10-K/A 1 w87741e10vkza.txt FORM 10-K AMENDMENT NO. 1 UGI CORPORATION ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM 10-K/A AMENDMENT NO. 1 TO ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2002 Commission file number 1-11071 UGI CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Pennsylvania 23-2668356 (STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER IDENTIFICATION NO.) INCORPORATION OR ORGANIZATION) 460 North Gulph Road, King of Prussia, PA 19406 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) (610) 337-1000 (REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE) SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: NAME OF EACH EXCHANGE TITLE OF CLASS ON WHICH REGISTERED Common Stock, without par value New York Stock Exchange, Inc. Philadelphia Stock Exchange, Inc. SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: None ================================================================================ The undersigned registrant hereby amends Item 14 of its Annual Report on Form 10-K for the fiscal year ended September 30, 2002 to include the financial statements required by Form 11-K with respect to the UGI Utilities, Inc. Savings Plan and the AmeriGas Propane, Inc. Savings Plan, as set forth in Exhibit No. 99.2. PART IV: ADDITIONAL EXHIBITS, SCHEDULES AND REPORTS ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K (a) DOCUMENTS FILED AS PART OF THIS REPORT: (1), (2) The financial statements and financial statement schedules incorporated by reference or included in this report are listed in the accompanying Index to Financial Statements and Financial Statement Schedules set forth on pages F-2 through F-3 of this report, which is incorporated herein by reference. (3) LIST OF EXHIBITS: The exhibits filed as part of this report are as follows (exhibits incorporated by reference are set forth with the name of the registrant, the type of report and registration number or last date of the period for which it was filed, and the exhibit number in such filing): -2-
INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ 3.1 (Second) Amended and Restated Articles of UGI Amendment No. 1 on 3.(3)(a) Incorporation of the Company Form 8 to Form 8-B (4/10/92) ------------------------------------------------------------------------------------------------------------------------------ 3.2 Bylaws of UGI as in effect since September 24, UGI Form 10-K 3.2 2002 (9/30/02) ------------------------------------------------------------------------------------------------------------------------------ 4 Instruments defining the rights of security holders, including indentures. (The Company agrees to furnish to the Commission upon request a copy of any instrument defining the rights of holders of long-term debt not required to be filed pursuant to Item 601(b)(4) of Regulation S-K) ------------------------------------------------------------------------------------------------------------------------------ 4.1 Rights Agreement, as amended as of August 18, UGI Registration 4.3 2000, between the Company and Mellon Bank, Statement No. N.A., successor to Mellon Bank (East) N.A., as 333-49080 Rights Agent, and Assumption Agreement dated April 7, 1992 ------------------------------------------------------------------------------------------------------------------------------ 4.2 The description of the Company's Common Stock UGI Form 8-B/A 3.(4) contained in the Company's registration (4/17/96) statement filed under the Securities Exchange Act of 1934, as amended ------------------------------------------------------------------------------------------------------------------------------ 4.3 UGI's (Second) Amended and Restated Articles of Incorporation and Bylaws referred to in 3.1 and 3.2 above ------------------------------------------------------------------------------------------------------------------------------ 4.4 Note Agreement dated as of April 12, 1995 AmeriGas Form 10-Q 10.8 among The Prudential Insurance Company of Partners, L.P. (3/31/95) America, Metropolitan Life Insurance Company, and certain other institutional investors and AmeriGas Propane, L.P., New AmeriGas Propane, Inc. and Petrolane Incorporated ------------------------------------------------------------------------------------------------------------------------------ 4.5 First Amendment dated as of September 12, 1997 AmeriGas Form 10-K 4.5 to Note Agreement dated as of April 12, 1995 Partners, L.P. (9/30/97) ("1995 Note Agreement") ------------------------------------------------------------------------------------------------------------------------------ 4.6 Second Amendment dated as of September 15, AmeriGas Form 10-K 4.6 1998 to 1995 Note Agreement Partners, L.P. (9/30/98) ------------------------------------------------------------------------------------------------------------------------------ 4.7 Third Amendment dated as of March 23, 1999 to AmeriGas Form 10-Q 10.2 1995 Note Agreement Partners, L.P. (3/31/99) ------------------------------------------------------------------------------------------------------------------------------
