-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ACVuPjKoTst2LnD1qISC/kTsLe8ugCYLTAC/fpwjWOz85pGmmLtlriORuhWnccgc 5zGbhQJtym+DPlOn4ecv8A== 0000884887-06-000036.txt : 20061003 0000884887-06-000036.hdr.sgml : 20061003 20061003103145 ACCESSION NUMBER: 0000884887-06-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061003 DATE AS OF CHANGE: 20061003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL CARIBBEAN CRUISES LTD CENTRAL INDEX KEY: 0000884887 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980081645 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 BUSINESS PHONE: 3055396000 MAIL ADDRESS: STREET 1: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 FORMER COMPANY: FORMER CONFORMED NAME: RA HOLDINGS INC DATE OF NAME CHANGE: 19920424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fain Richard D CENTRAL INDEX KEY: 0001316987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11884 FILM NUMBER: 061122638 BUSINESS ADDRESS: BUSINESS PHONE: 305-539-6000 MAIL ADDRESS: STREET 1: ROYAL CARIBBEAN CRUISES LTD STREET 2: 1050 CARIBBEAN WAY CITY: MIAMI STATE: FL ZIP: 33132 4 1 form4q3_ex.xml X0202 4 2006-09-30 0 0000884887 ROYAL CARIBBEAN CRUISES LTD RCL 0001316987 Fain Richard D ROYAL CARIBBEAN CRUISES LTD 1050 CARIBBEAN WAY MIAMI FL 33132 1 1 0 0 Chairman & CEO Common Stock 2006-09-30 4 A 0 10086 0 A 677244 I By Trust Common Stock 247 I By Daughter Common Stock 571412 I See Footnote Common Stock 71288 D Represents a quarterly contribution of shares of common stock to a grantor trust established for the benefit of the Reporting Person in connection with the Reporting Person's employment with the Issures Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family Bradley H. Stein, Attorney-in-Fact for Richard D. Fain 2006-10-03 -----END PRIVACY-ENHANCED MESSAGE-----