8-K 1 k8092601.txt BODY OF 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 26, 2001 SYNAPTIC PHARMACEUTICAL CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware (State or Other Jurisdiction of Incorporation) 0-27324 22-285-9704 (Commission File Number) (I.R.S. Employer Identification No.) 215 College Road Paramus, New Jersey 07652-1431 (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (201) 261-1331 Item 5. Other Events. On September 26, 2001, Synaptic Pharmaceutical Corporation (the "Company") issued a press release announcing that it had closed on the second stage of its $41.0 million private financing led by Warburg Pincus, LLC. A copy of the press release is attached as Exhibit 99 to this Form 8-K and is incorporated by reference herein. Item 7. Exhibits. Exhibit No. ---------- 99 Press Release dated September 26, 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SYNAPTIC PHARMACEUTICAL CORPORATION (Registrant) By: /s/ Kathleen P. Mullinix ------------------------------- Name: Kathleen P. Mullinix Title: Chairman, President and Chief Executive Officer