0001567619-21-001238.txt : 20210120
0001567619-21-001238.hdr.sgml : 20210120
20210120163634
ACCESSION NUMBER: 0001567619-21-001238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210115
FILED AS OF DATE: 20210120
DATE AS OF CHANGE: 20210120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fain Richard D
CENTRAL INDEX KEY: 0001316987
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11884
FILM NUMBER: 21539205
MAIL ADDRESS:
STREET 1: ROYAL CARIBBEAN CRUISES LTD
STREET 2: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD
CENTRAL INDEX KEY: 0000884887
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980081645
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
BUSINESS PHONE: 3055396000
MAIL ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
FORMER COMPANY:
FORMER CONFORMED NAME: RA HOLDINGS INC
DATE OF NAME CHANGE: 19920424
4
1
doc1.xml
FORM 4
X0306
4
2021-01-15
0
0000884887
ROYAL CARIBBEAN CRUISES LTD
RCL
0001316987
Fain Richard D
ROYAL CARIBBEAN CRUISES LTD.
1050 CARIBBEAN WAY
MIAMI
FL
33132
1
1
0
0
Chairman & CEO
Common Stock
2021-01-15
4
M
0
37513
46.18
A
808032
D
Common Stock
2021-01-15
4
F
0
26999
74.58
D
781033
D
Common Stock
210706
I
See Footnotes
Common Stock
24400
I
See Footnotes
Stock Option (Right to Buy)
46.18
2021-01-15
4
M
0
37513
0
D
2021-02-08
Common Stock
37513
0
D
Reflects 26,999 shares withheld by the Issuer at the market price of $74.58 per share to fund the cashless exercise of 37,513 options at an exercise price of $46.18 per share and shares withheld by the Issuer to cover the reporting person's tax liability associated with the exercise of the options.
Represents the average of the high and low prices for the issuer's common stock on the NYSE on 01/15/2021.
Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
The reporting person disclaims beneficial ownership of some or all of these shares.
Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
This form does not include shares owned by other trusts for the benefit of members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest nor shares directly or indirectly owned by Mr. Fain's adult children.
Immediately. The award vested in four annual installments commencing on the first anniversary of the grant date (February 8, 2011).
Bradley H. Stein, Attorney-in-Fact for Richard D. Fain
2021-01-20