0001140361-18-008410.txt : 20180214
0001140361-18-008410.hdr.sgml : 20180214
20180214175443
ACCESSION NUMBER: 0001140361-18-008410
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fain Richard D
CENTRAL INDEX KEY: 0001316987
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11884
FILM NUMBER: 18614408
MAIL ADDRESS:
STREET 1: ROYAL CARIBBEAN CRUISES LTD
STREET 2: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD
CENTRAL INDEX KEY: 0000884887
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980081645
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
BUSINESS PHONE: 3055396000
MAIL ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
FORMER COMPANY:
FORMER CONFORMED NAME: RA HOLDINGS INC
DATE OF NAME CHANGE: 19920424
4
1
doc1.xml
FORM 4
X0306
4
2018-02-13
0
0000884887
ROYAL CARIBBEAN CRUISES LTD
RCL
0001316987
Fain Richard D
ROYAL CARIBBEAN CRUISES LTD.
1050 CARIBBEAN WAY
MIAMI
FL
33132
1
1
0
0
Chairman & CEO
Common Stock
2018-02-13
4
A
0
14928
0
A
942537
D
Common Stock
2018-02-13
4
S
0
15300
128.3941
D
927237
D
Common Stock
2018-02-13
4
S
0
4700
129.2784
D
922537
D
Common Stock
210706
I
See Footnotes
Common Stock
5500
I
See Footnotes
Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. In accordance with our vesting into retirement policy, award vests in one installment on the first anniversary of the grant date but will be subject to restrictions on transferability through the fourth anniversary of the grant date.
Granted in consideration for service as an officer of the issuer.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 13, 2018. The actual sale prices ranged from a low of $127.755 to a high of $128.74. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 13, 2018. The actual sale prices ranged from a low of $128.76 to a high of $129.56. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
The reporting person disclaims beneficial ownership of some or all of these shares.
Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
This form does not include shares owned by other trusts for the benefit of members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest nor shares directly or indirectly owned by Mr. Fain's adult children.
Ryan Lawrence, Attorney-in-Fact for Richard D. Fain
2018-02-14