-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GCMkjeP4nKvn6f5WqIFaCC+2aoWnGlliErtERZGSFtcQP+MwT3mur1vZ+fhTl03S XBsogpdcoHQYUGnm9yCYoQ== 0000950135-01-502242.txt : 20010804 0000950135-01-502242.hdr.sgml : 20010804 ACCESSION NUMBER: 0000950135-01-502242 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARIAD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000884731 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 223106987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-69689 FILM NUMBER: 1696471 BUSINESS ADDRESS: STREET 1: 26 LANDSDOWNE ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 6174940400 MAIL ADDRESS: STREET 1: 26 LANDSDOWNE STREET 2: 26 LANDSDOWNE CITY: CAMBRIDGE STATE: MA ZIP: 02139 POS AM 1 b40199a1posam.htm ARIAD PHARMACEUTICALS INC. Ariad Pharmaceuticals Inc.

As filed with the Securities and Exchange Commission on August 2, 2001.                                            Registration No. 333-69689


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
––––––––––––––

POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

––––––––––––––
ARIAD Pharmaceuticals, Inc.
(Exact Name of Registrant as Specified in Its Charter)

     
Delaware
(State or Other Jurisdiction of Incorporation or Organization)
  22-3106987
(I.R.S. Employer Identification Number)

26 Landsdowne Street
Cambridge, Massachusetts 02139-4234
(617) 494-0400

(Address, Including Zip Code, and Telephone Number, Including Area Code, of
Registrant’s Principal Executive Offices)

Lee C. Steele
Senior Vice President and Chief Financial Officer
ARIAD Pharmaceuticals, Inc.
26 Landsdowne Street
Cambridge, Massachusetts 02139-4234
(617) 494-0400

(Name, Address, Including Zip Code, and Telephone Number, Including Area Code,
of Agent For Service)

With a copy to:

Edward P. Gonzales, Esquire
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
One Financial Center
Boston, Massachusetts 02111
(617) 542-6000

Approximate date of commencement of proposed sale to the public:
From time to time after this Registration Statement becomes effective.

     
     If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box.   (BOX)
     If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 other than securities offered only in connection with dividend or interest reinvestment, check the following box.   (X BOX)
     If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.   (BOX)
     If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.   (BOX)
     If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box.   (BOX)

 


DEREGISTRATION OF COMMON STOCK

     The Registrant hereby amends its Registration Statement on Form S-3 (No. 333-69689), filed with the Securities and Exchange Commission (the “Commission”) on December 24, 1998, Amendment No. 1 thereto, filed with the Commission on February 9, 1999, and Amendment No. 2 thereto, filed with the Commission on March 5, 1999 (collectively, the “Form S-3”), by deregistering 4,855,324 shares of the Registrant’s common stock, par value $0.001 per share (the “Shares”).

     The Registrant initially filed the Form S-3 on behalf of the purchasers (the “Selling Stockholders”) of 5,000 shares of Series C Convertible Preferred Stock, par value $0.01 per share (the “Series C Preferred Stock”), of the Registrant pursuant to the terms of the Registration Rights Agreement, dated November 9, 1998, by and between the Registrant and the Selling Stockholders. Pursuant to an agreement with the Selling Stockholders, the Registrant registered the Shares for resale by the Selling Stockholders when and if they chose to convert the Series C Preferred Stock into shares of common stock.

     On December 31, 1999, the Registrant repurchased 2,000 shares of the Series C Preferred Stock. On January 14, 2000, the Registrant repurchased an additional 2,388 shares of the Series C Preferred Stock. Accordingly, because the Shares are no longer issuable upon conversion of the repurchased Series C Preferred Stock and the Registrant is no longer obligated to keep the Registration Statement effective, the Registrant desires to deregister the Shares.

     Pursuant to Rule 478 promulgated under the Securities Act of 1933, as amended (the “Act”), and the undertaking contained in the Form S-3 pursuant to Item 512(a)(3) of Regulation S-K promulgated under the Act, the Registrant hereby removes the Shares from registration.

 


SIGNATURES

     Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to Registration Statement on Form S-3 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge and Commonwealth of Massachusetts on the 1st day of August, 2001.

     
    ARIAD PHARMACEUTICALS, INC.
 
    By:   /s/ Harvey J. Berger

       Harvey J. Berger, M.D.
       Chairman of the Board of Directors,
       President and Chief Executive Officer

     Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Registration Statement on Form S-3 has been signed below by the following persons in the capacities and on the dates indicated.

         
Signature

  Title

  Date

         
/s/ Harvey J. Berger

Harvey J. Berger, M.D.
  Chairman of the Board of Directors, President
and Chief Executive Officer (Principal Executive Officer)
  August 1, 2001
 
/s/ Lee C. Steele

Lee C. Steele
  Senior Vice President, Chief Financial Officer and Treasurer
(Principal Financial and Accounting Officer)
  August 1, 2001
 
*

Vaughn D. Bryson
  Director   August 1, 2001
 
*

John M. Deutch, Ph.D.
  Director   August 1, 2001
 
/s/ Tamar Howson

Tamar Howson
  Director   August 1, 2001
 
*

Jay R. LaMarche
  Director   August 1, 2001
 
*

Sandford D. Smith
  Director   August 1, 2001
 
*

Ralph Snyderman, M.D.
  Director   August 1, 2001
 
*

Raymond S. Troubh
  Director   August 1, 2001


*   By executing his name hereto, Harvey J. Berger is signing this document on behalf of the persons indicated above pursuant to powers of attorney duly executed by such persons and filed with the SEC.
     
    By:   /s/ Harvey J. Berger

       Harvey J. Berger
       (Attorney-in-fact)

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