0001140361-18-002209.txt : 20180117
0001140361-18-002209.hdr.sgml : 20180117
20180117165205
ACCESSION NUMBER: 0001140361-18-002209
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180116
FILED AS OF DATE: 20180117
DATE AS OF CHANGE: 20180117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fain Richard D
CENTRAL INDEX KEY: 0001316987
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11884
FILM NUMBER: 18531981
MAIL ADDRESS:
STREET 1: ROYAL CARIBBEAN CRUISES LTD
STREET 2: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD
CENTRAL INDEX KEY: 0000884887
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980081645
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
BUSINESS PHONE: 3055396000
MAIL ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
FORMER COMPANY:
FORMER CONFORMED NAME: RA HOLDINGS INC
DATE OF NAME CHANGE: 19920424
4
1
doc1.xml
FORM 4
X0306
4
2018-01-16
0
0000884887
ROYAL CARIBBEAN CRUISES LTD
RCL
0001316987
Fain Richard D
ROYAL CARIBBEAN CRUISES LTD.
1050 CARIBBEAN WAY
MIAMI
FL
33132
1
1
0
0
Chairman & CEO
Common Stock
2018-01-16
4
S
0
20000
128.1021
D
807741
D
Common Stock
210706
I
See Footnotes
Common Stock
5500
I
See Footnotes
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 16, 2018. The actual sale prices ranged from a low of $127.80 to a high of $128.7701. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
The reporting person disclaims beneficial ownership of some or all of these shares.
Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
This form does not include shares owned by other trusts for the benefit of members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest nor shares directly or indirectly owned by Mr. Fain's adult children.
Ryan Lawrence, Attorney-in-Fact for Richard D. Fain
2018-01-17