-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R/LTqsEwV9NmHOD93n0cF4FQ0X6HW7LpfHCavygwzrOT0aMjlAwLTB/dFVagh5LF vP/pKLrLh0MAUul6Tc/PPw== 0001140361-11-007218.txt : 20110208 0001140361-11-007218.hdr.sgml : 20110208 20110208213644 ACCESSION NUMBER: 0001140361-11-007218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110208 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fain Richard D CENTRAL INDEX KEY: 0001316987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 11584272 MAIL ADDRESS: STREET 1: ROYAL CARIBBEAN CRUISES LTD STREET 2: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 4 1 doc1.xml FORM 4 X0303 4 2011-02-08 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001316987 Fain Richard D ROYAL CARIBBEAN CRUISES LTD. 1050 CARIBBEAN WAY MIAMI FL 33132 1 1 0 0 Chairman & CEO Common Stock 2011-02-08 4 A 0 52783 0.00 A 1124254 D Common Stock 247 I By Daughter Common Stock 421412 I See Footnotes Option to Purchase Common Stock 46.18 2011-02-08 4 A 0 37513 0.00 A 2021-02-08 Common Stock 37513 37513 D Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. Award vests in four equal annual installments commencing on the first anniversary of the grant date. Granted in consideration for service as an executive officer of the issuer. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. The reporting person was granted the stock options under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. Represents the average of the high and low prices of the issuer's common stock on the NYSE on the date of the grant. Award vests in four equal annual installments commencing on the first anniversary of the grant date. The option was granted without payment thereof as compensation for serving as an executive officer of the issuer. Bradley H. Stein, Attorney-in-Fact for Richard D. Fain 2011-02-08 -----END PRIVACY-ENHANCED MESSAGE-----