-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhRR23ls7ycyXwVQSP/l2093bxE5HRdpM+6JDW7NNqAMTM5sNsEWJM2AAUP+4fKw 7NYcDFRKMk3UwgW5wug61A== 0001007986-97-000005.txt : 19970222 0001007986-97-000005.hdr.sgml : 19970222 ACCESSION NUMBER: 0001007986-97-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADE CORP CENTRAL INDEX KEY: 0000884498 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042441829 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49195 FILM NUMBER: 97533027 BUSINESS ADDRESS: STREET 1: 77 ROWE ST CITY: NEWTON STATE: MA ZIP: 02166 MAIL ADDRESS: STREET 1: 77 ROWE ST CITY: NEWTON STATE: MA ZIP: 02166 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADE CORP CENTRAL INDEX KEY: 0000884498 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042441829 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 77 ROWE ST CITY: NEWTON STATE: MA ZIP: 02166 MAIL ADDRESS: STREET 1: 77 ROWE ST CITY: NEWTON STATE: MA ZIP: 02166 SC 13G/A 1 LANDON T. CLAY SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ADE Corporation -------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------- (Title of Class of Securities) 00089C 10 7 -------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement /__/. A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 - --------------------------------/ /--------------------------- CUSIP NO. 00089C 10 7 / / PAGE 2 OF 4 PAGES ----------- / / - --------------------------------/ /--------------------------- - ------------------------------------------------------------------------------- / 1 / NAME OF REPORTING PERSON / / S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON / / / / Landon T. Clay / / - ------------------------------------------------------------------------------- / 2 / CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP / / / / (a) / / Not Applicable (b) / / - ------------------------------------------------------------------------------- / 3 / SEC USE ONLY / / / / / / - ------------------------------------------------------------------------------- / 4 / CITIZENSHIP OR PLACE OF ORGANIZATION / / / / USA / / - ------------------------------------------------------------------------------- / 5 / SOLE VOTING POWER 1,259,002 SHARES Number of /---/------------------------------------------------ Shares / 6 / SHARED VOTING POWER 522,000 SHARES Beneficially /---/------------------------------------------------ Owned By / 7 / SOLE DISPOSITIVE POWER 1,259,002 SHARES Each Reporting /---/------------------------------------------------ Person With / 8 / SHARED DISPOSITIVE POWER 522,000 SHARES - --------------------------/---/------------------------------------------------ / 9 / AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON / / / / 1,781,002 SHARES - ------------------------------------------------------------------------------- / 10/ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / / / Not Applicable - ------------------------------------------------------------------------------- / 11/ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 / / / / 22.9% - ------------------------------------------------------------------------------- / 12/ TYPE OF REPORTING PERSON* / / / / IN - ------------------------------------------------------------------------------- Page 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ITEM 1 (a) Name of Issuer ADE Corporation (b) Address of Issuer's Principal Executive Offices 80 Wilson Way, Westwood, MA 02090-1806 - ------------------------------------------------------------------------------- ITEM 2 (a) Name of Person Filing Landon T. Clay (b) Address of Principal Business Office or, if none, Residence One Federal Street, 18th Floor, Boston, MA 02110 (c) Citizenship USA (d) Title of Class of Securities Common Stock (e) CUSIP Number 00089C 10 7 - ------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) or 13d-2(h), check whether the person filing is a: Not Applicable - ------------------------------------------------------------------------------- Page 3 ITEM 4. OWNERSHIP (a) Amount Beneficially Owned 1,781,002 shares (b) Percent of Class 22.9% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,259,002 shares (ii) Shared power to vote or to direct the vote: 522,000 shares (iii) Sole power to dispose of or to direct the disposition of 1,259,002 shares (iv) Shared power to dispose of or to direct the disposition of 522,000 shares - ------------------------------------------------------------------------------ ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable - ------------------------------------------------------------------------------ ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable - ------------------------------------------------------------------------------ ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable - ------------------------------------------------------------------------------ ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable - ------------------------------------------------------------------------------ ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable - ------------------------------------------------------------------------------ ITEM 10. CERTIFICATION The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of busi- ness and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 ------------------------------- Date /s/ Landon T. Clay ------------------------------- Signature Landon T. Clay ------------------------------- Name/Title Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----