-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M487ClhuLiPRHsFsQzp5oL+yIdgr08PrC9oWJx5WwSug5qLjOdbGJjkGGQUQosWu Ye4QPhwODNj8plgrGgOv4Q== 0001188464-04-000024.txt : 20040518 0001188464-04-000024.hdr.sgml : 20040518 20040518131734 ACCESSION NUMBER: 0001188464-04-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040514 FILED AS OF DATE: 20040518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COTT CORP /CN/ CENTRAL INDEX KEY: 0000884713 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 000000000 FISCAL YEAR END: 0125 BUSINESS ADDRESS: STREET 1: 207 QUEENS QUAY W STREET 2: SUITE 340 CITY: TORONTO ONTARIO CANA STATE: A6 ZIP: 00000 BUSINESS PHONE: 4162033898 MAIL ADDRESS: STREET 1: 207 QUEENS QUAY W STREET 2: SUITE 340 CITY: TORONTO ONTARIO STATE: A6 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDSON PAUL CENTRAL INDEX KEY: 0001188483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31410 FILM NUMBER: 04815465 BUSINESS ADDRESS: STREET 1: 1270 RIEGELS LANDING DR CITY: SARASOTA STATE: FL ZIP: 34242 BUSINESS PHONE: 813 478 8178 MAIL ADDRESS: STREET 1: 1270 RIEGEIS LANDING DR CITY: SARASOTA STATE: FL ZIP: 34242 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-05-14 0 0000884713 COTT CORP /CN/ COT 0001188483 RICHARDSON PAUL 1270 RIEGEIS LANDING DR SARASOTA FL 34242 0 1 0 0 President, Cott Beverages USA Common Shares 2004-05-14 4 M 0 30000 5.85 A 32072.384 D Common Shares 2004-05-14 4 M 0 10000 7.76 A 42072.384 D Common Shares 2004-05-14 4 M 0 36000 12.39 A 78072.384 D Common Shares 2004-05-14 4 M 0 36000 22.82 A 114072.384 D Common Shares 2004-05-14 4 S 0 4000 30.84 D 110072.384 D Common Shares 2004-05-14 4 S 0 1000 30.87 D 109072.384 D Common Shares 2004-05-14 4 S 0 31100 30.88 D 77972.384 D Common Shares 2004-05-14 4 S 0 1500 30.89 D 76472.384 D Common Shares 2004-05-14 4 S 0 600 30.9 D 75872.384 D Common Shares 2004-05-14 4 S 0 4400 30.92 D 71472.384 D Common Shares 2004-05-14 4 S 0 500 30.93 D 70972.384 D Common Shares 2004-05-14 4 S 0 100 30.94 D 70872.384 D Common Shares 2004-05-14 4 S 0 5100 30.95 D 65772.384 D Common Shares 2004-05-14 4 S 0 5200 30.96 D 60572.384 D Common Shares 2004-05-14 4 S 0 300 30.97 D 60272.384 D Common Shares 2004-05-14 4 S 0 2200 31 D 58072.384 D Common Shares 2004-05-14 4 S 0 3600 31.06 D 54472.384 D Common Shares 2004-05-14 4 S 0 1800 31.13 D 52672.384 D Common Shares 2004-05-14 4 S 0 14100 31.17 D 38572.384 D Common Shares 2004-05-14 4 S 0 1400 31.2 D 37172.384 D Common Shares 2004-05-14 4 S 0 5000 31.21 D 32172.384 D Common Shares 2004-05-14 4 S 0 8000 31.24 D 24172.384 D Common Shares 2004-05-14 4 S 0 3800 31.27 D 20372.384 D Common Shares 2004-05-14 4 S 0 8100 31.33 D 12272.384 D Common Shares 2004-05-14 4 S 0 6900 31.42 D 5372.384 D Common Shares 2004-05-14 4 S 0 600 31.43 D 4772.384 D Common Shares 2004-05-14 4 S 0 100 31.44 D 4672.384 D Common Shares 2004-05-14 4 S 0 300 31.6 D 4372.384 D Common Shares 2004-05-14 4 S 0 2300 31.63 D 2072.384 D Stock Options 5.85 2004-05-14 4 M 0 30000 0 D 2007-07-27 Common Shares 30000 0 D Stock Options 7.76 2004-05-14 4 M 0 10000 0 D 2007-12-13 Common Shares 10000 0 D Stock Options 12.39 2004-05-14 4 M 0 36000 0 D 2008-07-18 Common Shares 36000 24000 D Stock Options 22.82 2004-05-14 4 M 0 36000 0 D 2009-05-01 Common Shares 36000 24000 D The U.S. dollar price represents the conversion of (Cdn)$8.15 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$10.80 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$17.25 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$31.77 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$42.95 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$42.98 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.00 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.01 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.03 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.05 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.07 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.08 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.10 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.11 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.12 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.17 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.25 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.35 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.40 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.45 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.46 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.50 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.55 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.63 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.75 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.77 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$43.78 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$44.00 to U.S. dollars on the date of the transaction. The U.S. dollar price represents the conversion of (Cdn)$44.05 to U.S. dollars on the date of the transaction. Includes 2,070.58 vested Shares held pursuant to the Restated Cott USA 401(k) Savings and Retirement Plan (as at 01/31/04); and 1.804 vested Shares held in trust pursuant to the Corporation's Executive Incentive Share Compensation Plan (the "Plan") that vested on or before 01/02/04. The reporting individual also holds 29,454.469 unvested Shares held in trust that were acquired pursuant to the Plan in 2002, 2003 and 2004. The exercise price is (Cdn)$8.15 under the terms of the option plan pursuant to which Mr. Richardson received the Stock Options. The price found in column 2 above represents the conversion of (Cdn)$8.15 to U.S. dollars on the date of the exercise. The stock options were granted pursuant to the Restated Cott Corporation 1986 Common Share Option Plan, as amended, and vest over a period of three years with 30% vesting on each of July 27, 2001 and July 27, 2002, and 40% vesting on July 27, 2003. The number includes only those of the particular class of options. The exercise price is (Cdn)$10.80 under the terms of the option plan pursuant to which Mr. Richardson received the Stock Options. The price found in column 2 above represents the conversion of (Cdn)$10.80 to U.S. dollars on the date of the exercise. The stock options were granted pursuant to the Restated Cott Corporation 1986 Common Share Option Plan, as amended, and vest over a period of three years with 30% vesting on each of December 13, 2001 and December 13, 2002, and 40% vesting on December 13, 2003. The number includes only those of the particular class of options. The exercise price is (Cdn)$17.25 under the terms of the option plan pursuant to which Mr. Richardson received the Stock Options. The price found in column 2 above represents the conversion of (Cdn)$17.25 to U.S. dollars on the date of the exercise. The stock options were granted pursuant to the Restated Cott Corporation 1986 Common Share Option Plan, as amended, and vest over a period of three years with 30% vesting on each of July 18, 2002 and July 18, 2003, and 40% vesting on July 18, 2004. The number includes only those of the particular class of options. The exercise price is (Cdn)$31.77 under the terms of the option plan pursuant to which Mr. Richardson received the Stock Options. The price found in column 2 above represents the conversion of (Cdn)$31.77 to U.S. dollars on the date of the exercise. The stock options were granted pursuant to the Restated Cott Corporation 1986 Common Share Option Plan, as amended, and vest over a period of three years with 30% vesting on each of May 1, 2003 and May 1, 2004, and 40% vesting on May 1, 2005. The number includes only those of the particular class of options. Andrea Szanto, by power of attorney 2004-05-18 -----END PRIVACY-ENHANCED MESSAGE-----