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INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ 4.8 Fourth Amendment dated as of March 16, 2000 to AmeriGas Form 10-Q 10.2 1995 Note Agreement Partners, L.P. (6/30/00) ------------------------------------------------------------------------------------------------------------------------------ 4.9 Fifth Amendment dated as of August 1, 2001 to AmeriGas Form 10-K 4.8 1995 Note Agreement Partners, L.P. (9/30/01) ------------------------------------------------------------------------------------------------------------------------------ 4.9(a) Second Amended and Restated Agreement of AmeriGas Form 8-K 1 Limited Partnership of AmeriGas Partners, L.P. Partners, L.P. (9/30/00) ------------------------------------------------------------------------------------------------------------------------------ 4.10 Amended and Restated Agreement of Limited AmeriGas Form 10-K 3.8 Partnership of AmeriGas Eagle Propane, L.P. Partners, L.P. (9/30/01) dated July 19, 1999 ------------------------------------------------------------------------------------------------------------------------------ 10.1 Service Agreement (Rate FSS) dated as of UGI Form 10-K 10.5 November 1, 1989 between Utilities and (9/30/95) Columbia, as modified pursuant to the orders of the Federal Energy Regulatory Commission at Docket No. RS92-5-000 reported at Columbia Gas Transmission Corp., 64 FERCP. 61,060 (1993), order on rehearing, 64 FERCP. 61,365 (1993) ------------------------------------------------------------------------------------------------------------------------------ 10.2 Service Agreement (Rate FTS) dated June 1, Utilities Form 10-K (10)o. 1987 between Utilities and Columbia, as (12/31/90) modified by Supplement No. 1 dated October 1, 1988; Supplement No. 2 dated November 1, 1989; Supplement No. 3 dated November 1, 1990; Supplement No. 4 dated November 1, 1990; and Supplement No. 5 dated January 1, 1991, as further modified pursuant to the orders of the Federal Energy Regulatory Commission at Docket No. RS92-5-000 reported at Columbia Gas Transmission Corp., 64 FERCP. 61,060 (1993), order on rehearing, 64 FERCP. 61,365 (1993) ------------------------------------------------------------------------------------------------------------------------------ 10.3 Transportation Service Agreement (Rate FTS-1) Utilities Form 10-K (10)p. dated November 1, 1989 between Utilities and (12/31/90) Columbia Gulf Transmission Company, as modified pursuant to the orders of the Federal Energy Regulatory Commission in Docket No. RP93-6-000 reported at Columbia Gulf Transmission Co., 64 FERCP. 61,060 (1993), order on rehearing, 64 FERCP. 61,365 (1993) ------------------------------------------------------------------------------------------------------------------------------ 10.4 Amended and Restated Sublease Agreement dated UGI Form 10-K 10.35 April 1, 1988 between Southwest Salt Co. and (9/30/94) AP Propane, Inc. (the "Southwest Salt Co. Agreement") ------------------------------------------------------------------------------------------------------------------------------
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INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ 10.5 Letter dated July 8, 1998 pursuant to Article UGI Form 10-K 10.5 1, Section 1.2 of the Southwest Salt Co. (9/30/99) Agreement re: option to renew for period of June 1, 2000 to May 31, 2005 and related extension notice ------------------------------------------------------------------------------------------------------------------------------ 10.6** UGI Corporation Directors Deferred UGI Form 10-K 10.6 Compensation Plan Amended and Restated as of (9/30/00) January 1, 2000 ------------------------------------------------------------------------------------------------------------------------------ 10.7** UGI Corporation 1992 Stock Option and Dividend