-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JFmhgMcI5J8dggXmN6qH7IoouD7I70btbLLvsHYU54c7lpGGXtUQMC/7EOqUSC/o BfbmVaH0Gh2FRvzOSugoog== 0000950135-06-006342.txt : 20061019 0000950135-06-006342.hdr.sgml : 20061019 20061019162503 ACCESSION NUMBER: 0000950135-06-006342 CONFORMED SUBMISSION TYPE: S-3MEF PUBLIC DOCUMENT COUNT: 3 333-111401 FILED AS OF DATE: 20061019 DATE AS OF CHANGE: 20061019 EFFECTIVENESS DATE: 20061019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARIAD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000884731 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 223106987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3MEF SEC ACT: 1933 Act SEC FILE NUMBER: 333-138086 FILM NUMBER: 061153607 BUSINESS ADDRESS: STREET 1: 26 LANDSDOWNE ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 6174940400 MAIL ADDRESS: STREET 1: 26 LANDSDOWNE CITY: CAMBRIDGE STATE: MA ZIP: 02139 S-3MEF 1 b62761xxsv3mef.htm ARIAD PHARMACEUTICALS, INC. sv3mef
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As filed with the Securities and Exchange Commission on October 19, 2006
Registration No. 333-_________
 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
ARIAD PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
     
Delaware   22-3106987
(State or other jurisdiction of   (I.R.S. Employer
incorporation or organization)   Identification Number)
26 Landsdowne Street
Cambridge, Massachusetts 02139-4234
(617) 494-0400

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Edward M. Fitzgerald
Senior Vice President, Finance and Corporate Operations and Chief Financial Officer
ARIAD Pharmaceuticals, Inc.
26 Landsdowne Street
Cambridge, Massachusetts 02139-4234
(617) 494-0400

(Name, address, including zip code, and telephone number, including area code, of agent for service)
with copies to:
Jonathan M. Kravetz, Esq.
Scott A. Samuels, Esq.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
One Financial Center
Boston, Massachusetts 02111
(617) 542-6000
Approximate date of commencement of proposed sale to the public: From time to time after this Registration Statement becomes effective.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. o
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.
þ 333-111401
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o ___
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
CALCULATION OF REGISTRATION FEE
                             
 
              Proposed maximum     Proposed maximum        
        Amount to be     offering price per     aggregate offering     Amount of  
  Title of each class of securities to be registered (1)     registered     share     price (2)     Registration fee  
 
Common Stock, $.001 par value per share
    541,762     $5.40     $2,925,520     $313.03  
 
 
(1)   Pursuant to the Rights Agreement dated as of June 8, 2000, attached to each share of Common Stock is a preferred share purchase right, which rights are not presently exercisable.
 
(2)   This Registration Statement relates to the Registrant’s Registration Statement on Form S-3 (File No. 333-111401), which was declared effective by the Securities and Exchange Commission (the “SEC”) on January 9, 2004 (the “Prior Registration Statement”). In accordance with Rule 462(b) under the Securities Act of 1933, as amended, the proposed maximum offering price of the remaining securities eligible to be sold under the Prior Registration Statement ($14,627,600) is carried forward to this Registration Statement and an additional amount of securities having a proposed maximum aggregate offering price of no more than 20% thereof, or $2,925,520, is registered hereby.
The Registrant certifies to the SEC that it has instructed its bank to pay to the SEC the filing fee of $313.03 for the additional securities being registered hereby by wire transfer as soon as practicable (but in any event no later than the close of business on October 20, 2006); that it will not revoke such instructions; that it has sufficient funds in the relevant account to cover the amount of the filing fee; and that it undertakes to confirm receipt of such instructions by the bank on or before October 20, 2006.
 
 

 


TABLE OF CONTENTS

PART II
Item 16. Exhibits
SIGNATURES
EXHIBIT INDEX
EX-5.1 OPINION OF MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C.
EX-23.1 CONSENT OF DELOITTE & TOUCHE LLP.


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EXPLANATORY NOTE AND
INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
     This Registration Statement on Form S-3 is being filed with respect to the registration of additional shares of common stock, par value $.001 per share, of ARIAD Pharmaceuticals, Inc., a Delaware corporation, pursuant to Rule 462(b) and General Instruction IV.A of Form S-3, both promulgated under the Securities Act of 1933, as amended.
     The Registrant hereby incorporates by reference into this Registration Statement on Form S-3 in its entirety the Registration Statement on Form S-3 (Registration No. 333-111401), which was declared effective by the Securities and Exchange Commission on January 9, 2004, including each of the documents filed by the Registrant and incorporated or deemed to be incorporated by reference therein and all exhibits thereto. The required opinions and consents are listed on an Exhibit Index attached hereto and filed herewith.

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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. Exhibits
     All exhibits filed with or incorporated by reference in Registration Statement No. 333-111401 are incorporated by reference into, and shall be deemed a part of, this Registration Statement. The following exhibits are filed herewith pursuant to the requirements of Item 601 of Regulation S-K:
     
Exhibit    
Number   Description
5.1
  Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
23.1
  Consent of Deloitte & Touche LLP.
23.2
  Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in the opinion filed as Exhibit 5.1).

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SIGNATURES
     Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, Massachusetts, on October 19, 2006.
         
  ARIAD PHARMACEUTICALS, INC.
 
 
  By:   /s/ Harvey J. Berger, M.D.    
    Harvey J. Berger, M.D.   
    Chairman, President and Chief Executive Officer   
 
     Pursuant to the requirements of the Securities Act of 1933, this Registration Statement on Form S-3 has been signed below by the following persons in the capacities and on the dates indicated.
         
