0001567619-21-007100.txt : 20210326
0001567619-21-007100.hdr.sgml : 20210326
20210326182213
ACCESSION NUMBER: 0001567619-21-007100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201026
FILED AS OF DATE: 20210326
DATE AS OF CHANGE: 20210326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fain Richard D
CENTRAL INDEX KEY: 0001316987
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11884
FILM NUMBER: 21778945
MAIL ADDRESS:
STREET 1: ROYAL CARIBBEAN CRUISES LTD
STREET 2: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD
CENTRAL INDEX KEY: 0000884887
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980081645
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
BUSINESS PHONE: 3055396000
MAIL ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
FORMER COMPANY:
FORMER CONFORMED NAME: RA HOLDINGS INC
DATE OF NAME CHANGE: 19920424
4
1
doc1.xml
FORM 4
X0306
4
2020-10-26
0
0000884887
ROYAL CARIBBEAN CRUISES LTD
RCL
0001316987
Fain Richard D
ROYAL CARIBBEAN CRUISES LTD.
1050 CARIBBEAN WAY
MIAMI
FL
33132
1
1
0
0
Chairman & CEO
Common Stock
2020-10-26
4
G
0
65947
0
D
692055
D
Common Stock
2020-11-03
4
G
0
205135
0
D
486920
D
Common Stock
2021-03-24
4
A
0
44785
0
A
531705
D
Common Stock
2021-03-24
4
F
0
17622
84.83
D
514083
D
Common Stock
2021-03-24
4
A
0
33155
0
A
547238
D
Common Stock
210706
I
See Footnotes
Common Stock
24400
I
See Footnotes
Due to an administrative error, the Form 4 was filed late on March 26, 2021.
Represents contribution of shares to a charitable organization associated with the Fain family.
Represents a gift to a trust for the benefit of certain members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest.
Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The number of shares underlying the award was determined by the Compensation Committee on 03/24/2021. The award vested in one installment on 03/24/2021.
Granted in consideration for service as an officer of the issuer.
Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 03/24/2021.
Represents the average of the high and low prices for the issuer's common stock on the NYSE on 3/24/2021.
Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. In accordance with our vesting into retirement policy, award vests in one installment on the first anniversary of the grant date but will be subject to restrictions on transferability through the fourth anniversary of the grant date.
Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
The reporting person disclaims beneficial ownership of some or all of these shares.
Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
This form does not include shares owned by other trusts for the benefit of members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest nor shares directly or indirectly owned by Mr. Fain's adult children.
Bradley H. Stein, Attorney-in-Fact for Richard D. Fain
2021-03-26