0001140361-16-051216.txt : 20160209
0001140361-16-051216.hdr.sgml : 20160209
20160209191941
ACCESSION NUMBER: 0001140361-16-051216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160209
FILED AS OF DATE: 20160209
DATE AS OF CHANGE: 20160209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD
CENTRAL INDEX KEY: 0000884887
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980081645
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
BUSINESS PHONE: 3055396000
MAIL ADDRESS:
STREET 1: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
FORMER COMPANY:
FORMER CONFORMED NAME: RA HOLDINGS INC
DATE OF NAME CHANGE: 19920424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fain Richard D
CENTRAL INDEX KEY: 0001316987
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11884
FILM NUMBER: 161401684
MAIL ADDRESS:
STREET 1: ROYAL CARIBBEAN CRUISES LTD
STREET 2: 1050 CARIBBEAN WAY
CITY: MIAMI
STATE: FL
ZIP: 33132
4
1
doc1.xml
FORM 4
X0306
4
2016-02-09
0
0000884887
ROYAL CARIBBEAN CRUISES LTD
RCL
0001316987
Fain Richard D
ROYAL CARIBBEAN CRUISES LTD.
1050 CARIBBEAN WAY
MIAMI
FL
33132
1
1
0
0
Chairman & CEO
Common Stock
2016-02-09
4
A
0
38847
0
A
934469
D
Common Stock
2016-02-09
4
A
0
105222
0
A
1039691
D
Common Stock
421412
I
See Footnotes
Common Stock
5500
I
See Footnotes
Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. In accordance with our vesting into retirement policy, award vests in one installment on the first anniversary of the grant date but will be subject to restrictions on transferability through the fourth anniversary of the grant date.
Granted in consideration for service as an officer of the issuer.
Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The target award was authorized by the Board of Directors on December 12, 2014. The actual number of shares underlying the award was determined by the Compensation Committee on February 9, 2016 based on the Company's Return on Invested Capital for the year ended December 31, 2015. In accordance with our vesting into retirement policy, the award vested in one installment on February 9, 2016 but is subject to restrictions on transferability which will lift on December 12, 2017.
Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
The reporting person disclaims beneficial ownership of some or all of these shares.
Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
This form does not include shares owned by other trusts for the benefit of members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest nor shares directly or indirectly owned by Mr. Fain's adult children.
Carrie Levine Schwartz, Attorney-in-Fact for Richard D. Fain
2016-02-09