-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTuhKntcPpf9ANAC+vfin8Cpall9WbaQUlJFXbJoAeZDtxuMUr4IFDuVegaT1lnP c3lDL7byAuW4Vl33YIPJFg== 0000950144-01-003561.txt : 20010316 0000950144-01-003561.hdr.sgml : 20010316 ACCESSION NUMBER: 0000950144-01-003561 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COTT CORP /CN/ CENTRAL INDEX KEY: 0000884713 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 000000000 FISCAL YEAR END: 0125 FILING VALUES: FORM TYPE: 144 SEC ACT: SEC FILE NUMBER: 000-19914 FILM NUMBER: 1569297 BUSINESS ADDRESS: STREET 1: 207 QUEENS QUAY W STREET 2: SUITE 340 CITY: TORONTO ONTARIO CANA STATE: A6 BUSINESS PHONE: 4162033898 MAIL ADDRESS: STREET 1: 207 QUEENS QUAY W STREET 2: SUITE 340 CITY: TORONTO ONTARIO STATE: A6 COMPANY DATA: COMPANY CONFORMED NAME: BENADIBA MARK CENTRAL INDEX KEY: 0001136832 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 25 PARKWOOD AVENUE CITY: TORONTO ONTARIO STATE: A6 ZIP: 00000 BUSINESS PHONE: 4162035604 144 1 t26197e144.txt COTT CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMB APPROVAL SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER - ------------------------------------------------------------------------------------------------------------------------------------ 1(a) NAME OF ISSUER (PLEASE TYPE OR PRINT) (b) I.R.S. IDENT. NO. (c) S.E.C. FILE NO. WORK LOCATION COTT CORPORATION N/A 000-19914 - ------------------------------------------------------------------------------------------------------------------------------------ 1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. ------------------------ 207 Queen's Quay West Toronto, Ontario M5J 1A7 AREA CODE NUMBER Suite 340 416 203-3898 - ------------------------------------------------------------------------------------------------------------------------------------ 2(a) NAME OF PERSON FOR WHOSE ACCOUNT (b) SOCIAL SECURITY (c) RELATIONSHIP (d) ADDRESS STREET CITY STATE ZIP CODE THE SECURITIES ARE TO BE SOLD NO. OR I.R.S. TO ISSUER IDENT. NO. Mark Benadiba N/A Executive Vice 25 Parkwood Avenue Toronto Ontario M4V 2W9 President - ------------------------------------------------------------------------------------------------------------------------------------
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number - ------------------------------------------------------------------------------------------------------------------------------ 3(a) (b) (c) (d) Title of the Name and Address of Each Broker S.E.C. USE ONLY Number of Shares Aggregate Class of Through Whom the Securities are to be --------------- or Other Units Market Securities Offered or Each Market Maker who is Broker-Dealer To Be Sold Value To Be Sold Acquiring the Securities File Number (See instr. 3(c)) (See instr. 3(d)) - ------------------------------------------------------------------------------------------------------------------------------ Common Merrill Lynch Canada, Inc. 150,000 $2,523,100 Shares 1250 Rene-Levesque Blvd. West, Suite 3100 (Canadian) Montreal Quebec H3B 4W8 - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ (e) (f) (g) Number of Shares Approximate Name of Each or Other Units Date of Sale Securities Outstanding (See instr. 3(f)) Exchange (See instr. 3(e)) (MO., DAY, YR.) (See instr. 3(g)) - -------------------------------------------------------------------------- 59,851,292 March 14, 2001 Toronto Stock Exchange - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- INSTRUCTIONS: 1. (a) Name of issuer. (b) Issuer's I.R.S. Identification Number. (c) Issuer's S.E.C. file number, if any. (d) Issuer's address, including zip code. (e) Issuer's telephone number, including area code. 2. (a) Name of person for whose account the securities are to be sold. (b) Such Person's Social Security or I.R.S. identification number, if such person is an entity. (c) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing). (d) Such person's address, including zip code. 3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice. (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer. (f) Approximate date on which the securities are to be sold. (g) Name of each securities exchange, if any, on which the securities are intended to be sold.
2 TABLE I--SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: - --------------------------------------------------------------------------------------------------------------------------------- Title of Date You Nature of Acquisition Name of Person from Amount of Date of Nature of Payment the Class Acquired Transaction Whom Acquired Securities Payment (If gift, also give Acquired date donor acquired) - --------------------------------------------------------------------------------------------------------------------------------- Common March 13, Option exercise Cott Corporation 150,000 March 12, Cash Shares 2001 2001 - --------------------------------------------------------------------------------------------------------------------------------- INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto.
TABLE II--SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. - ------------------------------------------------------------------------------------------------------------------------------------ Name and Address of Seller Title of Securities Sold Date of Sale Amount of Gross Proceeds Securities Sold - ------------------------------------------------------------------------------------------------------------------------------------ None - ------------------------------------------------------------------------------------------------------------------------------------ REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. 3/14/01 ---------------------------------------- DATE OF NOTICE ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. /s/ Mark Benadiba ---------------------------------------- (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: INTERNATIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). SEC 1147 (5-96)
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