UGI Form 10-Q (10)ee Equivalent Plan, as amended May 19, 1992 (6/30/92) ------------------------------------------------------------------------------------------------------------------------------ 10.8** UGI Corporation Annual Bonus Plan dated March UGI Form 10-Q 10.4 8, 1996 (6/30/96) ------------------------------------------------------------------------------------------------------------------------------ 10.9** UGI Corporation Directors' Equity Compensation UGI Form 10-K 10.9 Plan Amended and Restated as of January 1, (9/30/00) 2000 ------------------------------------------------------------------------------------------------------------------------------ 10.10** UGI Corporation 1997 Stock Option and Dividend UGI Form 10-Q 10.2 Equivalent Plan (3/31/97) ------------------------------------------------------------------------------------------------------------------------------ 10.11** UGI Corporation 1992 Directors' Stock Plan UGI Form 10-Q (10)ff (6/30/92) ------------------------------------------------------------------------------------------------------------------------------ 10.12** UGI Corporation Senior Executive Employee UGI Form 10-K 10.12 Severance Pay Plan effective January 1, 1997 (9/30/97) ------------------------------------------------------------------------------------------------------------------------------ 10.13** UGI Corporation 2000 Directors' Stock Option UGI Form 10-K 10.13 Plan (9/30/99) ------------------------------------------------------------------------------------------------------------------------------ 10.14** UGI Corporation 2000 Stock Incentive Plan UGI Form 10-Q 10.1 (6/30/00) ------------------------------------------------------------------------------------------------------------------------------ 10.15** 1997 Stock Purchase Loan Plan UGI Form 10-K 10.16 (9/30/97) ------------------------------------------------------------------------------------------------------------------------------ 10.16** UGI Corporation Supplemental Executive UGI Form 10-Q 10 Retirement Plan Amended and Restated effective (6/30/98) October 1, 1996 ------------------------------------------------------------------------------------------------------------------------------ 10.17 [Intentionally omitted] ------------------------------------------------------------------------------------------------------------------------------ 10.18 Second Amended and Restated Credit Agreement AmeriGas Form 10-K 10.1 dated as of August 21, 2002 among AmeriGas Partners, L.P. (9/30/02) Propane, L.P., AmeriGas Propane, Inc., Petrolane Incorporated, Bank of America, N.A., as Agent, Issuing Bank and Swing Line Bank, and certain banks. ------------------------------------------------------------------------------------------------------------------------------
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INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ 10.19 Power Sales Agreement between UGI Utilities, Utilities Form 10-K 10.23 Inc. and UGI Development Company dated as of (9/30/01) November 30, 2001 ------------------------------------------------------------------------------------------------------------------------------ 10.20 [Intentionally omitted] ------------------------------------------------------------------------------------------------------------------------------ 10.21 [Intentionally omitted] ------------------------------------------------------------------------------------------------------------------------------ 10.22 [Intentionally omitted] ------------------------------------------------------------------------------------------------------------------------------ 10.23 Intercreditor and Agency Agreement dated as of AmeriGas Form 10-Q 10.2 April 19, 1995 among AmeriGas Propane, Inc., Partners, L.P. (3/31/95) Petrolane Incorporated, AmeriGas Propane, L.P., Bank of America National Trust and Savings Association ("Bank of America") as Agent, Mellon Bank, N.A. as Cash Collateral Sub-Agent, Bank of America as Collateral Agent and certain creditors of AmeriGas Propane, L.P. ------------------------------------------------------------------------------------------------------------------------------ 10.23(a) First Amendment dated as of July 31, 2001 to AmeriGas Form 10-K 10.8 Intercreditor and Agency Agreement dated as of Partners, L.P. (9/30/01) April 19, 1995 ------------------------------------------------------------------------------------------------------------------------------ 10.24 General