-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BAk459/yzz4piF44hHsF+HVApuTJM98E+wz4JmYN1zOaw+8eZM8CaoDNF6F/g4qf b/H95t8t/QFkcq2lVKsw7g== 0000884887-09-000063.txt : 20090212 0000884887-09-000063.hdr.sgml : 20090212 20090212144643 ACCESSION NUMBER: 0000884887-09-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090210 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Adam M CENTRAL INDEX KEY: 0001316991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 09594107 BUSINESS ADDRESS: BUSINESS PHONE: 305-539-6000 MAIL ADDRESS: STREET 1: ROYAL CARIBBEAN CRUISES LTD STREET 2: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 4 1 form4amg20090210_ex.xml X0303 4 2009-02-10 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001316991 Goldstein Adam M ROYAL CARIBBEAN CRUISES LTD 1050 CARIBBEAN WAY MIAMI FL 33132 0 1 0 0 Pres & CEO,Royal Caribbean Int Common Stock 2009-02-10 4 F 0 413 7.265 D 159056 D Common Stock 2009-02-10 4 A 0 129043 0 A 288099 D Option to Purchase Common Stock 7.265 2009-02-10 4 A 0 13764 0 A 2019-02-10 Common Stock 13764 13764 D Option to Purchase Common Stock 7.265 2009-02-10 4 A 0 75593 0 A 2019-02-10 Common Stock 75593 75593 D Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of 1,565 shares underlying certain restricted stock units on 2/10/09. Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/10/2009. The reporting person was granted restricted stock units under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. Represents the maximum number of shares of common stock underlying the restricted stock units, which vest as follows: 32,261 on each of 2/10/2010, 2/10/2011 and 2/10/2012 and 32,260 on 2/10/2013. The restricted stock units were granted to the reporting person without payment thereof as compensation for serving as an executive officer of the issuer. The reporting person was granted the incentive stock option under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The option is exercisable as follows: 3,441 on each of 2/10/2010, 2/10/2011, 2/10/2012 and 2/10/2013. The option was granted without payment thereof as compensation for serving as an executive officer of the issuer. The reporting person was granted the nonqualified stock option under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The option is exercisable as follows: 18,899 on 2/10/2010 and 18,898 on each of 2/10/2011, 2/10/2012 and 2/10/2013. /s/ Richard Montes de Oca, Attorney-in-Fact for Adam M. Goldstein 2009-02-12 -----END PRIVACY-ENHANCED MESSAGE-----