0001127602-14-027606.txt : 20140911
0001127602-14-027606.hdr.sgml : 20140911
20140911163930
ACCESSION NUMBER: 0001127602-14-027606
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140902
FILED AS OF DATE: 20140911
DATE AS OF CHANGE: 20140911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARIAD PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000884731
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 223106987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26 LANDSDOWNE ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: 6174940400
MAIL ADDRESS:
STREET 1: 26 LANDSDOWNE
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGER HARVEY J M D
CENTRAL INDEX KEY: 0000932052
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36172
FILM NUMBER: 141098504
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-09-02
0000884731
ARIAD PHARMACEUTICALS INC
ARIA
0000932052
BERGER HARVEY J M D
C/O ARIAD PHARMACEUTICALS, INC.
26 LANDSDOWNE STREET
CAMBRIDGE
MA
02139
1
1
Chairman & CEO
Common Stock
2014-09-02
4
P
0
12500
6.2222
A
1726786
I
Ocean Capital Partners, Llc
Common Stock
2014-09-03
4
P
0
12500
6.3087
A
1739286
I
Ocean Capital Partners, Llc
Common Stock
2014-09-09
4
M
0
150000
5.23
A
1294277
D
Common Stock
2014-09-09
4
F
0
124613
5.75
D
1163564
D
Common Stock
246054
I
Daughter
Common Stock
248745
I
Daughter
Common Stock
245251
I
Wife
Employee Stock Option (Right to Buy)
5.23
2014-09-09
4
M
0
150000
0
D
2007-09-09
2014-09-09
Common Stock
150000
0
D
Shares were aquired pursuant to a 10b5-1 plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.14 to $6.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote.
The reporting person is a managing member of this LLC.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.26 to $6.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote.
Shares were acquired upon the exercise of outstanding stock options at $5.23 per share.
Represents shares withheld to pay for the exercise cost related to the exercise of outstanding options and to satisfy withholding tax requirements.
/s/Edward M. Fitzgerald, Attorney-in-Fact
2014-09-11