Security Agreement dated as of April AmeriGas Form 10-Q 10.3 19, 1995 among AmeriGas Propane, L.P., Bank of Partners, L.P. (3/31/95) America National Trust and Savings Association and Mellon Bank, N.A. ------------------------------------------------------------------------------------------------------------------------------ 10.24(a) First Amendment dated as of July 31, 2001 to AmeriGas Form 10-K 10.10 General Security Agreement dated as of April Partners, L.P. (9/30/01) 19, 1995 ------------------------------------------------------------------------------------------------------------------------------ 10.25 Subsidiary Security Agreement dated as of AmeriGas Form 10-Q 10.4 April 19, 1995 among AmeriGas Propane, L.P., Partners, L.P. (3/31/95) Bank of America National Trust and Savings Association as Collateral Agent and Mellon Bank, N.A. as Cash Collateral Agent ------------------------------------------------------------------------------------------------------------------------------ 10.25(a) First Amendment dated as of July 31, 2001 to AmeriGas Form 10-K 10.12 Subsidiary Security Agreement dated as of Partners, L.P. (9/30/01) April 19, 1995 ------------------------------------------------------------------------------------------------------------------------------ 10.26 Restricted Subsidiary Guarantee dated as of AmeriGas Form 10-Q 10.5 April 19, 1995 by AmeriGas Propane, L.P. for Partners, L.P. (3/31/95) the benefit of Bank of America National Trust and Savings Association, as Collateral Agent ------------------------------------------------------------------------------------------------------------------------------
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INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ 10.27 Trademark License Agreement dated April 19, AmeriGas Form 10-Q 10.6 1995 among UGI Corporation, AmeriGas, Inc., Partners, L.P. (3/31/95) AmeriGas Propane, Inc., AmeriGas Partners, L.P. and AmeriGas Propane, L.P. ------------------------------------------------------------------------------------------------------------------------------ 10.28 Trademark License Agreement, dated April 19, AmeriGas Form 10-Q 10.7 1995 among AmeriGas Propane, Inc., AmeriGas Partners, L.P. (3/31/95) Partners, L.P. and AmeriGas Propane, L.P. ------------------------------------------------------------------------------------------------------------------------------ 10.29 Stock Purchase Agreement dated May 27, 1989, Petrolane Registration 10.16(a) as amended and restated July 31, 1989, between Incorporated/ Statement No. Texas Eastern Corporation and QFB Partners AmeriGas, Inc. 33-69450 ------------------------------------------------------------------------------------------------------------------------------ 10.30 Pledge Agreement dated September 1999 between UGI Form 10-K 10.28 Eastfield International Holdings, Inc. and (9/30/99) Reiffeisen Zentralbank Osterreich Aktiengesellschaft ("RZB") ------------------------------------------------------------------------------------------------------------------------------ 10.31 Pledge Agreement dated September 1999 between UGI Form 10-K 10.29 EuroGas Holdings, Inc. and RZB (9/30/99) ------------------------------------------------------------------------------------------------------------------------------ 10.32 Form of Guarantee Agreement dated September UGI Form 10-K 10.30 1999 between UGI Corporation and RZB relating (9/30/99) to loan amount of EURO 74 million ------------------------------------------------------------------------------------------------------------------------------ 10.33 Form of Guarantee Agreement dated September UGI Form 10-K 10.33 2000 between UGI Corporation and RZB relating (9/30/00) to loan amount of EURO 14.9 million ------------------------------------------------------------------------------------------------------------------------------ 10.34 Form of Guarantee Agreement dated September UGI Form 10-K 10.34 2000 between UGI Corporation and RZB relating (9/30/00) to loan amount of EURO 9 million ------------------------------------------------------------------------------------------------------------------------------ 10.34(a) Amendments dated October 11, 2001 to September UGI Form 10-K 10.34(a) 1999 Guarantee Agreements between UGI (9/30/02) Corporation and RZB ------------------------------------------------------------------------------------------------------------------------------ 10.35** Description of Change of Control arrangements UGI Form 10-K 10.33 for Messrs. Greenberg, Bovaird and Mendicino (9/30/99) ------------------------------------------------------------------------------------------------------------------------------ 10.36** Description of Change of Control arrangement UGI Form 10-K 10.34 for Mr. Chaney (9/30/99) ------------------------------------------------------------------------------------------------------------------------------ 10.37** Description of Change of Control arrangement AmeriGas Form 10-K 10.31 for Mr. Bissell Partners, L.P. (9/30/99) ------------------------------------------------------------------------------------------------------------------------------