Signature   Title   Date
 
/s/ Harvey J. Berger, M.D.
 
Harvey J. Berger, M.D.
  Chairman of the Board of Directors, Chief Executive Officer and President (Principal Executive Officer)   October 19, 2006
 
       
* Sandford D. Smith
 
Sandford D. Smith
  Vice Chairman of the Board of Directors   October 19, 2006
 
       
/s/ Edward M. Fitzgerald
 
Edward M. Fitzgerald
  Senior Vice President, Finance and Corporate Operations, Chief Financial Officer and Treasurer (Principal Financial Officer and Principal Accounting Officer)   October 19, 2006
 
       
 
  Director    
 
Michael D. Kishbauch
   
 
       
* Jay R. LaMarche
 
  Director   October 19, 2006
Jay R. LaMarche
       
 
       
* Athanase Lavidas, Ph.D.
 
  Director   October 19, 2006
Athanase Lavidas, Ph.D
       
 
       
 
  Director    
 
Peter J. Nelson
   
 
       
* Burton E. Sobel, M.D.
 
  Director   October 19, 2006
Burton E. Sobel, M.D.
       
 
       
* Mary C. Tanner
 
  Director   October 19, 2006
Mary C. Tanner
       
 
       
* Elizabeth H.S. Wyatt
 
  Director   October 19, 2006
Elizabeth H.S. Wyatt
       


     
*
  The undersigned, by signing his name hereto, does hereby sign this Registration Statement on behalf of the above-indicated officer or director of the Registrant pursuant to the Power of Attorney signed by such officer or director.
             
 
  By:   /s/ Edward M. Fitzgerald    
 
           
 
      Edward M. Fitzgerald    
 
      Attorney-in-fact    


Table of Contents

EXHIBIT INDEX
     
Exhibit    
Number   Description
5.1
  Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
23.1
  Consent of Deloitte & Touche LLP.
23.2
  Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in the opinion filed as Exhibit 5.1).

EX-5.1 2 b62761xxexv5w1.htm EX-5.1 OPINION OF MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. exv5w1
 

EXHIBIT 5.1
Mintz Levin
One Financial Center
Boston, MA 02111
617-542-6000
617-542-2241 fax
www.mintz.com
October 19, 2006
ARIAD Pharmaceuticals, Inc.
26 Landsdowne Street
Cambridge, MA 02139-4234
Ladies and Gentlemen:
     We have acted as counsel to ARIAD Pharmaceuticals, Inc., a Delaware corporation (the “Company”), in connection with the preparation and filing with the Securities and Exchange Commission (the “Commission”) of (i) a Registration Statement on Form S-3, Registration No. 333-111401 (the “Initial Registration Statement”), and (ii) a second Registration Statement on Form S-3 to be filed pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended (the “462(b) Registration Statement,” and together with the Initial Registration Statement, the “Registration Statements”). This opinion is being rendered to you in connection with the filing of the 462(b) Registration Statement, pursuant to which the Company is registering 541,762 of its shares (the “Shares”) of common stock, $.001 par value per share (the “Common Stock”). All capitalized terms used herein and not otherwise defined shall have the respective meanings given to them in the Registration Statements.
     In connection with this opinion, we have examined the Company’s Restated Certificate of Incorporation and Restated By-Laws, both as amended and currently in effect; the minutes of all pertinent meetings of stockholders and directors of the Company relating to the Registration Statements and the transactions contemplated thereby; such other records of the corporate proceedings of the Company and certificates of the Company’s officers as we have deemed relevant; and the Registration Statement and the exhibits thereto.
     In our examination, we have assumed the genuineness of all signatures, the legal capacity of natural persons, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as certified or photostatic copies and the authenticity of the originals of such copies.
     Based upon the foregoing, and subject to the limitations set forth below, we are of the opinion that the Shares, when issued and delivered by the Company against payment therefore, will be duly and validly issued, fully paid and non-assessable shares of the Common Stock.
     Our opinion is limited to the General Corporation Law of the State of Delaware (including the applicable provisions of the Delaware Constitution and the reported judicial decisions interpreting the laws) and the federal laws of the United States of America, and we express no opinion with respect to the laws of any other jurisdiction. No opinion is expressed herein with respect to the qualification of the Shares under the securities or blue sky laws of any state or any foreign jurisdiction. The foregoing opinion is rendered as of the date hereof. We assume no obligation to update such opinion to reflect any facts or circumstances which may hereafter come to our attention or changes in the law which may hereafter occur.
     We understand that you wish to file this opinion as an exhibit to the 462(b) Registration Statement, and we hereby consent thereto. We hereby further consent to the reference to us under the caption “Legal Matters” in the prospectus included in the 462(b) Registration Statement.
         
  Very truly yours,
 
 
  /s/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.    
     
     
 
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Boston | Washington | New York | Stamford | Los Angeles | Palo Alto | San Diego | London

EX-23.1 3 b62761xxexv23w1.htm EX-23.1 CONSENT OF DELOITTE & TOUCHE LLP. exv23w1
 

EXHIBIT 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
     We consent to the incorporation by reference in this Registration Statement on Form S-3 of ARIAD Pharmaceuticals, Inc. of our reports dated March 13, 2006, related to the consolidated financial statements of ARIAD Pharmaceuticals, Inc. and management’s report on the effectiveness of internal controls over financial reporting appearing in the Annual Report on Form 10-K of ARIAD Pharmaceuticals, Inc. for the year ended December 31, 2005 and to the reference to us under the heading “Experts” in the Prospectus, which is part of this Registration Statement.
/s/ DELOITTE & TOUCHE LLP
Boston, Massachusetts
October 19, 2006

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