned subsidiary of Newhouse Broadcasting. S.I. Newhouse, Jr. and Donald E. Newhouse each own 50% of the outstanding equity securities of Newhouse Broadcasting. The name, business address, principal occupation or employment and, as appropriate, citizenship or state of organization of each Reporting Person and each person who is an executive officer or director of a Reporting Person or a person controlling a Reporting Person are set forth on, and incorporated by reference to, Schedule I attached hereto. During the last five years, none of the Reporting Persons and, to the knowledge of the Reporting Persons, none of the persons listed on Schedule I attached hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating 7 activities subject to, Federal or state securities laws or finding any violation with respect to such laws. Item 5. Interest in Securities of the Issuer. Pursuant to the Agreement, the Purchase shall only be consummated upon the satisfaction or waiver of each of the Conditions Precedent. The occurrence of several of these conditions, including governmental approvals, is not within the control of the Sellers or the Reporting Persons and the Sellers and Reporting Persons cannot be certain that the Purchase will in fact be consummated. Therefore, the Reporting Persons hereby disclaim beneficial ownership of the Share Consideration pursuant to Rule 13d-4 under the Act. On May 14, 1996, the Company issued 4,674,503 shares of Common Stock in a secondary offering. To the best knowledge of the Reporting Persons, as of May 14, 1996, taking into account such issuance, there were outstanding (i) 15,060,721 shares of Common Stock, (ii) warrants and options to purchase an aggregate of 1,871,359 shares of Common Stock, and (iii) a restricted stock grant covering 200,000 shares of Common Stock. If the Purchase were to be consummated as set forth in the Agreement and assuming that 15,060,721 shares of Common Stock were issued and outstanding, the Reporting Persons would beneficially own approximately 5.9% of the issued and outstanding Common Stock. Upon consummation of the Purchase, the Reporting Persons would have sole voting power to vote and dispose of such shares of Common Stock, subject to certain voting agreements contained in the Agreement. Except as set forth in this Statement, none of the Reporting Persons beneficially owns any Common Stock or has effected any transactions in the Common Stock during the past 60 days. Item 7. Material to be Filed as Exhibits. Exhibit Description (1) Joint Filing Agreement, dated May 15, 1996, among Newhouse Broadcasting Corporation, EMI Communications Corp., S.I. Newhouse, Jr. and Donald E. Newhouse. 8 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: May 15, 1996 NEWHOUSE BROADCASTING CORPORATION By: /s/ Robert J. Miron Name: Robert J. Miron Title: Vice President EMI COMMUNICATIONS CORP. By: /s/ Robert J. Miron Name: Robert J. Miron Title: Vice President /s/ S.I. Newhouse, Jr. S.I. Newhouse, Jr. /s/ Donald E. Newhouse Donald E. Newhouse 9 SCHEDULE I Name: Newhouse Broadcasting Corporation Business Address: 5015 Campuswood Drive East Syracuse, New York 13057 Principal Business: Cable television systems State of Organization: New York Name: EMI Communications Corp. Business Address: 5015 Campuswood Drive East Syracuse, NY 13057 Principal Business: Common carrier and private line telecommunications services. State of Organization: New York Name: S.I. Newhouse, Jr. Business Address: 350 Madison Avenue New York, NY 10017 Principal Occupation: Chairman of the Board of Directors, Advance Publications, Inc., a New York corporation ("Advance"). Vice President and member of the Board of Directors of Newhouse Broadcasting. Member of the Board of Directors of EMI. Employer: Various affiliates of Advance. Employer's Address: 950 Fingerboard Road Staten Island, NY 10305 Principal Business of Employer: Publishing Citizenship: U.S.A. 2 Name: Donald E. Newhouse Business Address: Star-Ledger Plaza Newark, NJ 07101 Principal Occupation: President, Treasurer, and member of the Board of Directors of Advance. President and member of the Board of Directors of Newhouse Broadcasting. Vice President and member of the Board of Directors of EMI. Employer: Various affiliates of Advance. Employer's Address: 950 Fingerboard Road Staten Island, NY 10305 Principal Business of Employer: Publishing Citizenship: U.S.A. Name: Robert J. Miron Business Address: 5015 Campuswood Drive East Syracuse, NY 13057 Principal Occupation: President of Advance Communication Corp., a Delaware Corporation ("Advance Communication"). Vice President, Secretary, Treasurer and member of the Board of Directors of EMI. Vice President, Treasurer and member of the Board of Directors of Newhouse Broadcasting. Employer: Advance Communication Employer's Address: 5015 Campuswood Drive East Syracuse, NY 13057 Principal Business of Employer: Cable television systems Citizenship: U.S.A. 3 Name: Samuel I. Newhouse, III Business Address: Evening Journal Association 30 Journal Square Jersey City, NJ 07306 Principal Occupation: Member of the Board of Directors of Advance. Secretary of Newhouse Broadcasting. Employer: Various affiliates of Advance. Employer's Address: 950 Fingerboard Road Staten Island, NY 10305 Principal Business of Employer: Publishing Citizenship: U.S.A. Name: Dennis B. Dundon Business Address: 5015 Campuswood Drive East Syracuse, NY 13057 Principal Occupation: President of EMI. Employer: EMI Employer's Address: 5015 Campuswood Drive East Syracuse, NY 13057 Principal Business of Employer: Common carrier and private line telecommunications services. Citizenship: U.S.A. EX-99 2 JOINT FILING AGREEMENT FILED AS EXHIBIT 1 1 EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of this Amendment to a Statement on Schedule 13D. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original, but all of which shall constitute one and the same instrument. Dated: May 15, 1996 NEWHOUSE BROADCASTING CORPORATION By: /s/ Robert J. Miron Name: Robert J. Miron Title: Vice President EMI COMMUNICATIONS CORP. By: /s/ Robert J. Miron Name: Robert J. Miron Title: Vice President /s/ Donald E. Newhouse Donald E. Newhouse /s/ S. I. Newhouse, Jr. S. I. Newhouse, Jr. -----END PRIVACY-ENHANCED MESSAGE-----