-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SHnjYc9htfZ4Y7UvP0a6BEoeggHDsPEIxELgKzsCGLFNVtp83BOOOi/oVeHNnexA Jq8KgcCTC/P2+xflyV2phw== 0001140361-11-007795.txt : 20110210 0001140361-11-007795.hdr.sgml : 20110210 20110210150634 ACCESSION NUMBER: 0001140361-11-007795 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein Bradley H CENTRAL INDEX KEY: 0001512454 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 11591941 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 3 1 doc1.xml FORM 3 X0203 3 2011-02-07 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001512454 Stein Bradley H ROYAL CARIBBEAN CRUISES LTD. 1050 CARIBBEAN WAY MIAMI FL 33132 0 1 0 0 SVP, GC & Chief Compliance Off Common Stock 19573 D Option to Purchase Common Stock 40.06 2014-03-17 Common Stock 2632 D Option to Purchase Common Stock 47.9250 2015-02-10 Common Stock 1631 D Option to Purchase Common Stock 44.41 2016-02-06 Common Stock 7067 D Option to Purchase Common Stock 45.2950 2017-02-01 Common Stock 9499 D Option to Purchase Common Stock 38.3050 2018-02-11 Common Stock 15062 D Option to Purchase Common Stock 28.8950 2018-09-03 Common Stock 9544 D Option to Purchase Common Stock 7.2650 2019-02-10 Common Stock 16998 D Option to Purchase Common Stock 25.16 2020-02-08 Common Stock 12928 D Includes shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2000 Stock Award Plan, which vest as follows: 979 on each of 2/11/2011 and 2/11/2012; 1,298 on 9/3/2011 and 1,297 on 9/3/2012 and granted to the Reporting Person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, which vest as follows: 430 on each of 2/10/2011, 2/10/2012 and 2/10/2013; 1,491 on each of 2/8/2011 and 2/8/2012 and 1,490 on each of 2/8/2013 and 2/8/2014. The reporting person was granted the stock option under Royal Caribbean Cruises Ltd.'s 1995 Incentive Stock Option Plan. Immediately. Represents the average of the high and low prices of the issuer's common stock on the NYSE on the date of the grant. The reporting person was granted the stock option under the Royal Caribbean Cruises Ltd. 2000 Stock Award Plan. The option is exercisable as follows: 7,532 shares are exercisable immediately and 3,765 shares are exercisable on each of 02/11/2011 and 02/11/2012. The option is exercisable as follows: 4,772 shares are exercisable on each of 09/03/2011 and 09/03/2012. The reporting person was granted the stock option under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The option is exercisable as follows: 5,667 shares are exercisable on 02/10/2011, 5,666 shares are exercisable on 02/10/2012 and 5,665 shares are exercisable on 02/10/2013. The option is exercisable as follows: 3,232 shares are exercisable on each of 02/08/2011, 02/08/2012, 02/08/2013 and 02/08/2014. EXHIBIT LIST: Exhibit 24: Limited Power of Attorney for Section 16 Reporting Obligations Carrie Levine, Attorney-in-Fact for Bradley H. Stein 2011-02-09 EX-24 2 poa1.htm POWER OF ATTORNEY Unassociated Document
Exhibit 24
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS

Know all by these presents, that the undersigned hereby constitutes and appoints  each of Brian J. Rice and Carrie Levine, each acting individually, as the undersigned’s true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to:

(1)           execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Royal Caribbean Cruises Ltd. (the “Company”), Forms 3, 4 and 5 (including any amendments thereto) in accordance with Section 16(a) of the Exchange Act;

(2)           do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and stock exchange or similar authority;

(3)           take any other action of any type whatsoever in connection with the foregoing  which, in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of , or legally required by, the undersigned, it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in the discretion of any of such attorneys-in-fact.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that any of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.

The undersigned acknowledges that:

(1)           this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information;

(2)     neither the Company nor either of such attorneys-in-fact assumes (i) any liability for the undersigned’s responsibility to comply with the requirements of the Exchange Act, or (ii) any liability of the undersigned for any failure to comply with such requirements.

 
 
 


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of the transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th day of February, 2011.


Signature: /s/ Bradley H. Stein

Name:     Bradley H. Stein



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