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INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ 10.38** 2002 Non-Qualified Stock Option Plan UGI Form 10-K 10.38 (9/30/02) ------------------------------------------------------------------------------------------------------------------------------ 10.39** 1992 Non-Qualified Stock Option Plan, as UGI Form 10-K 10.39 amended (9/30/00) ------------------------------------------------------------------------------------------------------------------------------ 10.40 Service Agreement for comprehensive delivery UGI Form 10-K 10.40 service (Rate CDS) dated February 23, 1998 (9/30/00) between UGI Utilities, Inc. and Texas Eastern Transmission Corporation ------------------------------------------------------------------------------------------------------------------------------ 10.41 Service Agreement for comprehensive delivery UGI Form 10-K 10.41 service (Rate CDS) dated February 23, 1999 (9/30/00) between UGI Utilities, Inc. and Texas Eastern Transmission Corporation ------------------------------------------------------------------------------------------------------------------------------ 10.42 Purchase Agreement dated January 30, 2001 and AmeriGas Form 8-K 10.1 Amended and Restated on August 7, 2001 by and Partners, L.P. (8/8/01) among Columbia Energy Group, Columbia Propane Corporation, Columbia Propane, L.P., CP Holdings, Inc., AmeriGas Propane, L.P., AmeriGas Partners, L.P., and AmeriGas Propane, Inc. ------------------------------------------------------------------------------------------------------------------------------ 10.43 Partnership Agreement of Hunlock Creek Energy Utilities Form 10-K 10.24 Ventures dated December 8, 2001 by and between (9/30/01) UGI Hunlock Development Company and Allegheny Energy Supply Hunlock Creek LLC ------------------------------------------------------------------------------------------------------------------------------ 10.44 Agreement by Petrolane Incorporated and Petrolane Form 10-K 10.13 certain of its subsidiaries party thereto Incorporated (9/23/94) ("Subsidiaries") for the Sale of the Subsidiaries' Inventory and Assets to the Goodyear Tire & Rubber Company and D.C.H., Inc., as Purchaser, dated as of December 18, 1985 ------------------------------------------------------------------------------------------------------------------------------ 10.45 Purchase Agreement by and among Columbia National Propane Form 8-K 10.5 Propane, L.P., CP Holdings, Inc., Columbia Partners, L.P. (4/19/99) Propane Corporation, National Propane Partners, L.P., National Propane Corporation, National Propane SPG, Inc., and Triarc Companies, Inc. dated as of April 5, 1999 ------------------------------------------------------------------------------------------------------------------------------ 10.46 Capital Contribution Agreement dated as of AmeriGas Form 8-K 10.2 August 21, 2001 by and between Columbia Partners, L.P. (8/21/01) Propane, L.P. and AmeriGas Propane, L.P. acknowledged and agreed to by CP Holdings, Inc. ------------------------------------------------------------------------------------------------------------------------------
