0001140361-12-042881.txt : 20121004 0001140361-12-042881.hdr.sgml : 20121004 20121004121911 ACCESSION NUMBER: 0001140361-12-042881 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120924 FILED AS OF DATE: 20121004 DATE AS OF CHANGE: 20121004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauer Rudzki Lisa CENTRAL INDEX KEY: 0001559463 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 121129020 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 3 1 doc1.xml FORM 3 X0206 3 2012-09-24 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001559463 Bauer Rudzki Lisa ROYAL CARIBBEAN CRUISES LTD. 1050 CARIBBEAN WAY MIAMI FL 33132 0 1 0 0 EVP, Global Sales&Mkting, RCI Common Stock 16810 D Option to Purchase Common Stock 40.06 2014-03-17 Common Stock 9165 D Option to Purchase Common Stock 47.925 2015-02-10 Common Stock 5708 D Option to Purchase Common Stock 44.41 2016-02-06 Common Stock 8834 D Option to Purchase Common Stock 45.295 2017-02-01 Common Stock 11399 D Option to Purchase Common Stock 38.305 2018-02-11 Common Stock 17573 D Option to Purchase Common Stock 28.895 2018-09-03 Common Stock 11136 D Option to Purchase Common Stock 7.265 2019-02-10 Common Stock 11136 D Option to Purchase Common Stock 25.16 2020-02-08 Common Stock 11311 D Option to Purchase Common Stock 46.18 2021-02-08 Common Stock 8080 D Includes shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, which vest as follows: 2,687 on 2/8/13; 1,657 on 2/15/2013; 2,685 on 2/8/14; 1,657 on 2/15/2014; 1,657 on 2/15/2014; 947 on 2/8/15; 1,657 on 2/15/2015 and 1,656 on 2/15/2016. The reporting person was granted the option under the Royal Caribbean Cruises Ltd. 1995 Incentive Stock Option Plan. Immediately. Represents the average of the high and low prices of the issuer's common stock on the NYSE on the date of the grant. The reporting person was granted the option under the Royal Caribbean Cruises Ltd. 2000 Stock Award Plan. The reporting person was granted the option under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The option is exercisable as follows: 5,568 shares are exercisable immediately and 5,568 shares are exercisable on 2/10/2013. The option is exercisable as follows: 3,771 shares are exercisable immediately and 3,770 shares are exercisable on each of 2/8/2013 and 2/8/2014. The option is exercisable as follows: 2,020 shares are exercisable immediately and 2,020 shares are exercisable on each of 2/8/2013, 2/8/2014 and 2/8/2015. EXHIBIT LIST: Exhibit 24: Limited Power of Attorney for Section 16 Reporting Obligations Carrie Levine Schwartz, Attorney-in-Fact for Lisa Bauer Rudzki 2012-10-04 EX-24 2 poa1.htm POWER OF ATTORNEY Unassociated Document
Exhibit 24



LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS

Know all by these presents, that the undersigned hereby constitutes and appoints  each of Brian J. Rice, Bradley H. Stein and Carrie Levine Schwartz, each acting individually, as the undersigned’s true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to:

(1)           execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Royal Caribbean Cruises Ltd. (the “Company”), Forms 3, 4 and 5 (including any amendments thereto) in accordance with Section 16(a) of the Exchange Act;

(2)           do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and stock exchange or similar authority;

(3)           take any other action of any type whatsoever in connection with the foregoing  which, in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of , or legally required by, the undersigned, it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in the discretion of any of such attorneys-in-fact.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that any of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.

The undersigned acknowledges that:

(1)    this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information;

(2)    neither the Company nor either of such attorneys-in-fact assumes (i) any liability for the undersigned’s responsibility to comply with the requirements of the

 
 
 

        Exchange Act, or (ii) any liability of the undersigned for any failure to comply with such requirements.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of the transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of October, 2012.


Signature:    /s/ Lisa Bauer Rudzki

Name:                    Lisa Bauer Rudzki