-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UumjOuKptYwa32uYXYxpBuMyW5hjWOY+Ik5bH6cTMElJ2IoAKitL1zFxCnKjPHzd WW/8i1kNXsKb0yc4jtx75A== 0001027042-03-000001.txt : 20031219 0001027042-03-000001.hdr.sgml : 20031219 20031219210150 ACCESSION NUMBER: 0001027042-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031217 FILED AS OF DATE: 20031219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COTT CORP /CN/ CENTRAL INDEX KEY: 0000884713 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 000000000 FISCAL YEAR END: 0125 BUSINESS ADDRESS: STREET 1: 207 QUEENS QUAY W STREET 2: SUITE 340 CITY: TORONTO ONTARIO CANA STATE: A6 ZIP: 00000 BUSINESS PHONE: 4162033898 MAIL ADDRESS: STREET 1: 207 QUEENS QUAY W STREET 2: SUITE 340 CITY: TORONTO ONTARIO STATE: A6 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARKINS DAVID V CENTRAL INDEX KEY: 0001027042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31410 FILM NUMBER: 031066365 BUSINESS ADDRESS: STREET 1: C/O THOMAS H LEE CO STREET 2: 75 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172273514 MAIL ADDRESS: STREET 1: THOMAS H LEE CO STREET 2: 75 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-17 0 0000884713 COTT CORP /CN/ COT 0001027042 HARKINS DAVID V THOMAS H LEE CO 75 STATE ST BOSTON MA 02109 1 0 0 0 Common Stock 2003-12-17 4 S 0 7347968 25.25 D 12464241 I By partnership Represents shares of the Issuer sold by Thomas H. Lee Equity Fund IV, L.P. ("Equity Fund"), Thomas H. Lee Foreign Fund IV, L.P. ("Fund IV"), Thomas H. Lee Foreign Fund IV-B, L.P. ("Fund IV-B") and THL Coinvestors III-B, LLC ("THL III", and together with Equity Fund, Fund IV and Fund IV-B, the "Funds"). Represents shares of the Issuer held directly by the Funds. The reporting person is a principal managing director of Thomas H. Lee Advisors, LLC ("Advisors"), which is the General Partner of Thomas H. Lee Partners, L.P., which is the Managing Member of THL Equity Advisors IV, LLC, which is the general partner of the Funds. As a principal managing director of Advisors and a member of THL III, the reporting person may be deemed to beneficially own the shares of the Issuer held indirectly by Advisors and directly by THL III. The reporting person disclsims beneficial ownership of such shares and this report shall not be deemed an admission that the reporting parson is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. /s/ David V. Harkins 2003-12-19 -----END PRIVACY-ENHANCED MESSAGE-----