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INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ 10.47 Promissory Note by National Propane L.P., a AmeriGas Form 10-K 10.39 Delaware limited partnership in favor of Partners, L.P. (9/30/01) Columbia Propane Corporation dated July 19, 1999 ------------------------------------------------------------------------------------------------------------------------------ 10.48 Loan Agreement dated July 19, 1999, between AmeriGas Form 10-K 10.40 National Propane, L.P. and Columbia Propane Partners, L.P. (9/30/01) Corporation ------------------------------------------------------------------------------------------------------------------------------ 10.49 First Amendment dated August 21, 2001 to Loan AmeriGas Form 10-K 10.41 Agreement dated July 19, 1999 between National Partners, L.P. (9/30/01) Propane, L.P. and Columbia Propane Corporation ------------------------------------------------------------------------------------------------------------------------------ 10.50 Columbia Energy Group Payment Guaranty dated AmeriGas Form 10-K 10.42 April 5, 1999 Partners, L.P. (9/30/01) ------------------------------------------------------------------------------------------------------------------------------ 10.51 Keep Well Agreement by and between AmeriGas AmeriGas Form 10-K 10.46 Propane, L.P. and Columbia Propane Corporation Partners, L.P. (9/30/01) dated August 21, 2001 ------------------------------------------------------------------------------------------------------------------------------ 10.52 Management Services Agreement effective as of AmeriGas Form 10-K 10.47 August 21, 2001 between AmeriGas Propane, Inc. Partners, L.P. (9/30/01) and AmeriGas Eagle Holdings, Inc., the general partner of AmeriGas Eagle Propane, L.P. ------------------------------------------------------------------------------------------------------------------------------ 10.53 Storage Transportation Service Agreement (Rate Utilities Form 10-K 10.25 Schedule SST) between Utilities and Columbia (9/30/02) dated November 1, 1993, as modified pursuant to orders of the Federal Energy Regulatory Commission ------------------------------------------------------------------------------------------------------------------------------ 10.54 No-Notice Transportation Service Agreement Utilities Form 10-K 10.26 (Rate Schedule NTS) between Utilities and (9/30/02) Columbia dated November 1, 1993, as modified pursuant to orders of the Federal Energy Regulatory Commission ------------------------------------------------------------------------------------------------------------------------------ 10.55 No-Notice Transportation Service Agreement Utilities Form 10-K 10.27 (Rate Schedule CDS) between Utilities and (9/30/02) Texas Eastern Transmission dated February 23, 1999, as modified pursuant to various orders of the Federal Energy Regulatory Commission ------------------------------------------------------------------------------------------------------------------------------
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INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ 10.56 No-Notice Transportation Service Agreement Utilities Form 10-K 10.28 (Rate Schedule CDS) between Utilities and (9/30/02) Texas Eastern Transmission dated October 31, 2000, as modified pursuant to various orders of the Federal Energy Regulatory Commission ------------------------------------------------------------------------------------------------------------------------------ 10.57 Firm Transportation Service Agreement (Rate Utilities Form 10-K 10.29 Schedule FT-1) between Utilities and Texas (9/30/02) Eastern Transmission dated June 15, 1999, as modified pursuant to various orders of the Federal Energy Regulatory Commission ------------------------------------------------------------------------------------------------------------------------------ 10.58 Firm Transportation Service Agreement (Rate Utilities Form 10-K 10.30 Schedule FT-1) between Utilities and Texas (9/30/02) Eastern Transmission dated October 31, 2000, as modified pursuant to various orders of the Federal Energy Regulatory Commission ------------------------------------------------------------------------------------------------------------------------------ 10.59 Firm Transportation Service Agreement (Rate Utilities Form 10-K 10.31 Schedule FT) between Utilities and (9/30/02) Transcontinental Gas Pipe Line dated October 1, 1996, as modified pursuant to various orders of the Federal Energy Regulatory Commission ------------------------------------------------------------------------------------------------------------------------------ 13 Pages 13 through 51 of the 2002 Annual Report UGI Form 10-K 13 to Shareholders (9/30/02) ------------------------------------------------------------------------------------------------------------------------------ 18 Letter of Arthur Andersen LLP regarding change AmeriGas Form 10-Q 18 in accounting principles Partners, L.P. (12/31/00) ------------------------------------------------------------------------------------------------------------------------------ 21 Subsidiaries of the Registrant