FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
COTT CORP /CN/ [ COT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/05/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Shares | 11/05/2003 | M | 50,000 | A | $6.61(1) | 104,937.725 | D | |||
Common Shares | 11/05/2003 | S | 33,700 | D | $25.75 | 71,231.725 | D | |||
Common Shares | 11/05/2003 | S | 1,300 | D | $25.77 | 69,931.725 | D | |||
Common Shares | 11/05/2003 | S | 2,300 | D | $25.78 | 67,631.725 | D | |||
Common Shares | 11/05/2003 | S | 100 | D | $25.8 | 67,531.725 | D | |||
Common Shares | 11/05/2003 | S | 100 | D | $25.81 | 67,431.725 | D | |||
Common Shares | 11/05/2003 | S | 600 | D | $25.82 | 66,831.725 | D | |||
Common Shares | 11/05/2003 | S | 1,700 | D | $25.83 | 65,131.725 | D | |||
Common Shares | 11/05/2003 | S | 200 | D | $25.84 | 64,931.725 | D | |||
Common Shares | 11/05/2003 | S | 1,400 | D | $25.85 | 63,531.725 | D | |||
Common Shares | 11/05/2003 | S | 400 | D | $25.88 | 63,131.725 | D | |||
Common Shares | 11/05/2003 | S | 1,800 | D | $25.9 | 61,331.725 | D | |||
Common Shares | 11/05/2003 | S | 2,100 | D | $25.91 | 59,231.725 | D | |||
Common Shares | 11/05/2003 | S | 500 | D | $25.92 | 58,731.725 | D | |||
Common Shares | 11/05/2003 | S | 400 | D | $25.94 | 58,331.725 | D | |||
Common Shares | 11/05/2003 | S | 100 | D | $26 | 58,231.725 | D | |||
Common Shares | 11/05/2003 | S | 100 | D | $26.01 | 58,131.725 | D | |||
Common Shares | 11/05/2003 | S | 200 | D | $26.02 | 57,937.725 | D | |||
Common Shares | 11/05/2003 | S | 600 | D | $26.03 | 57,331.725 | D | |||
Common Shares | 11/05/2003 | S | 100 | D | $26.04 | 57,231.725 | D | |||
Common Shares | 11/05/2003 | S | 2,300 | D | $26.05 | 54,931.725(2) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $6.61(3) | 11/05/2003 | M | 50,000 | 09/21/2001 | 09/21/2005 | Common Shares | 50,000 | $0 | 0 | D |
Explanation of Responses: |
1. The U.S. dollar price represents the conversion of (Cdn)$8.80 to U.S. dollars on the transaction date. |
2. Includes 53,287 Shares held directly; 1,644.21 vested Shares held pursuant to the Restated Cott USA 401(k) Savings and Retirement Plan (as at 09/30/03);and .515 Shares held in trust pursuant to the Executive Incentive Share Compensation Plan (the "Plan") that vested on or before 01/02/03. The reporting individual also holds indirectly 36,114.376 unvested Shares held in trust that were acquired pursuant to the Plan in 2001, 2002 and 2003. |
3. The exercise price is (Cdn)$8.80 under the terms of the option plan pursuant to which Mr. Silcock received the Stock Options. The price found in column 2 above represents the conversion of (Cdn)$8.80 to U.S. dollars on the date of the exercise. |
Andrea Szanto, by power of attorney | 11/06/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |