0000884887-24-000025.txt : 20240212 0000884887-24-000025.hdr.sgml : 20240212 20240212184058 ACCESSION NUMBER: 0000884887-24-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fain Richard D CENTRAL INDEX KEY: 0001316987 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 24621914 MAIL ADDRESS: STREET 1: ROYAL CARIBBEAN CRUISES LTD STREET 2: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 4 1 wk-form4_1707781244.xml FORM 4 X0508 4 2023-12-05 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001316987 Fain Richard D C/O ROYAL CARIBBEAN CRUISES LTD. 1050 CARIBBEAN WAY MIAMI FL 33132 1 0 0 0 0 Common Stock 2023-12-05 4 G 0 6144 0 D 79281 I Richard Fain Family Trust Common Stock 2024-02-08 4 A 0 124330 0 A 252371 D Common Stock 2024-02-08 4 A 0 2372 0 A 254743 D Common Stock 210706 I See Footnotes Common Stock 24400 I See Footnotes Common Stock 355888 I Grantor Retained Annuity Trust Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The actual number of shares underlying the award was determined by the Compensation Committee on 02/08/2024. The award vests in one installment on 03/24/2024. Includes 89,888 shares returned to the reporting person from a grantor retained annuity trust. Represents shares of common stock underlying restricted stock units granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 29, 2025, or (ii) date of the Issuer's 2025 Annual Meeting of Shareholders. Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. The reporting person disclaims beneficial ownership of some or all of these shares. Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family. /s/ Indira Sordo, Attorney-in-Fact for Richard D. Fain 2024-02-12