0001567619-21-001238.txt : 20210120 0001567619-21-001238.hdr.sgml : 20210120 20210120163634 ACCESSION NUMBER: 0001567619-21-001238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fain Richard D CENTRAL INDEX KEY: 0001316987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 21539205 MAIL ADDRESS: STREET 1: ROYAL CARIBBEAN CRUISES LTD STREET 2: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 4 1 doc1.xml FORM 4 X0306 4 2021-01-15 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001316987 Fain Richard D ROYAL CARIBBEAN CRUISES LTD. 1050 CARIBBEAN WAY MIAMI FL 33132 1 1 0 0 Chairman & CEO Common Stock 2021-01-15 4 M 0 37513 46.18 A 808032 D Common Stock 2021-01-15 4 F 0 26999 74.58 D 781033 D Common Stock 210706 I See Footnotes Common Stock 24400 I See Footnotes Stock Option (Right to Buy) 46.18 2021-01-15 4 M 0 37513 0 D 2021-02-08 Common Stock 37513 0 D Reflects 26,999 shares withheld by the Issuer at the market price of $74.58 per share to fund the cashless exercise of 37,513 options at an exercise price of $46.18 per share and shares withheld by the Issuer to cover the reporting person's tax liability associated with the exercise of the options. Represents the average of the high and low prices for the issuer's common stock on the NYSE on 01/15/2021. Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. The reporting person disclaims beneficial ownership of some or all of these shares. Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family. This form does not include shares owned by other trusts for the benefit of members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest nor shares directly or indirectly owned by Mr. Fain's adult children. Immediately. The award vested in four annual installments commencing on the first anniversary of the grant date (February 8, 2011). Bradley H. Stein, Attorney-in-Fact for Richard D. Fain 2021-01-20