UGI Form 10-K 21 (9/30/02) ------------------------------------------------------------------------------------------------------------------------------ 23 Consent of PricewaterhouseCoopers LLP UGI Form 10-K 23 (9/30/02) ------------------------------------------------------------------------------------------------------------------------------ *23.1 Consent of PricewaterhouseCoopers LLP re: Financial Statements and Supplemental Schedule of UGI Utilities, Inc. Savings Plan and AmeriGas Propane, Inc. Savings Plan for the year ended December 31, 2002 ------------------------------------------------------------------------------------------------------------------------------ 99 Certification by the Chief Executive Officer UGI Form 10-K 99 and the Chief Financial Officer relating to (9/30/02) the Registrant's Report on Form 10-K for the fiscal year ended September 30, 2002. ------------------------------------------------------------------------------------------------------------------------------
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INCORPORATION BY REFERENCE ------------------------------------------------------------------------------------------------------------------------------ EXHIBIT NO. EXHIBIT REGISTRANT FILING EXHIBIT ------------------------------------------------------------------------------------------------------------------------------ *99.1 Certification by the Chief Executive Officer and the Chief Financial Officer relating to the Registrant's Report on Form 10-K for the fiscal year ended September 30, 2002, as amended by Amendment No. 1 on Form 10-K/A. ------------------------------------------------------------------------------------------------------------------------------ *99.2 Financial Statements and Supplemental Schedule of UGI Utilities, Inc. Savings Plan and AmeriGas Propane, Inc. Savings Plan for the year ended December 31, 2002. ------------------------------------------------------------------------------------------------------------------------------
* Filed herewith. ** As required by Item 14(a)(3), this exhibit is identified as a compensatory plan or arrangement. -11- (b) REPORTS ON FORM 8-K: The Company filed the following Current Reports on Form 8-K during the fourth quarter of fiscal year 2002:
Date Item Number(s) Content ---- -------------- ------- 8/14/02 9 Regulation FD - Officers' Sworn Statements Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934
-12- SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 10-K/A to be signed on its behalf by the undersigned, thereunto duly authorized. UGI CORPORATION Date: June 26, 2003 By: /s/ Anthony J. Mendicino ------------------------------------ Anthony J. Mendicino Senior Vice President - Finance and Chief Financial Officer -13- CERTIFICATIONS I, Lon R. Greenberg, certify that: 1. I have reviewed this Amendment No.1 on Form 10-K/A to the annual report on Form 10-K for the fiscal year ended September 30, 2002 (as amended, the "annual report") of UGI Corporation; 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; and 3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report. Date: June 26, 2003 /s/ Lon R. Greenberg ------------------------------- Lon R. Greenberg Chairman, President and Chief Executive Officer -14- I, Anthony J. Mendicino, certify that: 1. I have reviewed this Amendment No.1 on Form 10-K/A to the annual report on Form 10-K for the fiscal year ended September 30, 2002 (as amended, the "annual report") of UGI Corporation; 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; and 3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report. Date: June 26, 2003 /s/ Anthony J. Mendicino ------------------------------- Anthony J. Mendicino Senior Vice President - Finance and Chief Financial Officer -15- EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION ---------- ----------- 23.1 Consent of PricewaterhouseCoopers LLP re: Financial Statements and Supplemental Schedule of UGI Utilities, Inc. Savings Plan and AmeriGas Propane, Inc. Savings Plan for the year ended December 31, 2002. 99.1 Certification by the Chief Executive Officer and Chief Financial Officer relating to the Registrant's Report on Form 10-K for the fiscal year ended September 30, 2002, as amended by Amendment No. 1 on Form 10-K/A. 99.2 Financial Statements and Supplemental Schedule of UGI Utilities, Inc. Savings Plan and AmeriGas Propane, Inc. Savings Plan for the year ended December 31, 2002.
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