-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DlBAzqqYPqQrMCBlSB/jqEZ1/YC0bxHV1LSYjPEgqO8egIw6KJsk/gJXBGADmTTX 735/eMIauQhJTCvm0i0Jeg== 0001140361-06-014511.txt : 20061013 0001140361-06-014511.hdr.sgml : 20061013 20061013173543 ACCESSION NUMBER: 0001140361-06-014511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061011 FILED AS OF DATE: 20061013 DATE AS OF CHANGE: 20061013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAULKNER H KIMBALL CENTRAL INDEX KEY: 0001045746 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26714 FILM NUMBER: 061144949 MAIL ADDRESS: STREET 1: C/O ADE CORP. STREET 2: 80 WILSON WAY CITY: WESTWOOD STATE: MA ZIP: 02090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADE CORP CENTRAL INDEX KEY: 0000884498 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 042441829 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 80 WILSON WAY CITY: WESTWOOD STATE: MA ZIP: 02090 BUSINESS PHONE: 6174673500 MAIL ADDRESS: STREET 1: 77 ROWE ST CITY: NEWTON STATE: MA ZIP: 02166 4 1 doc1.xml FORM 4 X0202 4 2006-10-11 1 0000884498 ADE CORP ADEX 0001045746 FAULKNER H KIMBALL C/O ADE CORPORATION 80 WILSON WAY WESTWOOD MA 02090 1 0 0 0 Common Stock 2006-10-11 4 D 0 99717 D 0 D Stock Option (Right to Buy) 21.97 2006-10-11 4 D 0 5000 10.53 D 2015-09-21 Common Stock 5000 0 D Stock Option (Right to Buy) 20.74 2006-10-11 4 D 0 10000 11.76 D 2015-05-18 Common Stock 10000 0 D Since the reporting person's last report on Form 4, 99,717 shares owned directly by the reporting person have been contributed to a grantor retained annuity trust. Disposed of pursuant to merger agreement between issuer and KLA-Tencor Corporation in exchange for $32.50 per share on the effective date of the merger. This option, which provided for vesting in equal installments annually over a five year period, was canceled in the merger in exchange for a cash payment of $52,650 representing the difference between the exercise price of the option and $32.50. This option, which provided for vesting in equal installments quarterly over a five year period, was canceled in the merger in exchange for a cash payment of $117,600 representing the difference between the exercise price of the option and $32.50. /s/ H. Kimball Faulkner 2006-10-13 -----END PRIVACY-ENHANCED MESSAGE-----