-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WlVpeLfx5a4k0lFc1dlQ+Nc3cKK+YRMB3YXgr21TgP3QnhGFwkWUjxNvuCWi183d 4j/EDp3QQfQZpd1dSSy2mQ== 0001140361-11-004754.txt : 20110128 0001140361-11-004754.hdr.sgml : 20110128 20110128173834 ACCESSION NUMBER: 0001140361-11-004754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110128 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fain Richard D CENTRAL INDEX KEY: 0001316987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 11556977 MAIL ADDRESS: STREET 1: ROYAL CARIBBEAN CRUISES LTD STREET 2: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 4 1 doc1.xml FORM 4 X0303 4 2011-01-28 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001316987 Fain Richard D ROYAL CARIBBEAN CRUISES LTD. 1050 CARIBBEAN WAY MIAMI FL 33132 1 1 0 0 Chairman & CEO Common Stock 2011-01-28 4 S 0 200000 46.6312 D 1071471 D Common Stock 247 I By Daughter Common Stock 421412 I See Footnotes Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 28, 2011. The actual sale prices ranged from a low of $46.00 to a high of $47.33. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. Bradley H. Stein, Attorney-in-Fact for Richard D. Fain 2011-01-28 -----END PRIVACY-ENHANCED MESSAGE-----