10-Q/A 1 qa32002.txt BODY SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Mark One: [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2002 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-27324 SYNAPTIC PHARMACEUTICAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 22-2859704 (State or other jurisdiction (I.R.S. Employer Identification No.) of incorporation or organization) 215 College Road 07652 Paramus, NJ (Zip Code) (Address of principal executive offices) (201) 261-1331 (Registrant's telephone number, including area code) Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes X No As of November 1, 2002, there were 10,977,790 shares of the registrant's Common Stock outstanding. EXPLANATORY NOTE This Form 10-K/A is being filed solely for the purpose of replacing Exhibit 99.1 to the Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2002. SYNAPTIC PHARMACEUTICAL CORPORATION INDEX TO REPORT ON FORM 10-K/A FOR FISCAL QUARTRT ENDED SEPTEMBER 30, 2002 Part II Item 6. Exhibits and Reports on Form 8-K.................................1 (i) Item 6. Exhibits and Reports on Form 8-K (a) Exhibits 10.1 Employment agreement, dated as of September 9, 2002,between the Company and Dr. Errol B. De Souza, previously filed 10.2 Incentive Stock Option Agreement, dated as of September 9, 2002,between the Company and Dr. Errol B. De Souza, previously filed 10.3 Nonqualified Stock Option Agreement, dated as of September 9, 2002, between the Company and Dr. Errol B. De Souza, previously filed 10.4 Nonqualified Stock Option Agreement relating to non-plan options, dated as of September 9, 2002, between the Company and Dr. Errol B. De Souza, previously filed 99.1 Certification Pursuant to Section 906 of Sarbanes-Oxley Act of 2002 (b) Reports on Form 8-K The Company filed a Current Report on Form 8-K during the fiscal quarter ended September 30, 2002 relating to a Certification Pursuant to Section 906 of Sarbanes-Oxley Act of 2002 certifying information in the June 30, 2002 10-Q.