-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6vX7vt28Nky0g7t2C5mGdqBBf2jUGyQWvtfVDPVUoxhOffNk5UX1vnAJFKP5tSy /iir9qDZkaDgN5vS1yrJvg== 0000884887-09-000061.txt : 20090212 0000884887-09-000061.hdr.sgml : 20090212 20090212144336 ACCESSION NUMBER: 0000884887-09-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090210 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fain Richard D CENTRAL INDEX KEY: 0001316987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 09594077 BUSINESS ADDRESS: BUSINESS PHONE: 305-539-6000 MAIL ADDRESS: STREET 1: ROYAL CARIBBEAN CRUISES LTD STREET 2: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 4 1 form4rdf20090210_ex.xml X0303 4 2009-02-10 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001316987 Fain Richard D ROYAL CARIBBEAN CRUISES LTD 1050 CARIBBEAN WAY MIAMI FL 33132 1 1 0 0 Chairman & CEO Common Stock 2009-02-10 4 A 0 295428 0 A 1243903 D Common Stock 247 I By Daughter Common Stock 571412 I See Footnotes Option to Purchase Common Stock 7.265 2009-02-10 4 A 0 13764 0 A 2019-02-10 Common Stock 13764 13764 D Option to Purchase Common Stock 7.265 2009-02-10 4 A 0 190808 0 A 2019-02-10 Common Stock 190808 190808 D The reporting person was granted restricted stock units under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. Represents the maximum number of shares of common stock underlying the restricted stock units, which vest as follows: 73,857 on each of 2/10/2010, 2/10/2011, 2/10/2012 and 2/10/2013. The restricted stock units were granted to the reporting person without payment thereof as compensation for serving as an executive officer of the issuer. Includes those shares previously held by a trust established for the benefit of the Reporting Person in connecton with the Reporting Person's employment with the Issuer. The trust was modified on January 12, 2009 to provide for the distribution of such shares to the Reporting Person. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. The reporting person was granted the incentive stock option under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/10/2009. The option is exercisable as follows: 3,441 on each of 2/10/2010, 2/10/2011, 2/10/2012 and 2/10/2013. The option was granted without payment thereof as compensation for serving as an executive officer of the issuer. The reporting person was granted the nonqualified stock option under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The option is exercisable as follows: 47,702 on each of 2/10/2010, 2/10/2011, 2/10/2012 and 2/10/2013. /s/ Richard Montes de Oca, Attorney-in-Fact for Richard D. Fain 2009-02-12 -----END PRIVACY-ENHANCED MESSAGE-----