0001140361-13-029365.txt : 20130729 0001140361-13-029365.hdr.sgml : 20130729 20130729184752 ACCESSION NUMBER: 0001140361-13-029365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130729 FILED AS OF DATE: 20130729 DATE AS OF CHANGE: 20130729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fain Richard D CENTRAL INDEX KEY: 0001316987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 13993722 MAIL ADDRESS: STREET 1: ROYAL CARIBBEAN CRUISES LTD STREET 2: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 4 1 doc1.xml FORM 4 X0306 4 2013-07-29 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001316987 Fain Richard D ROYAL CARIBBEAN CRUISES LTD. 1050 CARIBBEAN WAY MIAMI FL 33132 1 1 0 0 Chairman & CEO Common Stock 2013-07-29 4 P 0 2200 36.82 A 2200 I See Footnotes Common Stock 2013-07-29 4 P 0 19100 36.82 A 19100 I See Footnotes Common Stock 2013-07-29 4 P 0 5500 36.82 A 5500 I See Footnotes Common Stock 421412 I See Footnotes Common Stock 1078577 D The reporting person disclaims beneficial ownership of some or all of these shares. Shares were purchased by The Alaska Trust primarily for the benefit of certain members of the Fain family. Shares were purchased by The Atlanta Trust primarily for the benefit of certain members of the Fain family. Shares were purchased by The Montana Trust primarily for the benefit of certain members of the Fain family. Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. Represents the weighted-average purchase price per share of a series of transactions, all of which were executed on July 29, 2013. The actual purchase prices ranged from a low of $36.64 to a high of $37.00. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares purchased at each price within the range. Carrie Levine Schwartz, Attorney-in-Fact for Richard D. Fain 2013-07-29